Item 5 - Appendix 1

Page 1

2023-2024 Internal Audit Annual Audit Plan – Progress to 15 November 2023
2023-24 Plan
Audit/Status
Not
Started
Planning Fieldwork Fieldwork
Complete
Draft
Report
Final
Report
Date Reported to
Audit Committee
Risk-Based Reviews
Corporate Complaints ✓ ✓ ✓ ✓ February 2024
Participatory Budgeting ✓ June 2024
Attendance Management ✓ ✓ February 2024
Commercial Waste ✓ June 2024
FM Cleaning – Stock Control ✓ ✓ February 2024
FM Catering – Stock Control ✓ ✓ February 2024
Corporate Procurement ✓ June 2024
Value for Money Reviews
Void Repairs and Maintenance ✓ ✓ February 2024
Property Repairs and Maintenance ✓ ✓ February 2024
Limited Scope Financial System Reviews
Debt Recovery ✓ ✓ February 2024
Project Assurance Review
Learning Disability Service – Service Redesign ✓ June 2024
Regularity Audits
Education CSA ✓ February 2024
Payroll High Earners – Quarterly Review ✓ June 2024
HSCP - Imprest Accounts ✓ ✓ ✓ ✓ ✓ December 2023
Advisory Reviews
UK Shared Prosperity Fund Not yet started.
Roads – Route Optimisation Not yet started.
Finance/HR Establishment Controls Audit advice and support provided to working group.
Other Work
Integration Joint Board – Internal Audit Service The internal audit annual plan for 2022/23 is complete and the 2023/24 audit plan is
underway with one review at draft report stage and the other review at planning stage.
Valuation Joint Board – Internal Audit Service Planning for the 2023/24 audit has not started.
Leisure Trust – Internal Audit Service Planning for the 2023/24 audit is underway.
National Fraud Initiative Matches for the 2022/23 Exercise have been received and investigations are underway.
2022/2023 Audit Plan Completion There are 3 audits being finalised in 2023/24.  One audit is complete and fieldwork is
ongoing for 2 audits.
Appendix 1