Democracy Spraffa

Agenda Document Pack - Licensing Board - 21/06/2023

Moray Council · 21 June 2023
Back to Licensing Board — 21 June 2023 and its agenda

Text extracted from the council's PDF. Layout and reading order may differ from the original.

Original council PDF · Download plain text

Page 1

Licensing Board 
Wednesday, 21 June 2023 
NOTICE IS HEREBY GIVEN that a Meeting of the Licensing Board is to be held at
Council Chambers, Council Office, High Street, Elgin, IV30 1BX on Wednesday,
21 June 2023 at 14:00. 
BUSINESS 
1. Sederunt 
2. Declaration of Member's Interests 
3. Minute of the meeting of the Licensing Board of 3 May
2023
5 - 8
4. Application List 21 June 2023 
4a. Keystore - 23 00513 PREVMA 
4b. Linn House - 23 00673 PROLIC 
5 Annual Functions Report
Report by Clerk to the Board
9 - 20
6 Review of Statement of Policy
Report by Clerk to the Board
21 - 52 
Page 1

Page 2

GUIDANCE NOTES 
* Declaration of Group Decisions and Members Interests - The Chair of the
meeting shall seek declarations from any individual or political group at the
beginning of a meeting whether any prior decision has been reached on how
the individual or members of the group will vote on any item(s) of business on
the Agenda, and if so on which item(s).  A prior decision shall be one that the
individual or the group deems to be mandatory on the individual or the group
members such that the individual or the group members will be subject to
sanctions should they not vote in accordance with the prior decision.  Any such
prior decisions will be recorded in the Minute of the meeting. 
** Written Questions - Any Member can put one written question about any
relevant and competent business within the specified remits not already on the
agenda, to the Chair provided it is received by the Proper Officer or Committee
Services by 12 noon two working days prior to the day of the meeting.  A copy
of any written answer provided by the Chair will be tabled at the start of the
relevant section of the meeting.  The Member who has put the question may,
after the answer has been given, ask one supplementary question directly
related to the subject matter, but no discussion will be allowed. 
No supplementary question can be put or answered more than 10 minutes after
the Council has started on the relevant item of business, except with the
consent of the Chair. If a Member does not have the opportunity to put a
supplementary question because no time remains, then he or she can submit it
in writing to the Proper Officer who will arrange for a written answer to be
provided within 7 working days. 
*** Question Time - At each ordinary meeting of the Committee ten minutes will be
allowed for Members questions when any Member of the Committee can put a
question to the Chair on any business within the remit of that Section of the
Committee.  The Member who has put the question may, after the answer has
been given, ask one supplementary question directly related to the subject
matter, but no discussion will be allowed. 
No supplementary question can be put or answered more than ten minutes
after the Committee has started on the relevant item of business, except with
the consent of the Chair.  If a Member does not have the opportunity to put a
supplementary question because no time remains, then he/she can submit it in
writing to the proper officer who will arrange for a written answer to be provided
within seven working days. 
Page 2

Page 3

THE MORAY COUNCIL 
Licensing Board 
SEDERUNT 
Councillor Peter Bloomfield  (Chair)
Councillor Sonya Warren  (Chair)  
Councillor James  Allan  (Member)
Councillor Neil Cameron  (Member)
Councillor Tracy Colyer  (Member)
Councillor David Gordon  (Member)
Councillor Scott Lawrence  (Member)
Councillor Ben Williams  (Member)  
Clerk Name: Lindsey Robinson
Clerk Telephone: 07966 120593
Clerk Email: committee.services@moray.gov.uk 
Page 3

Page 4

Page 4

Page 5

MORAY COUNCIL 
Minute of Meeting of the Licensing Board 
Wednesday, 03 May 2023 
Council Chambers, Council Office, High Street, Elgin, IV30 1BX 
PRESENT 
Councillor James  Allan, Councillor Peter Bloomfield, Councillor Neil Cameron,
Councillor Tracy Colyer, Councillor David Gordon, Councillor Scott Lawrence,
Councillor Sonya Warren, Councillor Ben Williams 
IN ATTENDANCE 
Also in attendance at the above meeting were the Depute Clerk to the Board,
Lindsey Robinson, Committee Services Officer, as clerk tot he meeting, both Moray
Council and Sergeant Neil Grant, Police Scotland. 
1.         Chair 
Councillor Peter Bloomfield, as co-Chair of the Licensing Board, chaired the
meeting. 
2.         Declaration of Member's Interests 
The Board noted that there were no declarations of Member's interests. 
3.         Minute of the Meeting of the Licensing Board of 8 February 2023 
The minute of the meeting of the Licensing Board of 8 February 2023 were
submitted and approved. 
Under reference to paragraph 7 of the minute, Councillor Warren sought clarification
on how many individual applications for an extension of hours had been received. 
In response, the Depute Clerk to the Board advised there had been very few but he
did not have the exact number. 
Under refence to paragraph 6 of the minute, Councillor Gordon sought clarification
as to whether the suspended licences had now been paid. 
In response, the Depute Clerk to the Board confirmed that the licences had been
paid. 
Under reference to paragraph 13 of the minute, Councillor Gordon asked when a
wash up report would be available. 
In response, the Depute Clerk to the Board advised that there was not an exact date
yet but hopefully for the next meeting. 
Item 3.
Page 5

Page 6

4.         Order of Business 
The Board agreed to vary the order of business set down on the agenda and take
item 4e "Ballindalloch Distillery" as the next item of business due to the applicant
having another meeting to attend. 
5.         Ballindalloch Distillery - 23 00433 PRELIC 
The Depute Clerk to the Board introduced the application as a new premises licence
and advised the Board that all paperwork was in order and there were no objections
or representations. 
Sergeant Grant confirmed that there was nothing more to add from Police Scotland. 
The applicant addressed the Board and responded to the questions asked. 
Thereafter, the Chair moved that the licence be granted, and there being no one
otherwise minded, the licence was granted. 
6.         Crown and Anchor - 23 00075 PREVMA 
The Depute Clerk to the Board introduced the application as a major variation and
advised the Board that all paperwork was in order and the representations have
been dealt with. 
Sergeant Grant confirmed that there was nothing more to add from Police Scotland. 
The applicant addressed the Board and responded to the questions asked. 
Thereafter, the Chair moved that the variation be granted, and there being no one
otherwise minded, the variation was granted. 
7.         Abbey Inn - 23 00084 PREVMA 
The Depute Clerk to the Board introduced the application as a major variation and
advised the Board that all paperwork was in order and the representations have
been dealt with. 
Sergeant Grant confirmed that there was nothing more to add from Police Scotland. 
The applicant addressed the Board and responded to the questions asked. 
Thereafter, the Chair moved that the variation be granted, and there being no one
otherwise minded, the variation was granted. 
8.         Highland Whisky Auctions - 23 00303 PREVMA 
The Depute Clerk to the Board introduced the application as a major variation and
advised the Board that all paperwork was in order and ther were no representations
or objections. 
Sergeant Grant confirmed that there was nothing more to add from Police Scotland. 
The applicant addressed the Board and responded to the questions asked. 
Page 6

Page 7

Thereafter, the Chair moved that the variation be granted, and there being no one
otherwise minded, the variation was granted. 
9.         Speyside Brewery - 22 01939 PRELIC 
The Depute Clerk to the Board introduced the application as a new premises
licence and advised the Board that all paperwork was in order and there were no
representations or objections. 
Sergeant Grant sought clarification that the representation from the Police regarding
under 18s being with an adult at all times had been agreed to by the applicant. 
The applicant and the Depute Clerk to the Board confirmed that this had been
agreed. 
The applicant addressed the Board and responded to the questions asked. 
Thereafter, the Chair moved that the licence be granted, and there being no one
otherwise minded, the licence was granted. 
10.         Buckie Thistle Development Ltd - 23 00431 PREVMA 
The Depute Clerk to the Board introduced the application as a major variation and
advised the Board that all paperwork was in order and the representations have
been dealt with. 
Sergeant Grant confirmed that there was nothing more to add from Police Scotland. 
The applicant addressed the Board and responded to the questions asked. 
Thereafter, the Chair moved that the variation be granted, and there being no one
otherwise minded, the variation was granted. 
Page 7

Page 8

Page 8

Page 9

REPORT TO: THE MORAY LICENSING BOARD 21 JUNE 2023 
SUBJECT: LICENSING (SCOTLAND) ACT 2005 - ANNUAL FUNCTIONS
REPORT 
BY:  CLERK TO THE BOARD 
1. REASON FOR REPORT 
1.1 This report is to seek approval to publish the draft functions report which
incorporates a report from the Licensing Standards Officer. 
2. RECOMMENDATION 
2.1 It is recommended that the Board:- 
(i) Note the draft Annual Functions Report at Appendix 1, amend the
same if the Board considers appropriate and agree the final report;
and 
(ii) Instruct the Clerk to publish the agreed final report on the Board’s
web pages; 
3. BACKGROUND 
3.1 The Air Weapons and Licensing (Scotland) Act 2015 amended the Licensing
(Scotland) Act 2005 (“the Act”) so as to require each Licensing Board to
prepare and publish an annual report, within 3 months after the end of each
financial year, on the following: 
3.1.1 A statement as to how the Board has had regard to the licensing
objectives and their statement of policy in exercising functions under
the Act;
3.1.2 A summary of the decisions made;
3.1.3 Information about the number of licences held including the number of
occasional licences issued; and
3.1.4 Such other information as the Board considers appropriate. 
3.2 Following the introduction of the requirement to produce an annual functions
report in 2018, the Board is invited to consider the draft report which has been
produced for approval and is attached at Appendix 1. 
Item 5
Page 9

Page 10

4. SUMMARY OF IMPLICATIONS 
(a) Corporate Plan and 10 Year Plan (Local Outcomes Improvement
Plan (LOIP)) 
The provisions of alcohol licensing directly relate to the priorities within
the 10 Year Plan in relation to healthier citizens, a growing and diverse
economy and safer communities. Alcohol and alcohol dependency
influence the health of the population. The alcohol industry in terms of
production, retail and the positive effects on tourism all aid a growing
economy. Regulation of the sale of alcohol contributes to a safer
community. 
(b) Policy and Legal Implications 
Policy and legal implications have been explained above. 
(c) Financial Implications 
None identified. 
(d) Risk Implications 
None identified. It is a legal requirement to publish the report. There is no
stated action for failure to do so therefore any failure would be open to
challenge by judicial review. 
(e) Staffing Implications
Preparation of statistics involves considerable staff time and they are
required annually but statistics are also useful for other purposes e.g. the
annual return to the Scottish Government. No additional resources are
required. 
(f) Property 
None. 
(g) Equalities/Socio Economic Impact 
In considering individual decisions the Board should have regard to
issues of equality and the subject’s (licence holders) rights under the
European Convention on Human Rights (and the Human Rights Act
1998). It is not considered necessary to undertake an equalities and
human rights impact assessment in connection with this report. 
(h) Climate Change and Biodiversity Impacts 
None identified. 
(i) Consultations 
None. 
Page 10

