Item 8 - Appendix 1
West Dunbartonshire Council · 15 June 2022
Back to Audit Committee — 15 June 2022 and its agenda
Text extracted from the council's PDF. Layout and reading order may differ from the original.
Page 1
Audit Plan 2021/22: Completed Audits Report Title Status Findings Control Environment Opinion Red Amber Green Risk Based Reviews IHMS Stores and Stock Management Complete 1 4 2 Satisfactory Employee Expenses Complete 0 3 3 Satisfactory Pupil Equity Funding Complete 0 2 4 Satisfactory Homelessness Complete 0 1 0 Satisfactory Management of Rent Arrears Complete 0 2 2 Satisfactory Corporate Procurement – Up to £50k spend Complete 0 2 3 Satisfactory Vehicle Tracking System Draft report being prepared. Indicative overall control environment opinion is Satisfactory Project Management Arrangements Draft report being prepared. Indicative overall control environment opinion is Satisfactory Overtime Fieldwork underway. LD Services – Financial Monitoring of Contracts C/f to 2022/23 Audit Plan OT Waiting Times C/f to 2022/23 Audit Plan Financial Assessment Process C/f to 2022/23 Audit Plan Corporate Procurement – Supplier Management C/f to 2022/23 Audit Plan Advisory Reviews Building Services – Work In Progress Advisory work complete. No significant issues arising. Building Services – Price Checks Advisory work complete. No significant issues arising. Limited Scope Finance Reviews Debtors Draft report being prepared. Indicative overall control environment opinion is Satisfactory Control Self-Assessment CSA Client Administration Process – Care Homes CSA exercise complete to establish levels of compliance with agreed process. Some recommendations for improvement were made which will be followed up in 2022/23. Other Work IJB Internal Audit Service 21/22 Audit Plan – Fieldwork almost complete Valuation Joint Board 21/22 Audit Plan - Fieldwork almost complete WD Leisure Trust 21/22 Audit Plan – One planned audit is complete Appendix 1