Democracy Spraffa

Item 8 - Effective Community Engagement in Local Dev Planning Guidance

West Dunbartonshire Council · 2 August 2023
Back to Planning Committee — 2 August 2023 and its agenda

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WEST DUNBARTONSHIRE COUNCIL
Report by Planning, Building Standards and Environmental Health Manager
Planning Committee: 2nd August 2023
_____________________________________________________________
Subject: Effective Community Engagement in Local Development Planning
Guidance
1. Purpose
1.1 To seek the agreement of the Committee to submit a response to the
Scottish Government consultation on Effective Community Engagement in
Local Development Planning.
2. Recommendations
2.1 It is recommended that the Committee agree the proposed Council
response set out in Appendix 1.
3. Background
3.1 The Planning (Scotland) Act 2019 has introduced changes to the planning
policy framework and development planning system in Scotland. It includes
provision for the Scottish Ministers to issue guidance on effective
community engagement and for Planning Authorities to have regard to this
guidance.
3.2 The Scottish Government published draft guidance on Effective
Community Engagement in May 2023. The purpose of the guidance is to
provide further detail to planning authorities on the levels of engagement
which they are to undertake at each stage of the Local Development Plan
preparation process. This also includes the impact assessments that are to
be undertaken as part of the process. Responses are to be submitted by
13th September 2023.
ITEM 8

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4. Main Issues
Consultation Draft Guidance on Effective Community Engagement in Local
Development Planning
4.1 The guidance is for both Planning Authorities, communities and other
stakeholders. The consultation document is split into two sections; the
background to the guidance and the draft guidance itself. The background
sets out: that this new guidance fits into the Scottish Governments
planning reforms; the underlying principles used to develop the guidance;
the legal background to the guidance; and the policy context. The
background highlights that part of the planning reform is to make the
development planning process more participatory, collaborative, and
inclusive. 
4.2 The guidance is not intended to replace or duplicate existing guidance, but
to work with it. The guidance is based on the existing National Standards
for Community Engagement and the approach developed by the
International Association for Public Participation. The focus of the guidance
is not on specific methods for engagement, but the level of influence the
public should have at each stage of the process and compliance with
statutory requirements. The guidance also aims to support opportunities to
link different processes together to avoid consultation fatigue in the public.
4.3 The draft guidance defines different levels of engagement, which specify
how much influence stakeholders have in decision making. The levels are
listed below, in order of least influence to the most influence over
decisions. 
• Inform – to inform stakeholders interested in the outcome of a decision;
• Consult – to inform decision makers or those developing proposals;
• Involve – to enable stakeholders to directly influence a decision or
options available;
• Collaborate – to share the decision making process with stakeholders
as much as possible
• Empower – to hand over the ability to make decisions to stakeholders
4.4 These different levels of engagement are then assigned to the different
stages of the development planning process:
• Stage 1, preparing the Development Plan Scheme and Participation
Statement. At this stage the Planning Authority is expected to inform
and involve communities.
• Stage 2, inviting communities to prepare a Local Place Plan. At this
stage the Planning Authority is expected inform, involve, and empower
communities.

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• Stage 3, preparing the Evidence Report. At this stage the Planning
Authority is expected to inform and involve communities.
• Stage 4, gate check. At this stage the community may be consulted by
the person appointed by Scottish Ministers to run the gate check
process.
• Stage 5, preparing the Local Development Plan. At this stage the
Planning Authority is expected to involve and collaborate with
communities.
• Stage 6, consulting on the proposed Local Development Plan. The
Planning Authority is expected to inform and consult local
communities.
• Stage 7, modifying and examining the proposed local plan. The local
Planning Authority is expected to inform, consult, and involve local
communities.
• Stage 8 adopting the Local Development Plan. The Planning Authority
is expected to inform local communities.
• Stage 9, delivery programme. The Planning Authority is expected to
inform and collaborate with local communities.
• Stage 10, impact assessments. There are numerous impact
assessments to be carried out throughout the plan making process and
the level of engagement varies depending on the assessment,
however engagement expectations range from informing, consulting, to
involving.
Consultation Response
4.5  The Council’s response to the Effective Community Engagement in Local
Development Planning Guidance is set out in Appendix 1. Key points from
the Council response include:
• The scope of the guidance is generally clear and it is useful that it links
to other complimentary guidance. However there is a Planning Advice
Note that it refers to which is now outdated and could cause confusion.
• The practical difference between some of the levels of engagement are
not immediately apparent; particularly the difference between “involve”
and “collaborate”. The definitions would benefit from improved clarity
and possibly real world examples of each level of engagement.
• Setting out the different levels of engagement at each stage is helpful
and the levels of engagement chosen for each stage seem
appropriate.
• There is some concern that Local Place Plans produced by
communities could conflict with other evidence that will be used to
inform the plan. Advice or links to other guidance on how to resolve
these kinds of conflicts with communities would go some way to
addressing this.

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• The guidance appears to contradict legislation regarding the
examination of the proposed Local Development Plan, by suggesting
that an examination is optional if there are unresolved issues.
• The guidance identifies appropriate levels of engagement for the
impact assessments and this is agreed.
• The guidance aims to support ways to reduce consultation fatigue, but
does not offer much practical advice to achieve this.
• The level of engagement the guidance recommends combined with the
number of specific groups the council needs to engage in making the
Local Development Plan presents a challenge given the currently
limited resources in local authorities.
• Overall the structure and level of detail in the guidance is helpful, but it
would benefit from some improved clarity on some specifics, and
references to examples as indicated above.
5. People Implications
5.1 There are no direct personnel issues associated with this report. However,
the level of engagement and participation expected to prepare a Local
Development Plan will be time and resource intensive for members of the
Development Planning and Place team and the Communities Team whose
help will be needed to engage communities.
6. Financial and Procurement Implications
6.1 There are no financial or procurement implications associated with this
report.
7. Risk Analysis
7.1 There are no risks associated with this report
8. Equalities Impact Assessment (EIA)
8.1 The Scottish Government has undertaken an equalities impact
assessment of the consultation documents.
9. Consultation
9.1 As the contents of the consultation are focussed on planning processes,
officers from the Development Planning and Place prepared the response
and the Communities team and Performance and Strategies team were
consulted.

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10. Strategic Assessment
10.1 The finalised guidance will be of relevance and contribute to the following
strategic priorities:
• Our Council – Inclusive and Adaptable; by assisting our residents to be
engaged and empowered.
Pamela Clifford
Planning, Building Standards and Environmental Health Manager
Date: 2nd August 2023
_________________________________________________________________
Person to Contact: Alan Williamson, Development Planning & Place Team
Leader
Alan.williamson@west-dunbarton.gov.uk
Cameron Clow, Development Planning & Place Officer
Cameron.clow@west-dunbarton.gov.uk
Appendix: Appendix 1: Response to Consultation Draft Effective
Community Engagement in Local Development
Planning Guidance
Background Papers: Effective Community Engagement in Local
Development Planning Guidance - Effective
community engagement in local development planning
guidance: consultation - gov.scot (www.gov.scot) 
Wards Affected: All