Page 11

5. CONCLUSION 
5.1 It is proposed that the Board note the contents of this report, amend the
same if the Board considers appropriate and agree to publish the final
annual functions report. 
Author of Report: Sean Hoath, Senior Solicitor, Depute Clerk to the Board 
Background Papers: There are no background papers
Ref: SH 
Page 11

Page 12

Page 12

Page 13

Appendix 1
1
Moray Licensing Board 
Annual Functions Report 
1 April 2022 - 31 March 2023 
in accordance with the 
Licensing (Scotland) Act 2005
(as amended by the Air Weapons and Licensing (Scotland) Act 2015) 
Contents 
About Moray ......................................................................................................................... 2
Introduction ........................................................................................................................... 2
The Licensing Objectives................................................................................................... 3
Annual Functions Report ................................................................................................... 3
Decisions of the Board ...................................................................................................... 3
Applications .................................................................................................................. 3 - 4
Reviews and Relevant Licensing Matters (hours, Forum etc) ............................................ 4
Licensing Standards Officer Report .............................................................................. 5 - 6
Conclusion ........................................................................................................................ 6
Licence Application Numbers ............................................................................................ 7 
Item 5
Page 13

Page 14

Appendix 1
2
About Moray 
With a population of around 95,500, Moray nestles between the rugged and spectacular
Highlands and the flat, fertile farmlands of the north-east and although it belongs to neither, it
shares the best elements of both – from the snow-capped peaks of the Cairngorms to the
unspoiled coastline of the Moray Firth.
Local industry is as diverse as the landscape in which it is located and makes a major
contribution to the area’s buoyant economy. Moray is the heartland of the Scotch whisky
industry and is home to more than 45 distilleries whose brands are savoured in just about
every corner of the world. Whatever country you’re in, you’ll find a bottle of Speyside Malt for
sale.
In the spirit of celebration, music plays a vital role in the Moray community. There are major
music festivals every year, including the traditional Speyfest and the Spirit of Speyside, the
latter linked to the whisky industry.  Venues for the performing arts thrive in the area, and each
town sustains a lively artistic culture. Two thriving arts and performance centres exist in
Findhorn alone.
Traditional industries - farming, fishing and forestry - play an important part in the area’s culture
whilst underpinning the economy. In addition, two internationally renowned food producers,
Baxters of Speyside and Walkers of Aberlour, have put Moray firmly on the international map.
The area’s biggest town and administrative capital is Elgin, which is also Moray’s principal
shopping centre. Many leading national retailers are represented alongside long-established
local outlets. Other main towns include Forres, well known for its successes in national floral
competitions; Buckie, with its fishing and commercial harbour; and Keith, built on a once-
thriving textiles industry. 
Page 14

Page 15

Appendix 1
3
Introduction 
Moray Licensing Board ("the Board") is the licensing authority for the purposes of alcohol and
gambling in Moray. 
The current Board was formed in May 2022 and comprises of eight members who are elected
members of Moray Council. Current membership of the Board can be viewed here: 
http://www.moray.gov.uk/moray_standard/page_67620.html 
These members form part of an independent Board which are responsible for considering
applications and objections in relation to regulating the sale of alcohol and for regulating
licensed premises and other premises on which alcohol is sold in accordance with the
Licensing (Scotland) Act 2005 as amended. 
Under the (“the Act”), the Licensing Board are responsible for considering applications for:-
1.1 Provisional premises licences including confirmations
1.2 Premises licences including transfers and variations
1.3 Reviews of licences
1.4 Temporary licences
1.5 Occasional licences and extended hours
1.6 Personal licences including training updates and renewal of personal licences  
Page 15

Page 16

Appendix 1
4
The Licensing Objectives 
Section 4 of the Act sets out the following five licensing objectives
(a) preventing crime and disorder;
(b) securing public safety;
(c) preventing public nuisance;
(d) protecting and improving public health; and
(e) protecting children and young persons from harm. 
The licensing objectives are central to the licensing system and provide a basis for the
administration of the licensing regime. The licensing objectives can also provide the basis for
refusing an application for the grant of a premise or occasional licence. The breach of the
objectives may form a competent ground for the review of a premises licence and the
objectives can also provide a basis for the attachment of conditions to a premise or occasional
licence. 
In exercising its functions under the Act, the Board is required to have regard to the licensing
objectives. 
Annual Functions Report 
From 1 April 2022 to 31 March 2023, the Board met on an approximate eight week cycle on
the following dates: 
(a) 30 June 2022
(b) 7 September 2022
(c) 16 November 2022
(d) 8 February 2023 
Meetings were held by a mixture of in person and remote connection which worked well and
facilitated the easy attendance of all parties, including those from outside Moray. Going
forward meetings are being offered on the same hybrid basis and so this facility will remain
available to licence applicants.
Applications before the Board were dealt with in an open and transparent manner in
accordance with licensing legislation and the Board’s policy. A copy of the Board’s statement
of licensing policy, incorporating hearing procedures, can be found at this link:
http://www.moray.gov.uk/downloads/file68385.pdf 
During the course of the next functions period a full review of the statement of licensing policy
is due to be completed. 
Information and assistance is always available to persons wishing to apply for a licence or
respond to an application. The board has published guidance documents and licensing staff
are on hand to answer queries. 
Board meetings are as informal as possible whilst maintaining a fair process. The majority of
applicants before the Moray Board are willing and able to represent themselves. 
Decisions of the Board 
Each application, received by the Licensing Board is considered on its individual merits. All
licence applications that are received must be weighed-up in accordance with the Licensing
(Scotland) Act 2005 and in particular in cognisance of the licensing objectives. The Board
must also consider the licence application in line with the Board’s policy statement. Attached
Page 16

Page 17

Appendix 1
5
to this report at Appendix 1 are details of application numbers and decisions made by the
Moray Board. 
The majority of applications are dealt with by way of delegated authority to a sub group of the
Board or officers appointed to assist the Board. The sub group or officers can only grant such
a licence where the application is not contrary to the Licensing Policy and no objections have
been received. A copy of the Board’s scheme of delegation can be found here:
http://www.moray.gov.uk/downloads/file70892.pdf 
In considering the applications, the Licensing Board considered a number of different sources
of information to enable them to reach decisions. These sources include applicants
themselves, council services (including planning, building standards and environmental
health), reports from Community Councils, Local Residents, the Local Licensing Forum, the
Licensing Standards Officer (LSO), Police Scotland and the NHS. 
Tourism and Industry continue to play an important role in parts of Moray. Moray Council has
set out a number of community planning priorities including healthier citizens, a growing and
diverse economy and safer communities. Licensing plays an important role in all of these and
decisions of the Licensing Board also have regard to these community planning priorities. 
Licence Applications
During the course of the year, the Board received applications for 514 occasional licences, up
on the previous period by some 180. 
Work is ongoing to address the issue of premises trading permanently on occasional licences.
The Licensing Standards Officer has persuaded certain applicant to apply for premises
licences. In addition Moray has joined a group of officers from the Scottish Government and
certain other licensing authorities to review the law controlling occasional licences. 
The Board also considered and granted 91 premises related licence applications. The overall
number of premises licences has fallen slightly on the previous financial year from 366 to 339. 
Personal Licence Applications and Reviews
The Board granted 131 personal licence applications.
During the period the Board considered one personal licence application where the applicant
had disclosed a relevant conviction and the licence was granted. The Board also considered
one review of a personal licence where a conviction had been disclosed and the personal
licence was suspended for 6 months. 
Premises Licence Reviews
During the period there were four premises licence reviews heard by the Board. One review
was withdrawn as the licence was surrendered. Two reviews resulted in the premises licences
being suspended. One review resulted in a premises licence being revoked. 
Statement of Policy / Policy Matters
During the financial year, there was no review of policy due by the Board. A review of the
policy is to be concluded by November 2023. 
Licensing Hours
In granting licences, the Board recognises that licensing hours are an important part of how
licensed premises function; However, the Board must continually balance the impact that
licensing hours has on the wider area against the increasing growth of the local economy
within Moray which continues to play a key role for investment, employment and tourism. 
Page 17

Page 18

Appendix 1
6
The Board’s policy in respect of licensing hours is set out in the statement of policy. The
Board’s approach to hours has been generally permissive although applications tend to remain
within the hours set out in the policy. 
The Board has an existing practice of permitting specific hours over the Christmas / New Year
festive period by way of a general extension. This is a flexible policy to allow all premises to
open if they choose to do so, rather than having to apply for specific hours. This regulation
allows businesses to promote themselves and benefit from increased trade. The Board has
had no complaints in respect of festive opening. The policy on festive hours is published here: 
http://www.moray.gov.uk/downloads/file107983.pdf 
Licensing Forum 
The Moray Licensing Forum should form an integral part of the licensing regime in Moray. The
forum membership includes the LSO, Police Scotland, representatives of the NHS,
representatives of the District Licensed Trade Association and representatives of Elgin
Community Council. The forum last met on the 24 May 2019 after which the Moray Alcohol
and Drug Partnership was no longer able to Chair and drive the group. It is hoped the Licensing
Forum can be revived and will be able to meet again soon with the Board once a year to
provide valuable feedback to the Board on the community’s opinion on alcohol licensing
issues. The LSO is persisting in efforts to gain support for an involvement with the Forum. A
meeting will be arranged if and when possible and in the meantime consultations are more
public and wide in nature to reflect the notional membership of a Forum. 
Gambling 
The requirement for a functions report relates to the alcohol licensing legislation. For
completeness in terms of the Board’s remit, there is little activity in terms of gambling. The
number of gambling premises are generally reducing owing to the prevalence of online
gambling. Most activity is in relation to monitoring of gaming machines in alcohol licensed
premises. 
Licensing Standards 
There are two full time LSOs within the licensing service that follow the division between
Licensing Board and Committee. One LSO is responsible for liquor licensing and gambling
and one is responsible for all civic type licences. The LSOs offer guidance and advice to
licence holders and communities to supervise the compliance of the requirements of
legislation by the licence holders. The LSOs also act as an intermediary between licence
holders and the general public helping to avoid and resolve any disputes or disagreements.
LSOs build a rapport with the local trade and members of the public as a consistent point of
contact. This ensures there is a cohesive working partnership between all persons interested
in the operation of the legislation. There is a separate report from the LSO for liquor and
gambling included below regarding activities that have taken place during the period in
question. 
Licensing Standard Officer’s Report 
The Liquor LSO post was taken up by the current post holder in February 2019. The role of
the LSO is defined by the Licensing (Scotland) Act 2005 for the LSO to: 
• Provide guidance and information regarding the Act
• Ensure compliance with the Act in terms of the licence
• Provide mediation to resolve disputes 
Page 18

