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Item 9 Appendix 2 - Pre application Guidance and Services

West Dunbartonshire Council · 14 December 2022
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Planning and Building Standards Service
December 2022
Pre-Application
Guidance
and Services
Supporting High
Quality
Development
Supporting High
Quality
Development
Pre-Application
Guidance
and Services

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Supporting High Quality Development
Pre-Application Guidance and Services
Contents
‰ Overview / Introduction
‰ What type of Pre-Application Process?
‰ 1. Permitted Development
‰ 2. Pre-Application Advice
‰ 3. Pre-Application Framework
‰ Disclaimer
‰ Freedom of Information
Supporting High Quality Development 1
ITEM 9 APPENDIX 2

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Overview
West Dunbartonshire Council’s aim is to create places for people, spaces for investment
and destinations to enjoy. To support this aspiration, the spatial strategy is focussed
on the delivery of significant regeneration areas and other key sites within our already
established urban areas. Sustainable and high quality placemaking is at the heart of
this strategy and is a key priority for the Council.
The Council is committed to taking a more proactive role in supporting the delivery of high
quality developments. However, in recognition of a changing and more complex policy
landscape and after an internal review, the Council has sought to review its processes
to ensure a continued improvement to its service offer.
The pre-application process is seen as a critical mechanism – early and effective
consultation and engagement will assist in avoiding delays and difficult situations during
the planning and building warrant processes. The Council appreciates that its ability to
facilitate these processes is key in supporting applicants in the delivery of high quality
projects and developments.
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What type of Pre-Application Process?
The Council welcomes early engagement with all applicants and developers prior to
the submission of any application. The submission of detailed and comprehensive
applications results in quicker decision making once an application is submitted.
In recognition that applications range in type, scale and complexity the Council has
adapted its service offer to develop a more bespoke pre-application process; one which
can be adapted to suit the needs of the applicant and Council alike.
The options for pre-application have been simplified into two distinct routes – Pre-
Application Advice and Pre-Application Framework. This document will seek to explain
how these processes will function and also direct applicants to relevant supporting
material.
Whilst applications will still be defined as either ‘local’ or ‘major’, in accordance with the
Town and Country Planning (Hierarchy of Development) (Scotland) Regulations 2009 ,
the Council has moved away from using these categories to define the type of necessary
pre-application process. This is in recognition that all applications vary in type, scale and
complexity, and as such, the pre-application process should reflect these changing needs.
Upon receipt of a pre-application enquiry the Council will suggest which route is most
appropriate and provide relevant information and guidance to the applicant team.
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1. Permitted Development
Prior to engaging with the Council regarding the possible pre-application routes, it is
recommended that any applicant check whether the proposed development falls under
what would be considered as permitted development to determine if planning permission
is required or not.  Further information regarding permitted development rights can be
found at the link below:
https://www.gov.scot/publications/guidance-householder-permitted-development-
rights-9781780456836/
2. Pre-Application Advice
Pre-Application Advice supports applicants who require guidance for smaller and
less complex proposals. These often include alterations to a property or the
development of a small number of dwellings.
The advice service is designed to:
‰ simplify the submission of a planning application;
‰ outline the policies of the local development plan and other material
considerations that would affect the proposal;
‰ identify constraints;
‰ identify consultation/ consultees;
‰ provide a view on whether the development proposals are likely to
be acceptable;.
‰ identify key mitigation required to make a proposal acceptable.
Please Note:
‰ We can’t provide pre-application advice for specific proposals over
the telephone.
‰ We reserve the right not to provide pre-application advice if the
process is not entered into cordially or objectively.
‰ Any evaluation of the proposal does not prejudice any decision made
by West Dunbartonshire Council and its Committees and the advice
is not legally binding on the determination of a forthcoming planning
application.
‰ Pre-application advice may be subject to third party requests made
under the Freedom of Information (Scotland) Act 2002.
