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Item 9 - Fees for Pre Applications

West Dunbartonshire Council · 14 December 2022
Back to Planning Committee — 14 December 2022 and its agenda

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WEST DUNBARTONSHIRE COUNCIL
Report by Planning, Building Standards and Environmental Health Manager
Planning Committee: 14th December 2022
_____________________________________________________________
Subject: Introduction of fees for pre–application advice and other
discretionary fees, exemptions, reductions and surcharges.  
1. Purpose
1.1 To seek approval for the introduction of fees  for the provision of
pre-application planning advice to prospective developers and
householders and for the introduction of other discretionary charges,
exemptions, reductions and surcharges.
2. Recommendations
2.1 It is recommended that the Committee agrees, subject to decision at
Council on 21 December 2022,:
• the introduction of discretionary charges for providing pre-application
advice, non-material variations, written confirmation of
compliance/discharge of conditions, and exemptions as set out in
Appendix 1 to come into effect on 1st February 2023.
• a surcharge of 25% be imposed on all retrospective planning
applications to come into effect from 1st February 2023.
3. Background
3.1 The role of pre-planning application advice is to provide a forum for
developers to discuss proposals with Council officers prior to submitting an
application and thereby receive advice on the issues which will need to be
addressed as well as what information will be required for a submission.
The pre-application process is a critical mechanism – early and effective
consultation and engagement will assist in avoiding delays and difficult
situations during the planning application process. The ability to facilitate
these processes is key to supporting applicants in the delivery of high
quality projects and developments. The Council welcomes early
discussions with all applicants and developers prior to the submission of
any application. The submission of detailed and comprehensive
applications results in quicker decision making once an application is
submitted. The Planning Service in West Dunbartonshire focuses
resources on front loading complex and high profile regeneration, housing
and economic based applications through the pre application process,
which ensures speedy decision making and quality development with an
ITEM 9

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excellent average determination period of 9.6 weeks for major
developments in 2021-22, which is well below the Scottish average of 41.3
weeks and the statutory 4 month determination period target for major
applications.      
3.2  Recognising that applications range in type, scale and complexity, the
Council has recently adapted its pre-application service to offer a more
bespoke pre-application process; one which can be adapted to suit the
needs of the applicant and Council alike. The options for pre-application
have been simplified into two distinct routes – Pre-Application Advice and
Pre-Application Framework. The Pre- Application document (Appendix 2)
explains how these processes will function and also direct applicants to
relevant supporting material. The Pre-Application Advice process is
generally for smaller and less complex proposals with the Pre-Application
Framework for larger and more complex proposals. Whilst applications will
still be defined as either ‘local’ or ‘major’, in accordance with the Hierarchy
of Development Regulations, the Council has moved away from using
these categories to define the type of pre-application process necessary.
This is in recognition that all applications vary in type, scale and
complexity, and as such, the pre-application process should reflect these
different requirements.    
3.3  The Pre-Application Framework provides a structured process for the pre-
application stage, where applicant teams are working collaboratively with
the Council and where consultation with the Council’s Place and Design
Panel and Elected Members can be integrated into the process. A trial of
this process was run with a developer of a housing site in Clydebank and
the responses from officers and the applicant team was positive. The Pre-
Application Framework now is being used for other development
proposals. There is no charge for this service at present. In 2022 there
were 6 Planning Application Frameworks undertaken for development
proposals, 4 Place and Design Panels held and 2 Elected Member Briefing
sessions.    
3.4   Pre-Application Advice is accessed via an online Pre-Application enquiry
form and is mainly used for householder and local development and is not
targeted at Major, Environmental Impact Assessment development or
those developments which require to be put through the Pre-application
Framework. The online pre-application enquiry form was introduced in May
2021 and between May 2021 to December 2021 86 enquiries were
received and from January 2022 to end of November 2022 90 enquiries
were received.
3.5 For other Councils that have introduced fees for pre-application enquiries,
there has been a reduction in speculative planning enquiries being

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received and they have been better able to focus resources throughout the
planning service.
4. Main Issues
4.1 The Town and Country Planning ( Fees for Applications) (Scotland)
Regulations 2022 sets out the level of fees required as part of planning
applications and other associated applications. The Regulations replace
the Town and Country Planning (Fees for Applications and Deemed
Applications) (Scotland) Regulations 2004. They also introduced some
additional categories of fees and enable the planning authority to charge
discretionary fees for some services, to reduce or waive fees in certain
cases and to apply a surcharge for retrospective applications. 
4.2  The Regulations requires planning authorities to set out what will be
charged for these services, when and by how much fees will be reduced
and clarify the level of surcharges applied. The increase in planning fees
came into effect on 1st April 2022 and are welcomed in supporting a well-
resourced and efficient planning service.  Amongst the changes, standard
“householder” fees increased from £202 to £300, the single house
application fee increased from £401 to £600, with the maximum major
development fee increased to £150,000.  A proposed Schedule of Fees
are detailed in Appendix 1. 
Pre- application enquiries 
4.3   Many Local Planning Authorities across Scotland have already introduced
charging for pre application enquiries.  Appendix 3 provides an indication
of the Councils charging for pre application enquiries and the level of their
fees. As indicated above the provision of good pre-application advice is
fundamental to identifying the appropriate supporting information required
to be submitted with a planning application and to front load a planning
application. It is proposed that the following pre application fees are
introduced – a flat rate of £3000 for major or national developments and
those developments identified as requiring to be dealt with through the
Pre–Application Framework, £500 for local development and £100 for
householder development.  It is envisaged that major or national
developments and some local developments will require to be dealt with
through the Pre-Application Framework, with the Framework determining
the number of meetings, the requirement for the Place and Design Panel
and Elected Member briefing. More minor local development and
householder development may be addressed by a single meeting/ site visit
or an email response which will give the policy background, an overall view
on whether the development proposals are likely to be acceptable,
consultation/ consultees to be carried out, key mitigation required to make
the proposal acceptable and expiration date for the advice. Pre- application