Page 19

Appendix 1
7
The LSO worked with the Uniform team (officers who administer the specialist in-house
licensing software package) to find a way for uniform to generate a letter to remind personal
licence holders of their need for refresher training. Personal licence holders are now receiving
reminders when their refresher training is due and when their personal licences are due for
renewal. The LSO has also worked with our ICT service to update the information on the
website to make it easier to navigate. 
Following an increase in the annual fee for premises licence holders the LSO worked closely
with both the finance service and the administration team to minimise any disruption and has
kept licence holders updated to the delay to invoices and the increase in the fees.  
Following the pandemic restrictions easing, there have been a number of new staff and new
licence holders and the LSO has started a newsletter which is sent to premises, the newsletter
contains information about local policy i.e. the festive extension, best practise for licence
holders and national issues that may affect licence holders such as the Scottish Government
consultation regarding the proposed changes to alcohol advertising. 
The LSO has dealt with numerous complaints from the public including irresponsible drinks
promotions, complaints regarding the use of outdoor spaces and associated noise, as well as
conducting joint visits with Police Scotland / Environmental Health following incidents at
licensed premises. 
The LSO has supported the applicants of occasional licences for numerous events including
MacMoray, Seafest and Speyfest as well as numerous smaller events and helped numerous
applicants to complete applications so that they understand their licences and what activities
are permitted.  
The LSO has been actively involved in the North East LSO group meetings to share
information and best practice between Licensing Standards Officers across the North of
Scotland and has continued to work with both internal departments and partnership agencies. 
Conclusion 
It is the view of the Board that the licensing function in Moray operates very well. The Board
has come to this view based on the very low number of incidents which are linked to Licensed
Premises in the area and the low number of premises licence reviews 
Page 19

Page 20

Appendix 1
8
Liquor Licensing Statistics for Year 2022-2023 (Period 01/04/2022 to 31/03/2023)
Local Authority - MORAY COUNCIL
Premises Licence Statistics   
Licences in Force on 31 March 2023 (this should equal total of a+b+c) 339
(a) on sales only 75
(b) off license only 104
(c) both 160
Applications received during 2022-2023 
(a) on sale 11
(b) off sale 49
(c) both 49
Applications refused during 2022-2023 under section 23 0
Applications granted during 2022-2023 under section 23 91
Applications for review of premises licence during 2022-2023 under S36 & S37 resulting
in:- 
(a) written warning 
(b) variation 
(c) suspension 
(d) revocation 
(e) no action 
Occasional Licence Statistics  
Number of Occasional Licences granted during 2022-2023 514
Personal Licence Statistics  
Personal Licences in Force on 31 March 2023 1215
Applications during 2022-2023 under section 72:- 
(a) refused 0
(b) granted 131
Proceedings taken during 2022-2023 under section 83 (notice of conviction) resulting in:- 
(a) endorsement 
(b) suspension 
(c) revocation 
(d) no action 
Proceedings taken during 2022-2023 under section 84 (conduct inconsistent with licensing
objectives) resulting in:- 
(a) endorsement 
(b) suspension 
(c) revocation 
(d) no action 
Proceedings during 2022-2023 under section 86 (multiple endorsements) resulting in:- 
(a) endorsement 
(b) suspension 
(c) revocation 
(d) no action 
Revocations of personal licences during 2022-2023 under section 87(3) (failure to
provide evidence of having undertaken refresher training) 0
Staff employed at 31 March 2023 
Number (full-time equivalent) of licensing standards officers employed 1 
Page 20

Page 21

REPORT TO:    MORAY LICENSING BOARD 21 JUNE 2023 
SUBJECT: LICENSING (SCOTLAND) ACT 2005 – REVIEW OF
STATEMENT OF POLICY 
BY:  CLERK TO THE BOARD 
1. REASON FOR REPORT 
1.1 To advise the Board with regard to the statutory obligation to develop, consult
and publish a policy statement setting out the principles they propose to apply
to the exercise of their functions under the Licensing (Scotland) Act 2005. 
1.2 Every Licensing Board must, before the beginning of each relevant period,
publish a statement of their policy. 
1.3 The current period started on the 30 November 2018 and is due to expire on
the 29 November 2023.  A revised policy statement must be in place and
publicised by then. 
2. RECOMMENDATION 
It is recommended that the Board:- 
(i) Note the statutory obligation to develop, consult upon and publish a
statement of licensing policy and note that a revised policy must be in
place by 29 November 2023; 
(ii) Note the progress to date in developing a draft revised policy; 
(iii)Note the terms of the draft revised policy as reviewed and developed by
the Board following full research and informal consultation produced at
Appendix 1; 
(iv) Note the draft policy now requires formal consultation for the period of
23 June 2023 to 14 August 2023 as per the previously agreed timetable; 
(v) Make any changes to the draft policy that the Board deems fit and
instruct the Clerk to proceed with formal consultation. 
3. BACKGROUND  
3.1 The Licensing (Scotland) Act 2005 (“the Act”) requires the Board to publish a
Statement of Policy as to how it proposes to exercise its powers under the
Act. 
Item 6
Page 21

Page 22

3.2 The Statement of Policy must be revised in line with the 5 year cycle of local
government elections.  A revised statement must be in place and publicised
within 18 months of each local government election period.  The last revised
statement was published in November 2018 and a new revised statement is
due to be published before the 29 November 2023.  The Board may also
review the policy at any time within the 5 year period. 
3.3 The Board is required to consult certain persons/bodies as part of the process
of preparing or revising the policy statement.  Those are:
▪ the Local Licensing Forum for the Board's area;
▪ if the membership of the Forum is not representative of the interests of all
of the persons specified in paragraph 2(6) of schedule 2 of the Act, such
person or persons as appear to the Board to be representative of those
interests of which the membership is not representative; and
▪ such other persons as the Board thinks appropriate. 
3.4 Unfortunately despite the best efforts of the licensing service it has not yet
been possible to re-establish a Local Licensing Forum.  Efforts will continue
and in the meantime the Board must rely on the public consultation as well as
individual responses from partner services to represent the view of the wider
public, normally represented by the Forum. 
3.5 Informal Consultation and Drafting 
In order to inform on policy drafting a large volume of data from numerous
sources has been collected and analysed as follows: 
3.5.1 Research and Information Officer Christopher Dewhurst has analysed
data from a great many sources including: the Police; NHS; Moray
Alcohol and Drug Partnership; Census; SALSUS Scottish Schools
Adolescent Substance use Survey; and other online sources. The
resultant report went into some detail to inform and support policy
matters, in particular an overprovision assessment.  A copy of the
report is reproduced as part of Appendix 1. 
3.5.2 A wide ranging community engagement exercise was carried out
through the medium of an online survey.  The survey was established
to  ask questions relating to policy and was distributed through a QR
code link to a wide audience across Moray.  Assistance was sought
from the Council’s Community Support Service.  The response results
were again analysed by Research & Information Officer Suzanne
Wilson.  The results were reviewed by the Board’s Policy Sub Group
and taken into account in developing the draft policy for formal
consultation. 
3.6 The Board’s Policy Sub Group met to discuss revision of the policy on 22
June 2023.  The key areas for discussion were: 
3.6.1 Overprovision.  As part of the statement of policy the Board has a duty
to publish a determination as to whether it considers that there is an
Page 22

Page 23

overprovision of licensed premises it its area.  Pursuant to that duty the
assessment of overprovision has been updated and this is one of the
most significant areas within the policy document.  The Board’s Sub
Group concluded from the report that there was no evidence to support
a finding of overprovision within Moray. 
3.6.2 Children in licensed premises.  The public opinion survey asked about
children in licensed premises and the majority of respondents who gave
an answer indicated approval for current policies. 
3.6.3 Hours in general.  The Board’s Sub Group did not identify any areas for
change within the current policy.  The public opinion survey asked
about licensing hours.  The majority of respondents who gave an
answer indicated that licensing hours are acceptable as they are,
indicating that no change in policy is required.  The police had made a
suggestion regarding setting a terminal hour of 02:00 for new licence
applications to accord with police shifts and resources.  The Board’s
Sub Group noted that it may affect very few applications and
commented that rather than making a general policy in this regard it
would be appropriate to consider individual applications on their merits. 
3.6.4 Social responsibility.  The police had made a suggestion for continued
emphasis on social responsibility related condition which the Board Sub
Group agreed with and resolved to include within the policy. 
Consideration will need to be given as to how the Board wishes to
introduce such a policy. 
3.6.5 The Board Sub Group maintained the general position that each
application should be judged on its own merits and policy matters
should assist and guide in that process rather than policy dictating
decision making. 
3.6.6 Other areas of guidance within the overall policy have also been
updated including the police CCTV guidance and the Board’s Scheme
of Delegation. 
3.7  Following on from the above the Statement of Policy was revised in order to 
proceed with formal consultation.  As stated, the revised draft policy and 
relevant documents are produced at Appendix 1 and revisions are 
highlighted for ease of reference.  
3.8 It should be noted the Scottish Government has also recently produced
updated guidance to Licensing Boards under s.142 of the Licensing
(Scotland) Act 2005.  The guidance has been previously circulated to
members and the Board is under a duty to take the guidance into account
when formulating a Statement of Policy.  Where the Board chooses to not
follow statutory guidance for any reason the Board is obliged to notify the
Scottish Government.  It is considered that the draft policy complies with
guidance except in so far as the number of licensing hours considered
reasonable in any 24 hour period.  The Board’s policy has been 16 hours
Page 23