Further information regarding Pre-Application Advice, including suggested submission
material and enquiry forms, can be found at the link below:
Pre-Application enquiry | West Dunbartonshire Council (west-dunbarton.gov.uk)
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As part of the proposed changes to the Councils Pre-Application process and in
accordance with revised national regulations the Council will now charge a discretionary
fee for this service. A charge of £500 will be applied to this service, although this is
reduced for certain categories of development.The fee will include:
‰ Meetings with applicant and Case Officer
‰ One site visit by Case Officer, if necessary
‰ Written response including commentary from necessary consultees
3. Pre-Application Framework
West Dunbartonshire Council is committed to supporting the highest quality development
and acknowledge that early and effective consultation is essential to this aspiration. The
Pre-Application Framework has been developed as a critical tool in helping to support
applicants for larger and more complex developments through this process.
The Council recognises that developments can be uniquely complex and often involve
different services from both within and outwith the Council. The Pre-Application
Framework has been established in order to provide a bespoke pre-application process;
one which reflects the changing needs of different applications.
The key benefits of using the Pre-Application Framework are to enable the local planning
authority and applicant to:
‰ Set out an efficient, transparent and solution focussed process for
determining complex planning applications;
‰ Agree relevant timescales, actions and resources for handling
applications;
‰ Enable joint working between the applicant and local planning
authority, including engagement strategies for other parties such as
statutory consultees, Councillors, the Place and Design Panel and
other stakeholders.
The diagram to the right seeks to explain how a typical Pre-Application Framework may
be planned. Please note that this is an indicative diagram, and the number of meetings
necessary may decrease or increase in accordance with the applications needs. The
framework for each application will be discussed with the applicant team before a
commitment from either party.
Please note that there is a statutory requirement for Pre-Application consultation (PAC)
with the public in relation to planning applications for Major Development.
Advice on the Pre-Application Consultation and the Proposal of Application Notice
(PoAN) process is available at https://www.west-dunbarton.gov.uk/planning-building-
standards/planning-applications/planning-applications-advice/. It defines what
constitutes a major development and what is required in terms of public consultation.
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Principle 1 – To work together as a team and in good faith, and to
respect each other’s interests and confidentiality.
Principle 2 – To be transparent and consistent at all times so that
outcomes are anticipated, defined and understood.
Principle 3 – To drive forward high-quality design and placemaking.
Principle 4 – To help facilitate (where appropriate) effective
involvement and consultation with statutory stakeholders, council
members and other stakeholders.
Principle 5 – To agree process milestones which will remain fixed
unless agreed by all parties.
Principle 6 – To identify and involve specialist consultees and
advisors including authority officers/managers where appropriate,
including the Place and Design Panel when appropriate. 
Objective and Principles
The objective of the Pre-Application Framework is one of co-operation and consistency
throughout the negotiation, and for discussion relating to the pre-application process
to provide a degree of certainty of intended outcomes and improve the quality of the
project, leading to an effective and efficient quality planning decision.
The Council have developed a series of principles which should guide the conduct of
all parties entering into a pre-application framework.
The Pre-Application Framework is devised to provide a realistic timeframe for planning
and resourcing the pre-application discussions, with the aim of agreeing a submission
date and facilitating a streamlined and effective planning application process. The
Applicant and the Council acknowledge that the timetable may be subject to change
which will be kept under review moving forward.
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A designated member of the Applicant’s team, in conjunction with the Council Case
Officer, will convene meetings, organise agendas and produce minutes to be agreed
by the Project Team.  Information will be shared between parties in good time in order
to facilitate necessary input to the process as a whole.
This Pre-Application Framework process does not give a guarantee of planning
permission.  It will not prejudice the outcome of the planning application or the impartiality
of the Council, in exercising its statutory duties as local planning authority.  This agreement
relates to the process of considering development proposals and not the decision itself.
A flat charge of £3000 will be charged for the Pre-Application Framework process. The
fee will include the below:
‰ A minimum of four meetings with Case Officer, Placemaking
Coordinator and other consultees where necessary.
‰ One site visit by Case Officer, if necessary.
‰ Written response including commentary from necessary
consultees issued after each pre-application meeting.
‰ Access to a minimum of one Place and Design Panel, where
necessary, facilitated by WDC Council. Further information is
outlined below.
‰ Access to a minimum of one Members Briefing, where necessary,
facilitated by WDC Council. Further information is outlined below.