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advice will be charged to developers, householders and other Council
Services who are undertaking development proposals.    
Non-Material Variations  
4.4  Once planning permission has been granted, changes to proposals are
often submitted. A non-material variation (NMV) application is essentially a
proposal to change an approved development that will not significantly
alter what was granted planning permission. The new fee regulations set
out that a planning authority may introduce a charge of £200 for each non-
material variation request, and it is proposed to include this charge for all
development types in line with the level set out in the Regulations. 
Written confirmation of compliance with condition(s) and discharge of a
condition(s). 
4.5  Often a developer will seek written confirmation that a condition attached to
a planning permission has been compiled with or the condition discharged
and this does not attract a fee. The Fee Regulations states that ”Where a
request is made to a planning authority for written confirmation of
compliance with a condition imposed on the grant of planning permission
the fee payable to that planning authority is £100 for each request”. It is
therefore recommended that this fee is applied to each separate request
as there is significant work involved in discharging and confirming
compliance with conditions. The fee would apply to each request made
with each separate request attracting a new fee. The current planning fee
regulations waive fees in full as an exemption for works or alterations to
improve access, safety, health or comfort for a disabled person at their
home, and community councils benefit from a 50% fee reduction on
planning applications.  It is proposed to apply the same reductions to fees
relating to discharge and compliance with condition fees. 
Waiving or reducing of fees
4.6   Regulation 5 of the New Fee Regulations provides that an authority may
waive or reduce any planning fees that would otherwise be payable under
the Regulations. An authority may waive or reduce a fee if it has published
a charter setting out the circumstances in which they will waive or reduce
fees. This could be for example where an authority wishes to seek to
encourage certain types of development in order to meet a policy
objective/outcome where the viability of development would otherwise be
significantly and demonstrably affected or where the type of development
was not envisaged or provided by the Regulations. 
4.7   If such a Charter is published it must include, but is not limited to, where
the application relates to development in the opinion of the authority, has
the primary purpose of contributing to a not for profit enterprise or a social
enterprise or where the application relates to development which in the
opinion of the planning authority, is likely to contribute to improving the

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health of residents of the area to which it relates. It is up to the authority to
determine what types of development shall fall into these categories. If a
planning authority waives or reduces any planning fee, it must include its
reasons for doing so in the decision notice. It is proposed to extend this to
cover developments that support the Council’s Food Growing Strategy
such as allotments, and food banks and no application fee would be
payable for such development proposals or alterations. 
Surcharges 
4.8    The new fee regulations also allow surcharges to be applied to
retrospective applications to a maximum of 25% of original planning
application fee. Many retrospective applications are made once all
development is complete or when the development has started but not
completed. In these circumstances these planning applications should
attract a surcharge of 25%. It is hoped that the introduction of a surcharge
will reduce the number of unauthorised developments that are carried out
without the necessary planning permission.
Future Review
4.9   It is intended that the charges will be reviewed within one year to ensure
that the costs are reflective of the service provided and after assessment
of the number of enquiries received. 
5. People Implications
5.1 There are people implications associated with this report. The charging for
pre application advice will require a well-resourced planning service.
6. Financial and Procurement Implications
6.1  The proposed charges are set out in Appendix 1 and represent estimation
of cost in relation to processing these requests.
7. Risk Analysis
7.1 If the Development Management service is not adequately resourced there
could be reputational damage to the Council if it is charging for a service
that it cannot provide it to an acceptable level within an agreed timescale.
8. Equalities Impact Assessment (EIA)
8.1 The Equalities Impact Assessment details some small differential impacts
of charging impacts, that can be mitigated. The Council will follows its
Communicating Effectively to ensure accessibility of advice and guidance.
The fees have been introduced in line with The Town and Country
Planning (Fees for Applications)(Scotland) Regulations 2022, which

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enables and sets out discretionary fees that the Council can introduce for
planning-related services. The fees have been set in line with the
Regulations where these are set out, or following benchmarking where the
Council has latitude to set its own fees. Exemptions have been introduced
where allowed to account for potentially disadvantaged groups, and have
been set at an affordable* rate for development types likely to be
undertaken by individuals (*when compared with the overall costs of a
development project). Many of the fees are also optional.
9. Consultation
9.1 The input of legal and financial colleagues has been sought during the
preparation of this report.
10. Strategic Assessment
10.1 The report is considered to align with the Council’s Strategic Priorities,
particularly:
Our Council  – Inclusive and Adaptable 
Our Communities – Resilient and Thriving 
Pamela Clifford
Planning, Building Standards and Environmental Health Manager
Date: 14th December 2022
_________________________________________________________________
Person to Contact: Pamela Clifford, Planning & Building Standards
Manager
pamela.clifford@west-dunbarton.gov.uk
Appendices: Appendix 1: Discretionary fees, exemptions and
surcharges applicable from 1 February 2023
Appendix 2: Pre-Application Guidance and Services
Appendix 3: Pre-Application fees charged by other
Scottish planning authorities
Appendix 4: Equalities Impact Assessment
Background Papers: The Town and Country Planning (Fees for
Applications) (Scotland) Regulations 2022
Wards Affected: All