Page 24

(instead of 15) since the first policy was created so does not require
notification now. 
4. FURTHER CONSULTATION 
4.1  The draft revised policy statement now needs to be the subject of a further
formal consultation period of approximately 7 weeks which is planned for the
following dates from the 23 June 2023 to the 14 August 2023.  Consultation
with as wide an audience as possible will take place by circulating a relevant
link in emails to known contacts and in social media. Assistance will be sought
from the Council’s Community Engagement Service. Paper copes of the draft
revised policy statement will be available at certain Council premises for
inpection. 
4.2 The results of the formal consultation will be produced at the Board’s meeting
on the 6 September 2023 when the Board will be asked to consider the same,
and make final adjustments to the revised policy as the Board considers
necessary or appropriate before proceeding to final approval. 
4.4 Once approved, the final policy statement will ultimately be published on both
the Council’s website and at certain Council premises for example, Access
Points and main libraries where the document may be inspected. The
publication must be available for inspection by the public free of charge. 
5. SUMMARY OF IMPLICATIONS 
(a) Corporate Plan and 10 Year Plan (Local Outcomes Improvement Plan 
(LOIP)) 
The provisions of alcohol licensing directly relate to the priorities within the 10
Year Plan (Local Outcomes Improvement Plan (LOIP)) in relation to changing
our relationship with alcohol where people are healthier and experience fewer
harms as a result of alcohol use, a growing, diverse and sustainable economy
and safer communities.  Alcohol and alcohol dependency influence the health
of the population. The alcohol industry in terms of production, retail and the
positive effects on tourism all aid a growing economy. Regulation of the sale
of alcohol contributes to a safer community. 
(b) Policy and Legal 
Legal implications are detailed in the report. 
(c) Financial Implications 
None. 
(d) Risk Implications 
None. 
Page 24

Page 25

(e)  Staffing Implications 
Consultation and preparation of revised documents has involved a
considerable amount of staff time across several services and will continue to
do so.  However, it is anticipated that no additional resources are required. 
(f) Property 
None. 
(g) Equalities/Socio Economic Impact 
As part of the ongoing consultation process this report and the draft policy will
be referred to the Council’s Equal Opportunities Officer for comment. 
Previous policies have been assessed for equalities impact and given that
there has not been any major changes to policy matters there is not a need
for a new assessment. 
(h) Climate Change and Biodiversity Impacts 
None. 
(i) Consultations 
Extensive consultation has taken place and will continue to take place before
the final policy is presented to the Board for approval. 
6. CONCLUSION 
6.1 It is proposed that the Board note the requirement to develop, consult
upon and publish a Statement of Policy as to how it will exercise its
functions under the Licensing (Scotland) Act 2005, note the results of
the informal consultation and research activities, amend the policy as
the Board deems necessary or appropriate and instruct the Clerk to
proceed to formal consultation on the revised draft policy. 
Author of Report:  Sean Hoath, Senior Solicitor, Depute Clerk to the Licensing Board
Background Papers: There are no background papers.
Ref: SAH 
Page 25

Page 26

Page 26

Page 27

5
For alternative formats, languages or further information,
please ask an English speaking friend or relative to: 
Phone: 01343 563319 
Email: equalopportunities@moray.gov.uk
Write to: Project Officer (Equal Opportunities)  
Chief Executive’s Office  
High Street  
Elgin  
IV30 1BX 
如要索取其他的版式、各種語文的翻譯本,或需要更詳細
的資訊,請叫一位會說英語的朋友或親屬與我們聯繫: 
電話: 01343 563319 
電郵: equalopportunities@moray.gov.uk 
信件郵寄地址: 計劃主任(平等機會)
Project Officer (Equal Opportunities) 
Chief Executive’s Office 
High Street 
Elgin 
IV30 1BX
Item 6
Page 27

Page 28

6
Jeżeli chcieliby Państwo otrzymać informacje w innym
formacie, języku lub dodatkowe informacje, mówiący po
angielsku znajomy lub członek rodziny może do nas: 
Zadzwonić na numer: 01343 563319 
Wysłać mail: equalopportunities@moray.gov.uk 
Adres korespondencyjny: 
Project Officer (Equal Opportunities) 
(Urzędnik ds. Jednakowego 
Traktowania Mniejszości Narodowych) 
Chief Executive’s Office 
High Street 
Elgin 
IV30 1BX 
Para outros formatos, idiomas ou para obter mais
informações, peça para um amigo ou parente que fale a
língua inglesa entrar em contato conosco: 
Telefone: 01343 563319 
Email: equalopportunities@moray.gov.uk 
Endereço: 
Project Officer (Equal Opportunities) 
Chief Executive’s Office 
High Street 
Elgin 
IV30 1BX 
Page 28

Page 29

7 
The Moray Licensing Board
Statement of Licensing Policy
for the Licensing (Scotland) Act 2005
Effective Period 30/11/2023 to 29/11/2028 
Index 
1 Mission Statement 
2 Overriding Principle 
3 Introduction
3.1 The Moray Area
3.2 Duty to Consult on & Publish a Statement of Policy
3.3 The Board
3.4 Contacts
3.5 The Forum
3.6 Other Responsible Authorities
3.7 Tourism
3.8 Transport 
4 Objectives
4.1 Licensing Objectives
4.2 Measures to Promote the Objectives 
5 General Communication
5.1 Communication
5.2 Information Sharing
5.3 FOI Publication Scheme
5.4 Data Protection
5.5 Irregularities / Mistakes
5.6 Translation 
6 General Considerations
6.1 Social Responsibility
6.2 Children in Licensed Premises
6.3 Baby Changing
6.4 Outdoor Areas 
6.5 Members’ Clubs
6.6 Hours
6.6.1 General Operating Hours
6.6.2 Off Sale Hours
6.6.3 24 Hour Opening
6.6.4 Early and Late Opening Hours
Page 29

Page 30

8
6.6.4.1 Early Opening 
6.6.4.2 Late Opening 
6.6.5 Curfew
6.6.6 Seasonal Hours
6.6.7 Drinking Up
6.6.8 General Extension of Hours
6.6.9 Duty to Trade
6.6.10 British Summertime (BST)
6.7 Byelaws
6.8 Underage Drinking
6.9 Irresponsible Promotions
6.10 Overprovision 
7 Licensing Standards Officer (LSO) 
8 Other Regulation
8.1 Partners
8.1.1 Police
8.1.2 Environmental 
8.1.3 Fire
8.2 Relationships with Other Regulatory Regimes
8.3 Extra Information for Partner Organisations 
9 Types of Licence & Applications
9.1 Premises Licence
9.2 Personal Licence
9.3 Occasional Licence
9.4 EU Services Directive & Electronic Applications 
10 Applications Processes
10.1 General Pre Application Matters
10.1.1 Information & Documents Required
10.1.1.1 Risk Assessment
10.1.1.2 Operating Plan
10.1.1.3 Layout Plan
10.1.2 Guidance & Information Available
10.1.3 Forms and Fees
10.2 General Processing of Applications
10.2.1 Timescales
10.2.2 Hearings
10.2.3 Conditions 
10.3 General Post Application Considerations 
11 Scheme of Delegation 
12 Other Board Policies
12.1 Gambling 
12.2 FOI Publication Scheme
12.3 Equalities 
13 Complaints Procedure 
Page 30

Page 31

9 
This is the Statement of Licensing Policy of the Moray Licensing Board (“the Board”)
issued under the Licensing (Scotland) Act 2005 (“the Act”). 
The Board recognises that licensing is about regulating the sale of alcohol, the
premises on which alcohol is sold, and for connected purposes within the terms of
the Act. 
1. Mission Statement 
The Moray Licensing Board’s aim is to serve the licensing needs of Moray as quickly
and efficiently as possible, striking a balance between the business needs of its
customers and the interests of the community as a whole in order to protect the
public and further the licensing objectives. 
To achieve this aim the Board will: 
When deciding on policies, reach out to all parts of society and genuinely reflect their
interests through the medium of the Local Licensing Forum; 
Encourage an open and honest exchange of information in a customer friendly
setting and make decisions in a fair and reasoned manner based around agreed and
published policies; and 
Be fair in all matters and in this context fairness includes having regard to and an
interest in equality and diversity in all forms. 
2. Overriding Principle 
The overriding principle will be that each matter will be judged on its own merits and
each person will have the right to make representations on an application or to seek
a review of a licence where such provision has been made in the Act.  Applicants
wishing to persuade the Board to depart from this statement of policy will need to
demonstrate, by means of evidence, good reasons for so doing. 
3. Introduction 
3.1 The Moray Area
Moray has a population of 96,410 with over half of those living in or around the five
main centres of Elgin, Forres, Keith, Buckie and Lossiemouth. 
Traditionally there has been a reliance on fishing, farming, food, forestry, textiles and
whisky.  Service industries, including information services, continue to grow.  The
Army barracks at Kinloss and RAF base at Lossiemouth contribute greatly to local
earnings and bring skilled and qualified staff in the area. Main transport links are via
Inverness to the west and Aberdeen to the east, both of which have their own air
connections. 
3.2 Duty to Consult On & Publish a Statement of Policy
Section 6 of the Licensing (Scotland) Act 2005 requires every Licensing Board to
prepare and publish a statement of its licensing policy every five years. The policy
must also be kept under review during the three year period and revised as
necessary. 
Page 31

Page 32

10
Before determining this policy, the Board consulted the persons listed in                               
Appendix I.   The Board has had regard to the views, where expressed, of all those
listed and the views were given appropriate weight when the policy was determined.
Page 32

Page 33

11 
3.3 The Board
The Board is made up of 8 members of the Moray Council with a quorum of 5. The
Board is supported by a Clerk, Depute Clerks and administrative support staff. From
time to time, the Board may also form sub-committee(s) to perform certain functions. 
For details of the Board’s scheme of delegation see paragraph 11 below. 
3.4 Contacts
The Clerk to the Board is Alasdair McEachan however for daily enquiries the Depute
Clerk is Sean Hoath:   Moray Licensing Board      
Council Offices      
High Street      
Elgin      
IV30 1BX      
0300 123 4561      
sean.hoath@moray.gov.uk
3.5 The Forum
The Moray Council has established a Local Licensing Forum (“the Forum”) for the
area of Moray. The Forum is representative of the community and will advise the
Board on general matters of policy only. The Forum will not advise on or discuss
individual cases. 
Members of the Forum include (where relevant*) persons resident within the Moray
area, holders of premises and personal licenses and persons having functions
relating to health, education and social work. The Forum is expected to meet at least
four (4) times per year and once a year with the Board. 
The Board will have regard to the views of the Forum and will give reasons should it
decide to depart from those views. 
*The business of the Forum is not invalidated by the absence of one or more such
persons. 
3.6 Other Responsible Authorities
In formulating this statement of policy the Board has had regard to the views, if any,
expressed by the following bodies: 
▪ Planning and Building Standards Departments
▪ Environmental Services Department
▪ The Police
▪ The Fire Authority
▪ The NHS
▪ The Moray Local Licensing Forum
▪ The Scottish Tourist Board 
3.7 Tourism 
The Moray area is well known for its whisky trails and coastal scenery and as such is
a popular tourist destination. Tourism contributes greatly to the local economy and is
welcomed. 
Accordingly, the Board will welcome measures in operating plans that actively seek
to promote tourism and stimulate the local economy. 
Page 33