‰ Where it is deemed, through a collaborative discussion, that
additional meetings are necessary to facilitate the improvement
of an application, these meetings will be facilitated by Council
Officers at no extra cost.
‰ A written schedule will be developed by WDC Council to provide
clarity of each Pre-Application Framework process, and issued
to all relevant parties.
Information regarding the Pre-Application Framework, and associated charging, will be
presented on the Council website through a series of web pages. These will be developed
in a consistent structure, similar to those which currently describe the Pre-Application
Advice service.
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Place and Design Panel
The Place and Design Panel has been established to assist the Council in delivering
the highest quality development in West Dunbartonshire. The panel consists of a group
of independent and experienced built environment professionals working across the
disciplines of:
‰ Architecture
‰ Landscape architecture
‰ Urban design
‰ Development
‰ Planning
‰ Environmental sustainability
‰ Engineering
‰ Infrastructure
The Panel act as an advisor to both applicant and council officers, with a view to helping
improve developments through the pre-application and application process. In doing so,
the Panel members seeks to use their experience to help increase the design quality of
the built environment in West Dunbartonshire.
It is vital for applicant teams and developments proposals to ensure that the Place and
Design Panel are brought into the application discussion at the correct stage – the
framework ensures that this is achievable and provides clarity to all involved. A report of
the panel discussion is created with the necessary action points clearly defined in order
to feed into the next phase of the Pre-Application Framework.
It may not be necessary for all applications to visit to the Place and Design Panel,
whilst some may benefit from visiting the Panel on more than one occasion. As with
other elements of the Framework, case officers will provide clarity on this process, to
be agreed with an applicant team.
Place and Design Panel Terms of Reference and Governance
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Elected Members Briefing
For some applications of a significant scale, complexity or of local interest an Elected
Members briefing may be necessary as part of the Pre-Application Framework.
The Council has agreed procedures for Elected Member involvement in the pre-
application stages. The Scottish Government has issued guidance on the role of Elected
Members in pre-application discussions. Elected Members are encouraged to engage at
the pre-application stage and to add value to the process while continuing to act within
the terms of the Councillors Code of Conduct.
The briefings are an important tool to allow early engagement by developers with Elected
Members in order to identify key and significant local issues at an early stage of the
planning process. It enables Elected Members to be better informed of developments
that will subsequently be presented to Planning Committee and helps to give a degree
of certainty and confidence to applicants by identifying key and local issues earlier in
the process. The Elected Members briefing is open to all Elected Members and not just
Elected Members that sit on the Planning Committee.
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Disclaimer
The Council will make every effort to ensure that the advice given in the pre-application
process is as accurate as possible. However any advice given by Council officers for
pre-application inquiries does not constitute a formal decision of the Council with regards
to any planning application and, whilst it may be a material consideration, cannot be held
to bind the Council in its validation or formal determination of a subsequent application
If an application is subsequently submitted which fails to take on board advice given by
officers, then the Council may refuse it without further discussion with the applicant or
their agent.
Freedom of Information
There is a possibility that, under the Freedom of Information Act, the Council will be
asked to provide information regarding inquiries for pre-application advice and copies
of any advice provided or correspondence entered into. This information may only be
withheld if its disclosure could prejudice commercial interests, inhibit the free and frank
provision of advice or exchange of views during the planning process, or could prejudice
the effective conduct of public affairs. Those seeking pre-application advice should
provide a covering letter that sets out the reasons why, and for how long, any information
relating to the case needs to remain confidential.
It will be for the Council to decide whether information can be treated as exempt from
disclosure and the thrust of the legislation is to make information accessible unless there
is a pressing reason why not. Each case will be assessed on its merits. The passage
of time may remove the need for exemption as information becomes less sensitive.
Generally notes and correspondence relating to pre-application discussion will not be
treated as confidential once a planning application has been submitted and the case is
in the public domain.
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CONTACT DETAILS
Planning and Building Standards Council Offices
16 Church Street Dumbarton G82 1QL
Telephone: 0141 951 7930
Email: pamela.clifford@west-dunbarton.gov.uk
OTHER FORMATS
This document can be made available on request in alternative formats
such as large print, Braille, audio tape or computer disc as well as in five
community languages.