Page 34

12
3.8 Transport
Main transport links are via Inverness to the west and Aberdeen to the east, both of
which have their own air connections. 
Guidance requires this policy statement to identify any arrangement between the
LSO and the Police for reporting views/concerns to the local Transport Committee.
There are currently no such arrangements. 
4. Objectives 
4.1 Licensing Objectives
The Board will seek to promote the following 5 licensing objectives set out in the Act
within this statement of policy and its decision making processes: 
▪ Preventing crime and disorder
▪ Securing public safety
▪ Preventing public nuisance
▪ Protecting and improving public health
▪ Protecting children and young persons from harm 
4.2 Measures to Promote the Objectives
Set out below are general measures that the Board has decided will help to promote
the five licensing objectives. The Board has found it helpful to ask other public bodies
for sector specific guidance to include with this statement. Where such additional
guidance has been made available, it can be found in the Appendices. 
It should be noted that Licensing law is not the primary mechanism for the control of
nuisance and antisocial behaviour by individuals once they are no longer on the
licensed premises and beyond the direct control of the individual, club or business
holding the licence, certificate or authorisation concerned. 
5. General Communication 
5.1 Communication 
In general communication will be accepted by letter sent by post or document
exchange (to the addresses above) or by electronic mail addressed to
licensing@moray.gov.uk. 
All communication should be addressed to the Clerk to the Moray Licensing Board. 
If a party has made an objection / representation and wishes to withdraw the same
then that party should indicate this to the Clerk of the Board in writing no later than 7
days before the hearing. If all objections / representations are withdrawn then, in
some cases, the hearing may be cancelled and the application may be considered
under delegated powers. Otherwise the application may be considered as
unopposed. 
If an objection / representation is not withdrawn and so must be heard then if the
Board decides to reject the notice of objection / representation as frivolous or
vexatious, the Board may recover from the person who gave the notice any
expenses incurred by the Board in considering the notice. 
Except where otherwise provided, a requirement to give a notice (or to notify) is a
requirement to give notice in writing; and for that purpose, a message sent by
electronic mail must be treated as a notice given in writing. 
Page 34

Page 35

13 
5.2 Information Sharing
As part of application processing and/or pursuant to promoting the licensing
objectives information may be exchanged with and/or sought from partner
organisations such as those detailed in paragraph 8.1 below. 
5.3 FOI Publication Scheme
See section 12.2 below 
5.4 Data Protection
Licensing applications contain a lot of data, some of which may be personal data or
event sensitive personal data. 
Personal data is anything relating to an individual who can be identified from the data
or a combination of the data and other information held. 
Sensitive personal data is defined by reference to a list of particular information
including, amongst other things, details of past convictions for offences. 
The data controller is the Moray Council. 
Please see the Moray Council’s website
http://www.moray.gov.uk/moray_standard/page_90533.html for details of the
licensing privacy notice. 
The data controller exercises functions under the Licensing (Scotland) Act 2005, the
Gambling Act 2005 and associated legislation for the purposes of regulation, the
administration of justice and other functions of a public nature in the interest of the
public. 
5.5 Irregularities / Mistakes
The Board may disregard any irregularity resulting from a failure to comply with a
procedural provision where that irregularity comes to its attention prior to it making a
determination of the matter in hand. 
If the Board considers that any person may have been prejudiced by any such
irregularity, it must take such steps that it considers necessary to remedy the
consequences of the irregularity, before reaching its determination. 
The Board may correct clerical mistakes in any document recording a determination
of the Board, or errors arising in such a document from an accidental slip or
omission. 
5.6 Translation 
Please see the start of this policy for statements regarding translation services.
Translations are available upon request. 
6. General Considerations 
6.1 Social Responsibility 
The Moray Licensing Board fully supports the idea of social responsibility in relation
to licensed premises. The Board therefore considers it appropriate and proportionate
to include a condition on all licences as follows: 
Page 35

Page 36

14
"The licence holder must have in place a duty of care policy to ensure a standard
approach is taken when any patron appears to be displaying signs of excessive
intoxication.  The purpose of this policy is to reduce vulnerability through intoxication,
however attained.       
All staff must have additional training in identifying signs of excessive intoxication and
an enhanced awareness of vulnerability through intoxication.  This should include
use of material such as the 'Who are You' video (whoareyou.nz) or similar. 
All related training should be recorded and such records available for inspection by
Licensing Standards Officers." 
6.2 Children in Licensed Premises
It is a licensing objective that children and young people should be protected from
harm.  The Act defines “a child” as a person under the age of 16.  A “young person”
means a person aged 16 or 17.  The protection of children and young persons from
harm is an important consideration for the Board and the Board will welcome
measures from applicants to increase accessibility for families, where appropriate,
including provision of facilities suitable for children and young persons. 
In general applicants are free to choose whether to allow access for children and
young persons including the terms of such access, the ages to be allowed, the times
for access and the places to which access will be granted. Detailed arrangements
should be made very clear in the operating plan. 
The Board will generally make a site visit to inspect the premises both in respect of
new premises licence applications as well as applications to vary the provisions for
access for children/young persons. 
The Board has decided that it will not automatically add conditions to a premises or
occasional licence where children and young persons are to be allowed access. 
Instead, once particular area(s) have been identified the onus will be on applicants to
demonstrate to the Board that those areas are suitable for children and/or young
persons. Applicants should consider doing this through the medium of the risk
assessment. This again emphasises the importance of applicants completing the risk
assessment document. If the pro-forma document itself is felt to be inadequate then
applicants are free to supplement the same with as much information as possible. 
The Board will take into account the local knowledge of members about particular
premises and may call applicants to a hearing to be questioned on the suitability of
access for children and young persons. 
The Board will naturally be more concerned about children and young persons
potentially entering a vertical drinking establishment. In traditional “bar” type
premises or areas the general atmosphere is less likely to be suitable for under 18’s
as adults tend not to moderate their behaviour.  Problem indicators would include:
• General culture of drinking and/or vertical drinking
• Absence of substantial food
• General absence of tables/chairs
• TV screens e.g. televised sport
• Pub games like pool and darts that are not separated (e.g. in another room) from
the main bar area
• General adult atmosphere or areas e.g. unsuitable language and/or behaviour 
Page 36

Page 37

15
In addition the Board is concerned with ensuring that wherever possible children and
young persons are not required to pass through unsuitable areas in order to reach
the toilets. 
Of less concern will be those premises that establish a family friendly atmosphere
with facilities designed to cater for families, including children and young persons.
This may include areas such as:
• Areas set aside specifically for use by families or children or young persons (note
such areas should be identified on the layout plan in accordance with Regulations)
• Dining areas
• Designated function halls
• Bars with more of a traditional lounge bar atmosphere e.g. tables, chairs, carpets 
Whether or not designated play areas exist, where applicants detail areas to which
they intend to allow access for children and young persons it would be helpful for
applicants to detail the sorts of facilities that will be available in those areas. 
Applicants should pay particular attention to matters set out below when addressing
the suitability of areas for children/young persons: 
• Times for access. Suitability will be derived from a combination of information
detailed in the operating plan. An essential element of this is the times as to when
children/young people will be allowed access. Times will examined in detail by the
Board and times will need to be justifiable in terms of suitability. Traditionally
8:00pm (20:00) has been considered as a suitable terminal hour for younger
children. However the Board recognises that changes in lifestyles and attitudes
mean it is more common for families to eat later in the evening. It is noted that
tourists are often accustomed to later dining hours. Therefore the Board considers
8pm to be unduly restrictive and is of the opinion that 10pm (22:00) is a suitable
terminal hour reflecting liberal international practice and the wish to promote
female and family friendly environments and eating and drinking cultures.
• The Board recognises that certain activities like functions may justify later access.
Particular attention will be paid to applications that appear to request persistent
late night access for under 18s. 
• Applicants should consider the suitability of children having access to gaming
machines. Gambling is regulated by the Gambling Act 2005 and for gaming
purposes children are considered to be all under 18s. Under that Act applicants
have a duty under the Gambling Act 2005 to ensure that children do not access
gaming machines above category D (as specified in the Gambling Act 2005).
Licensed premises may have both Category C and Category D gaming machines
and applicants should consider siting Category C machines (or possibly all
machines) away from family-friendly areas, especially where no, or no
satisfactory, measures in place to deny children or young persons access.
• The Board recognises that it is becoming more common for families to want to
play games such as pool together. The Board is of the opinion that pool (or
similar) tables may be suitable for children or young persons to access under the
right circumstances/conditions. Again applicants should consider the proximity of
any bar area and the potential for vertical drinking creating an unsuitable
atmosphere. Applicants should also address in the risk assessment the desirability
of moving tables away from such areas or at least decommissioning them at
certain times.
• Dart boards or any such similar game(s) equipment are generally not suitable to
be deployed and used in areas of licensed premises at times when children may
have access. Where applicants wish to do so then they should address the issues
in the risk assessment. The Board considers that access for young people to
these facilities should be explained in the risk assessment. This will be particularly
Page 37

Page 38

16
true where young people may be taking part in darts leagues where the presence
of adults in a vertical drinking atmosphere may render access unsuitable.
• Families are often welcomed into licensed premises for the purpose of dining and
a dining room will generally be one of the more suitable areas for access for
children and young persons. Where catering facilities are offered applicants
should consider the desirability of making children’s portions and/or specific food
suitable for children available. 
To address the above, where the Board considers that inclusion of a particular item
within child-friendly areas is not consistent with the licensing objectives and where it
appears necessary to the Board to promote the licensing objective of protecting
children from harm, in areas and at times to which children have access to licensed
premises the Board may consider adding conditions as follows:- 
• Category C machines (or possible all gaming machines) should be cited away
from child-friendly areas and measures should be put in place to the satisfaction of
the Moray Licensing Board to ensure that children and young persons are denied
access.
• Pool tables / dart boards / similar game(s) or equipment should be moved away
from areas where children and/or young persons have access and/or measures
should be put in place to the satisfaction of the Moray Licensing Board to ensure
that children and/or young persons are denied access.
• Children’s portions and/or specific food suitable for children should be made
available at times when children and/or young persons are present and catering
facilities are on offer. 
Each case must be judged on its own merits. Therefore this list is not, and cannot, be
an exhaustive one. The Board reserves the right to add further conditions in specific
cases. 
6.3 Baby changing
It is a mandatory condition attached to all premises licences where alcohol is sold for
consumption on the premises and to which children under the age of 5 are to be
admitted that there must be facilities for baby changing which are to be accessible to
all. 
There is no definition of what constitutes baby changing facilities. Usually customers
would expect to have somewhere to go as a safe environment to change a baby.
Many premises have facilities incorporated into an accessible toilet. Alternatively
there are specially designed, portable baby changing tables / trolleys. 
Members’ Clubs are exempt from this premises licence condition. 
6.4  Outdoor Areas
Outdoor areas will normally form part of the licensed area of the premises and should
be clearly defined on the layout plan. This is essential in places that are the subject
of a byelaw against drinking in public places. 
Where an outdoor area is not part of the licensed area of the premises then it can
only be used for the consumption of alcohol where the premises has the facility to
sell alcohol for consumption off the premises and where no byelaw is in place. 
The Moray Council Environmental Health section can provide advice regarding
smoking shelters. 
Use of pavement areas for outdoor drinking facilities is subject to permission from the
Council’s Roads department, which should be obtained separately. Particularly for
Page 38

Page 39

17
pavement areas, applicants should give consideration to the following matters and
where appropriate some or all of these matters may be the subject of conditions on
the licence:
- the outside area will be delineated for patrons in accordance with the layout plan,
this may include the use of barriers
- use of the outside area for consuming food and alcohol will normally be subject to
patrons being seated and therefore use will be limited by the number of seats
available
- the maximum number of seats available should be stated so as to ensure that no
patron strays outside of the licensed area
- patrons should not normally be allowed to take any drinks (including alcohol) or
food outside the premises (which expression includes the outside area) other than
off sales sold on the premises 
- the licence holder will provide adequate signage in appropriate places to advise
patrons of the terms of use of the outside area and particularly to warn patrons
that consumption of alcohol outside of the premises (inclusive of the outside area)
will be an offence if there is a byelaw against drinking in public places
- the terminal hour for the consumption of food and alcohol within the outside area
shall generally be 22:00 (10:00pm) after which food and alcohol will not be
allowed in the outside area
- consideration should be given as to when children and young persons will be
allowed in the outside area –up to 22:00 (10:00pm)
- the tables, chairs and associated furniture/removeable items will be removed from
the outside area immediately following closure of the outside area and the area
will be cleared by 22:30 (10:30pm). Tables, chairs and associated
furniture/removeable items will not be placed outside before 08:30 (8:30am)
- the outside area will be suitably monitored (along with the remainder of the
premises) at all times it is in use whether for eating, drinking or smoking for
example by the use of CCTV, and staff (including door staff whether employed or
contracted for) for compliance with all conditions
- the outside area should be controlled and reasonable efforts must be made so as
to minimise potential noise and/or light nuisance to neighbours and no music
amplified or otherwise will be permitted in the outside area 
- the premises will provide suitable receptacle(s) for patrons to dispose of rubbish,
particularly that related to smoking, and will ensure that the outside area remains
clean and tidy at all times 
6.5  Members Clubs
Members Clubs that are qualifying clubs enjoy certain exemptions/privileges. Those
include reduced fees, no requirement to have a premises manager etc. 
For a club to qualify, its constitution must contain a whole list of matters as set out in
the Clubs Regulations. In turn the club must comply with its constitution. It is also an
essential element of any Members Club/Voluntary Organisation that it is established
and run otherwise than for financial gain. A club must not be conducted for the
purpose of making a profit. 
Clubs will be asked to provide a copy of their constitution with any application. Clubs
should also keep the Board advised of changes to the constitution. 
If all the required provisions are not in the constitution, then it does not prevent the
club being a club or even holding a licence. It will mean, however, that all the
exemptions like reduced fees will be lost. Similarly, if the provisions are in the
constitution but are not being complied with then again it will mean the loss of all
privileges or even the loss of the licence itself if the Moray Licensing Board decides
to hold a review hearing.
Page 39

Page 40

18 
Two key requirements for a qualifying club mean that anyone who is to be supplied
with alcohol on the premises must be:
• a member or genuine guest of a member or a member of another qualifying club;
AND
• for guests properly signed in. 
There is no obligation to sign in persons who are not supplied with alcohol but in
practical terms it would seem easier just to sign everyone in. Otherwise clubs will
need to be very sure that such persons will not be supplied with alcohol. It is also the
case that where a non member is to be supplied with alcohol then:
• he/she must be on the premises at the invitation of a member and must be
accompanied by that member; AND
• he/she must be signed in. 
There is no definite answer to the question of, how many people can be signed in?
The answer may be stated in the club’s constitution. If not then the natural limit will
be the number of people that the member can reasonably accompany. It would not
generally be acceptable, for example, for members to sign a blank visitors book and
leave anyone and everyone to simply sign their name underneath. If a member is
inviting a guest then the member should really know everyone who is there at his/her
invitation. 
Another privilege enjoyed by clubs is the ability to apply for an occasional licence,
even where a premise licence is currently in force. This is a very important
entitlement because the normal members and guests and signing in rules are
suspended when an occasional licence is in force. This means that a club can admit
members of the public in general and can supply them with alcohol without having to
sign them in, by obtaining an occasional licence for that particular occasion/event. 
By virtue of it being a very generous provision, clubs are limited in the number of
occasional licences that can be obtained. So the entitlement must be used but must
also be used wisely. The limit is:
• not more than 4 occasional licenses each having effect for a period of 4 days or
more; and
• not more than 12 occasional licences each having effect for a period of less than
4 days
provided that, in any period of 12 months, the total number of days does not exceed
56. 
6.6 Hours
The overriding principle is that each application will be considered on its individual
merits. 
The Board expects that customers be given adequate notice about opening hours in
general and advanced warning of last orders and time. This may be in the form of
signage as well as announcements. In terms of the adequacy of an advanced
warning, what is adequate will vary with circumstances but applicants may consider
30 minutes as reasonable in this regard. 
To assist applicants the Board has given the following general indications with regard
to opening hours: 
6.6.1 General Operating Hours
Licensed hours must be detailed in the operating plan of every premises. 
Page 40

Page 41

19
The Board will generally consider applications for up to 15 hours in any 24 hour
period as being reasonable. Any application for licensed hours for more than 15
hours will be the subject of additional scrutiny and applicants may be expected to
justify their requests. 
The Board does not wish to unnecessarily inhibit the development of a thriving and
safe evening and night-time local economy, which is important for investment,
employment, and tourism. 
6.6.2 Off Sale Hours
The Board must refuse an application for off sales that would result in alcohol being
sold before 10.00 a.m., after 10.00 p.m. or both on any day. 
However, this does not automatically mean that applicants requesting an off-sales
licence for the whole of the time from 10.00 a.m. to 10.00 p.m. will automatically be
granted the same. The Board will still have regard to the licensing objectives. 
6.6.3 24 Hour Opening
The Board observes the presumption against routine 24 hour opening of licensed
premises.  The Licensing Board must refuse the application unless they are satisfied
that there are exceptional circumstances for justification. 
In this context limited exceptional circumstances will only be justified by a specific
event of very high local, national or international importance. 
6.6.4 Early and Late opening Hours
6.6.4.1 Early Opening
Early opening will be considered as any premises that wish to open before 11:00
a.m. Where such an application is made the Board is of the opinion that it would be
more consistent with the licensing objectives for the operational emphasis to be on
food or tourism as opposed to vertical drinking establishments. The Board will expect
applicants to demonstrate measures that promote the licensing objectives. The
Board further considers that it would be difficult for any application to justify the sale
of alcohol prior to 9:00 a.m. unless there are exceptional circumstances. 
6.6.4.2 Late Opening
The national position is that late opening will be considered as any premises that
wish to remain open after 1:00 a.m. Such premises will be subject to mandatory late
opening conditions and the Board may attach further conditions. The later a premises
wishes to open, the more the Board will expect applicants to demonstrate measures
that promote the licensing objectives and justify the request for late hours. The Board
further considers that it would be difficult for any application to justify the sale of
alcohol after 3:00 a.m. unless there are exceptional circumstances. 
The Board will continue to support local Schemes such as Pub Watch, Safer City
Centre Initiatives, Door Safe Schemes and Best Bar None.  The Board recognises
that Voluntary Schemes amongst licensees can reduce public disorder and nuisance
offences taking place within local communities. Where appropriate, the Board will
encourage membership of such Schemes. 
6.6.5 Curfew
Certain late opening premises have traditionally been subject to a curfew in Moray.
The curfew is designed to prevent customers intending to drink past 1:30 a.m. from
drifting between premises and/or remaining on the streets to possibly be the source
of antisocial behaviour, public nuisance or public disturbance. It also staggers leaving
times for certain premises thus reducing the overall numbers of people on the streets
at any one time. 
Page 41

Page 42

20 
The Board considers that the curfew is no longer an effective and proportionate
means of promoting licensing objectives and such a condition should not
automatically be attached to any premises licence.  The Board may consider such a
condition (in accordance with wording below) to be appropriate in response to a
particular application or set of circumstances, however it will no longer be automically
added to licences. 
It is understood that applicants can take their own view on the use of curfews in
respect of their own premises and set curfews as they consider appropriate. 
This is a sample of the curfew condition:
Curfew
The premises will be subject to a curfew at any time when the premises will be open
after 01:30 (1.30am), including seasonal variations. A curfew will apply at 00:30
(12.30am) such that the premises must deny entry to patrons (except residents) after
00:30, including re-entry to those patrons (except residents) that leave the licensed
area of the premises for any reason after 00:30. 
6.6.6 Seasonal Hours
This section should include details of all hours in respect of regular/special events
that can be anticipated.
Christmas and New Year are obviously special occasions but given that they occur
every year on the same dates allowance should be made for opening hours within
operating plans. 
The Board issues Christmas and New Year guideline hours and applicants that
include reference to those guideline hours within their operating plan will be allowed
to trade to those hours if they wish. 
Licensing hours required outside of those detailed in the operating plan would have
to be the subject of an extended hours application. 
6.6.7 Drinking Up
Drinking up time is 15 minutes under normal circumstances and 30 minutes where
alcohol was sold for consumption with a meal. 
Premises should consider a winding down policy and measures within such a policy
to promote the licensing objectives through effective dispersal of patrons. 
6.6.8 General Extension of Hours
On occasions of national, local or possibly international significance the Board has
the authority to apply a general extension of licensing hours. 
The Board will notify those affected of the granting of any general extension of hours.
Such grants will always be posted on the Licensing Section of the Moray Council’s
website. In addition, in respect of either sector or local specific grants, the Board will
notify premises individually. The Board may also publish details in local newspapers
as it sees fit.   
6.6.9 Duty to Trade
The information provided in operating plans will enable the Board and the LSO to
determine if a breach of the operating plan and/or the licence conditions has
occurred. Where this is the case the LSO or the Board may initiate a review of the
licence. 
Applicants should note that the Act allows anyone to apply to the Board for a review
of the licence on any of the grounds set out in section 36 of the Act. 
Page 42

Page 43

21 
Applicants should not, for example, grossly overestimate their trading hours “just in
case” they may be required. 
The Board recognises that there may be circumstances that would reasonably cause
a temporary reduction in the trading hours given in the operating plan. Such
circumstance will not ordinarily be considered a breach of the operating plan. 
The Board also recognises the need for businesses, especially in a rural
environment, to remain economically viable when faced with a lack of demand.
Licensed premises may wish to close early owing to a lack of customers and,
therefore, not trade for their full complement of licensed trading hours. In this regard
there is not considered to be a duty to trade and this will not ordinarily be treated as a
breach of the operating plan. 
However, in considering such issues, the Board will give particular attention to
whether these “un-used” hours are preventing new entrants into the market. If so, it
may be appropriate to review and/or amend the operating plan of the premises
concerned. 
6.6.10 British Summertime (BST)
Section 66 of the Licensing (Scotland) Act 2005 states that the beginning or, as the
case may be, ending of BST is to be disregarded for the purpose of determining the
time at which that period of licensed hours ends and, accordingly, the period ends at
the time it would have ended had BST not begun or ended. 
Traditionally the time for changes to the clock is 1:00 a.m. Greenwich Mean Time
(GMT). 
Start of BST
On such date as is prescribed as the date in the Spring when the clocks go forward
to mark the change over to BST at 1:00 a.m. GMT clocks go forward to 2:00 a.m.
BST.
Licensees who enjoy licensing hours beyond 1:00 a.m. GMT will be judged by
reference to the number of hours after midnight when their operating plan authorises
them to be open rather than by the actual time shown on the clock. This will mean
that licensees who enjoy hours until 3:00 a.m. will have 3 hours beyond midnight. 
The clocks will move forward at 1:00 a.m. to 2:00 a.m. At that point the terminal hour
will be when the clock shows 4:00 a.m. (assuming immediate alteration of the clock). 
End of BST
On such date as prescribed as the date in the Autumn when the clocks go back to
mark the changeover from BST back to GMT at 2:00 a.m. BST clocks go back to
1:00 a.m. GMT.
Licensees who enjoy licensing hours beyond 1:00 a.m. will similarly close according
to the number of hours after midnight which they are authorised by the Licensing
Board to be open rather than the actual time shown on the clock. Therefore premises
licensed until 3:00 a.m. will close 3 hours after midnight, when the clock should again
show 2:00 a.m. (assuming immediate alteration of the clock). 
Any Licensee who enjoys hours up until 1.00 a.m. is unaffected by the change of
clocks. The Board does not accept that those licensed until 1.00 a.m. gain an
additional hour on the changeover to British Wintertime. 
Page 43

Page 44

22
6.7 Byelaws
The Moray Council has introduced bye-laws prohibiting the consumption of alcohol in
designated public places. These bye-laws in terms of the Local Government
(Scotland) Act 1973 currently apply to Elgin, Forres, Buckie, Keith and Lossiemouth. 
The effect of the bye-laws is that any person who consumes alcoholic liquor in a
designated public place shall be guilty of an offence. Licensed premises and
Registered Clubs are exempt from the bye-laws. The bye-laws also state that they
shall not have effect on 31 December from 6:00 p.m. until the end of that day and on
1 January until 6:00 a.m. 
As licensed premises are exempt from any byelaw it is in the interests of applicants
to take care to clearly mark on layout plans where external areas are to be counted
as part of the licensed premises, for the purpose of outdoor drinking. Applicants
within areas affected by a bye-law should also take all reasonable steps to exercise
control over the outside area, notify customers of the existence of the bye-law and
the obligation not to consume alcohol in public. 
6.8 Underage Drinking
The Board strongly supports the use of the Access Moray Young Persons Card,
which bears the Proof of Age Standards Scheme logo (PASS logo) available free to
all young people under 26. To protect children and young persons and avoid crime
the Board strongly urges licence holders and their staff to require the production of
valid identification cards on a “no ID – no sale” basis. 
Licensees are therefore strongly urged to practice due diligence to avoid underage
sales. Due diligence will include:
• complying with the requirement to have an identification/challenge policy, i.e. to
require ID if a customer appears under 25. This should also include clear signage
to leave customers in no doubt as to the policy;
• training staff in the policy;
• ensuring that staff and customers comply with the policy; and
• keeping records regarding compliance including refusals.
This list is only illustrative and is not exhaustive. 
6.9 Irresponsible Promotions
Protecting and improving public health is a licensing objective and the Board will view
actions that encourage binge drinking as a serious matter. 
Measures to tackle irresponsible drinks promotions will be welcomed. 
The Board will require clear evidence linking the sale of alcohol to an inducement to
the consumer to immediately drink to excess before a promotion will be considered
as possibly irresponsible. 
Initially complaints should be dealt with at a local level by the Licensing Standards
Officer, who will mediate between the licensee and the Board to agree whether or not
any promotion breached the mandatory licence conditions. In most cases it is hoped
that these cases can be resolved in discussion between the LSO and the licensee
without any sanctions being applied by the Board. 
However, where the Board feels that further action is appropriate, it may instigate a
review hearing to determine what action, if any, needed to be taken against the
licensee concerned. 
Page 44

Page 45

23
6.10 Overprovision
Section 7 of the Licensing (Scotland) Act 2005 requires each Licensing Board to
include in its policy statement: a statement as to the extent to which the Board
considers there to be an overprovision of:- 
(a) licensed premises, or 
(b) licensed premises of a particular description, 
in any locality within the Board's area. 
The Moray Licensing Board has undertaken a recent assessment of overprovision
and a copy of that assessment is included at Appendix II. The Board has also
considered the report of Alcohol Focus Scotland, April 2018 “Alcohol Outlet
Availability and Harm in Moray”. 
For reasons given within the assessment it has not been possible to identify any
locality within Moray where data supports a robust and compelling argument that the
prevalence of licensed premises has reached, or is close to reaching, saturation
point. 
Therefore there is no presumption against the granting of new licences within any
locality within Moray. Nevertheless, the Moray Licensing Board recognises that each
application for a premises licence is still to be judged on its own merits. 
7 Licensing Standards Officer (LSO) 
The LSO for the Moray area can be contacted at The Moray Council, Council Offices,
High Street, Elgin IV30 1BX or via licStandardsOfficers@moray.gov.uk.  There is one
full-time LSO whose remit includes advice, guidance, mediation and compliance. 
The LSO cannot provide legal advice on particular issues and advice should be
sought from a solicitor. 
The Board will work with the Police, LSO, Fire Authority, and other Council
departments for the targeting of agreed problem and high-risk premises. Lower risk
premises which are well managed and well maintained will be subject to less regular
inspections. 
8 Other Regulation 
The Moray Licensing Board will not be used as an enforcement agency for other
regulatory regimes. 
Accordingly the Board will avoid, so far as possible, duplicating the roles of other
regulatory regimes. Licensing law is not the primary mechanism for the general
control of nuisance and antisocial behaviour by individuals once they are no longer
on the Licensed Premises and beyond the direct control of the licence holder. The
Board encourages applicants to consult with other relevant bodies when preparing
their operating plans and any risk assessment. 
Responsibility lies with applicants to comply with other regulatory regimes provided
for by other Acts and Regulations. Applicants should make themselves aware of the
requirements of other regimes and enforcement bodies and comply with the same.
Complainants that come to the Moray Licensing Board regarding matters that could
more properly be dealt with by other enforcement bodies will automatically be
directed to the appropriate person(s). 
Applicants should also be mindful of the duty of Social Responsibility described
above. 
Page 45

Page 46

24
The Board has a duty to promote the licensing objectives and, in this regard, will view
certain matters as particularly serious and as having an impact on the regulation of
the sale of alcohol, the premises on which alcohol is sold and connected purposes
within the terms of the Licensing (Scotland) Act 2005. Examples of particularly
serious matters are included at Appendix III. 
8.1  Partners
8.1.1 Police
The Board has asked the Police as a responsible authority to prepare a note on
possible scenarios relating to licensed premises for door stewards to consider, for
example search and seizure procedures. 
The Moray Council and the police also operate in partnership in respect of local
CCTV. Guidance on the specification and use of CCTV appears on the Licensing
Board’s website pages and is subject to updating from time to time.  A copy is
provided at Appendix IV. 
Both of these documents have been produced on the Moray Council website and
should be referred to by applicants. 
8.1.2 Environmental
The Board has also asked The Moray Council Environmental Services Department
as a responsible authority to prepare useful information and applicants will find at
Appendix V a guide to preventing noise nuisance from licensed premises. 
8.1.3 Fire
The Board is supportive of fire safety within licensed premises therefore where
appropriate will include information about fire safety requirements to inform and
encourage operators to comply with legislation.   
8.2 Relationships with other Regulatory Regimes 
Matters raised in relation to any application must be on relevant grounds and must
relate to the sale of alcohol. Inevitably there will be a cross over between the
licensing objectives and matters relevant to other regulatory regimes e.g. noise,
planning, smoking, unsafe premises, fire prevention etc. Matters under these
headings all relate to the licensing objectives. However they are also covered by
other legislation and other regulators. 
Where it is considered that objectors or representers are merely using the licensing
system to their own ends rather than addressing the licensing objectives then matters
raised may be rejected as vexatious. 
8.2.1  Short-term Let Licence Accommodation
When applying for a premises licence in respect of short-term let licence
accommodation, applicants are required to demonstrate their corporate and social
responsibility and how the sale of alcohol will be supervised.  The Board may seek
additional information to demonstrate how the sale of alcohol will be supervised
within short-term let licenced accommodation.   
8.3  Extra Information for Partner Organisations
Please refer to section 10.1.1 below. 
Where further information is sought then applicants are strongly advised to provide
the same with their application. In the absence of information that may be required by
consultees/partner organisations to meaningfully comment the application may be
delayed by objections/representations that will need to be addressed (by additional
information) before the application can proceed.
Page 46

Page 47

25 
9 Types of Licence & Applications 
For application processes please see section 10 below. 
There are several types of Licenses and Applications: 
9.1  Premises 
The operating plan should set out clearly the applicant’s proposals including the
activities that would be undertaken on the premises, proposed opening hours and
their policy in relation to access for children.
The Moray Licensing Board will welcome accessibility for families including children
and facilities suitable to cater for children. 
The Board should be able to determine with certainty the kind of operation which
would be permitted in terms of the licence, and be assured that the premises will
continue to operate on that basis once a licence is granted. 
9.2  Personal Licence
Every premises will require one or more personal licence holders. 
The personal licence is intended to ensure that anyone managing premises is
suitably capable of doing so. Whilst the Act requires every sale to be "authorised" by
a personal licence holder, such authorisation can be a general one. 
The Board will expect the terms of any general authorisation for the sale of alcohol to
be specific, available for inspection by any LSO, brought to the attention of and
signed by all parties involved and enforced by the premises manager. 
The Board does not consider that a personal licence holder is required to be on the
premises at all times. However where a personal licence holder is not present they
are not removed from all responsibility.  This should be addressed in the terms of the
authorisation 
9.3  Occasional Licence
An occasional licence will be subject to the mandatory conditions as set out in
Schedule 4 of the Licensing (Scotland) Act 2005. An occasional licence may also be
subject to the following:
• The Board’s condition regarding a curfew if appropriate for which see section 6.1.5
above
• The mandatory condition regarding first aid as contained in Schedule 3 to the
Licensing (Scotland) Act 2005 
• The Board will take any consultee response into account when granting a
licence and before making a final decision may seek agreement from the
applicant as to whether the applicant agrees certain conditions. The Board
may publish a list of possible conditions to which the licence may be subject
from time to time.
• . NB where stewards are required applicants are advised to review the
requirements for stewards to have appropriate SIA registration at
https://www.gov.uk/government/organisations/security-industry-authority
The following matters are also relevant to occasional licences:
• Occasional licenses authorise the sale of alcohol only and the issue of a licence is
not to be taken as any endorsement of the event or other arrangements e.g. those
related to building standards, fire safety or food hygiene. It is always up to the
organisers to undertake their own risk assessments and organisers remain
Page 47

Page 48

26
responsible for public safety. Licences may be issued with a disclaimer to that
effect. 
9.4 EU Services Directive & Electronic Applications
Applications can be accepted in electronic format, paper format or a combination of
the two. 
10 Applications Processes 
10.1 General Pre Application Matters
10.1.1 Information & Documents Required
10.1.1.1 Risk Assessment
The Board strongly recommends that applicants complete a risk assessment in
respect of the premises and to provide a copy of this to the Board with the application
and operating plan. Licensees are reminded that all activity directly connected to their
premises, both inside and out, should be considered. 
Adopting a risk assessment approach will mean that applicants should better
understand what steps are required to complete the operating plan in a manner
which enables the Board and Responsible Authorities and Interested Parties to
assess how they will seek to promote the licensing objectives.  A risk assessment is
as individual as an operating plan and will vary according to the nature of the
business. 
The Board recognises that applicants best understand their business and it is for
applicants to decide what is appropriate in each case. 
If a risk assessment is not completed then applicants should be demonstrating how
these matters have been addressed through the operating plan provided. 
Applicants are particularly directed towards the section regarding children in licensed
premises (at 6.2) as the risk assessment will be particularly important in this regard. 
The pro-forma risk assessment can be found at Appendix VI. 
10.1.1.2 Operating Plan
The operating plan for the premises should comply with regulations.  Every operating
plan must set out clearly the applicant’s proposals including the activities that would
be undertaken on the premises, proposed opening hours and their policy in relation
to access for children. 
Operating plans will encourage a flexible licensing regime. They must make clear to
the Board how the premises are to be run, including full details of all activities to be
undertaken on the premises and the times they will be undertaken. This will include
seasonal variations. Operating plans must be provided with each application in a
prescribed format and should be particular to each premises and not completed in
general terms. 
The operating plan should include detailed information and, in turn, the information
provided will enable the Board to make an informed decision and later determine if a
breach of the operating plan and/or the licence conditions has occurred. 
The Board recognises that it is not always possible for licence holders to predict
customer demand and requirements. However a balance must be struck between
vague references to potential activities and definite details of actual activities. Matters
that cannot be predicted when formulating an operating plan can be the subject of an
Page 48

Page 49

27
occasional license, an occasional extension or, for regular activities, a variation to the
operating plan. 
Where a material breach of the operating plan has occurred, the LSO or the Board
may initiate a review of the licence. The Act allows anyone to apply to the Board for a
review of the licence. 
10.1.1.3 Layout Plan
The layout plan of the premises should comply with Regulations. 
Where applicants wish to depart from the prescribed scale then plans that are line
drawings will be accepted on a scale of 1:50. 
Only 3 additional layout plans are required for licence applications. 
Applicants are requested to pay particular attention in plans to area(s) where alcohol
will be sold, seating arrangements and area(s) suitable for children, beer gardens,
outdoor seating areas and smoking areas. 
Where the premises cover more than one floor then there should be a layout plan for
each floor. 
The Board expects plans as far as possible to be of good quality. Inadequate and/or
illegible plans may be rejected. Plans will be accepted in paper or electronic format. 
For ease of distribution and security applicants are requested to note that wherever
possible electronic format should be .pdf. Other types of specialist application, like
.cad, or general applications prone to manual alteration should not be used as they
may hinder processing and delay issue of any licence.
In addition electronic format files should be under 4 megabytes in size. This is owing
to physical limitations of the current computer systems that support the Board’s
functions. Applicants are warned that file sizes over this limit may not be delivered at
all and may not, therefore, be processed. 
10.1.2 Guidance & Information Available
Guidance is available on the Moray Licensing Board’s web pages (at
www.moray.gov.uk/licensing) or upon request (see contact section 3.4 above). 
10.1.3 Forms and Fees
Forms and details of fees are also available on the Moray Licensing Board’s web
pages (at www.moray.gov.uk/licensing) or upon request (see contact section 3.4
above). 
10.2 General Processing of Application
10.2.1 Timescales
Attached at Appendix XI is a list of application types and their respective processing
target dates. 
The Moray Licensing Board aims to process all applications within the target dates
and in many cases processing times will be significantly shorter than those quoted. 
Tacit consent will not apply to the types of applications listed as it is a criminal
offence to sell alcohol without the correct licence in place. 
10.2.2 Hearings
Page 49

Page 50

28
The Moray Licensing Board has produced a standard set of hearing procedures that
are set out in full in Appendix IX. 
The Moray Licensing Board will always endeavour to ensure that the rules of natural
justice are observed. 
Hearings will generally be conducted in public although The Moray Licensing Board
may deliberate in private. 
In exceptional circumstances, for example to protect a particular commercial interest,
a party may request that a hearing be conducted in private. Consideration will be
given to this having regard to the interests of natural justice, fairness and potential
prejudice to other parties. 
In general a hearing will take the form of a discussion led by The Moray Licensing
Board and in particular the Convenor. The Moray Licensing Board wishes to create,
as far as possible, a less formal and more relaxed atmosphere so as not to intimidate
parties. 
Each party will have the opportunity to address the Board and present evidence. 
10.2.3 Conditions
The Board when considering any premises licence whose operating plan states that
they wish to operate after 1:00 a.m. may find it appropriate to supplement the
mandatory late opening conditions with other conditions.  Sample additional
conditions can be found in Appendix VII. 
10.3 General Post Application
All licences issued are subject to a disclaimer. 
Personal licences will be issued with a credit card style badge as evidence that the
holder has a personal licence. The badge does not take the place of the paper
licence. It is merely issued for convenience so that the holder can carry evidence of
the licence without having to carry the licence at all times. The police and the LSO
have agreed to accept the badge as evidence that a licence is in place but they may
still require production of the paper licence itself. 
Where first aid is required as part of a mandatory or discretionary condition on any
licence, the Moray Licensing Board has decided that the training standard set by the
Health and Safety Executive for either the Basic First Aid at Work (FAW) or the
newer Emergency First Aid at Work (EFAW) certificate will be adopted as suitable for
the purpose of the mandatory condition. 
The standard adopted is equivalent to emergency first aid being a 6 hour one day
course designed to meet the needs of persons appointed to be first aiders in the work
place which covers those aspects of first aid required to meet emergency situations
such as bleeding, breathing and resuscitation. The HSE runs an accreditation
scheme for first aid training providers and currently publishes a list of training
organisations approved by the HSE to deliver First Aid at Work courses. HSE first aid
certificates expire after 3 years and towards the end of that period the certificate
holder needs to undergo a refresher first aid course in order to renew the certificate. 
This will be a requirement of continuing to hold a valid certificate. 
11 Scheme of Delegation 
Attached at Appendix VIII is a copy of the Board’s scheme of delegation. 
Page 50

Page 51

29
12 Other Board Policies 
12.1 Gambling
Attention is drawn to the Board’s Statement of Licensing Policy under the Gambling
Act 2005 which can be accessed by following this link:
http://www.moray.gov.uk/downloads/file121627.pdf
12.2 FOI Publication Scheme
The Board has adopted a freedom of information scheme under section 23 of the
Freedom of Information (Scotland) Act 2002.  A copy of this scheme can be
accessed on the Moray Council website – www.moray.gov.uk/licensing
12.3 Equalities
The Board has equality schemes in respect of race, disability and gender. The
schemes can be found on the Moray Council’s website at the following link: 
www.moray.gov.uk/licensing
13 Complaints Procedure 
The LSO will investigate complaints against licensed premises in relation to matters
relating to the licensing objectives for which the licensing Board has responsibility.  In
the first instance, complainers are encouraged to raise the complaint directly with the
licensee or business concerned to seek a resolution. 
The Moray Licensing Board will expect all complaints to go through the mediation
process before being referred to the Board. 
Where a matter is not resolved by mediation, the Board will give each party the
chance to make written submissions and comments on the other party’s submissions
before making a decision based on the facts. The Board may also choose to hold a
hearing and will give the parties reasonable notice if they do so. If a hearing is to take
place, procedures regarding the conduct of hearings can be found in Appendix IX. 
The Board will consider the activities listed in Appendix III to be particularly serious
matters when considering enforcement of the licensing objectives. 
A full copy of the Complaints Procedure is also included at Appendix X. 
The Board has adopted a freedom of information scheme under section 23 of the
Freedom of Information (Scotland) Act 2002.  A copy of this scheme can be
accessed on the Moray Council website – www.moray.gov.uk/licensing
Page 51

Page 52

Page 52