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SC57 Nov 23 - Safeguarding and Protecting Children and Young People

Renfrewshire Council · 14 November 2023
Back to Renfrewshire Council Joint Negotiating Committee for Teaching Staff — 14 November 2023 and its agenda

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To: JNC
On:
___________________________________________________________________
Report by: Interim Chief Education Officer – Julie Calder
___________________________________________________________________
Heading: Standard Circular 57 – Safeguarding and Protecting Children and
Young People
___________________________________________________________________
1. Purpose of Report
1.1 To share with members of the JNC the revised Standard Circular 57: Safeguarding and
Protecting Children and Young People
2. Background
2.1 The Scottish Government believes that the welfare and safety of children and young people
(including unborn babies) in Scotland are paramount. They have a right to be cared for and
protected from harm, and to grow up in a safe environment in which their rights and needs
are met.
2.2 The Children (Scotland) Act 1995 gives local authorities a duty to protect and promote the
wellbeing of children and young people in need in their area. This includes giving families
appropriate support to help ensure their children are getting the best start in life.
2.3 Children’s Services have a legal duty to contribute to the safeguarding, protection and
welfare of all children and young people.  To fulfil this duty, the service works in close
partnership with parents, carers and partner agencies. These are primarily Social Work and
Health services, the Police and the Scottish Children’s Reporter’s Administration (SCRA).
2.4 The National Guidance for Child Protection in Scotland was updated in 2021 and a further
update was provided in August 2023.  This revised Standard Circular 57 reflects both
documents and will be implemented in all educational establishments.
2.5 Education staff play a significant role in the protection of children from abuse through the
vigilance of staff, and by implementing robust procedures. Children’s Services empowers
children through its education process, to give them confidence and the capabilities to
achieve their potential and to stay safe.
2.6 Section 2A of the National Guidance for Child Protection (2021) sets out the collective and
single agency responsibilities in relation to child protection and, in Section 2B, highlights
expectations and responsibilities for staff working in a multi-agency context.

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2.7 The role of Children’s Services staff working in educational contexts is to be alert to the
need to act in the best interests of children and young people and in co-operation with other
key agencies to keep our children and young people safe and well.
In delivering the council policy, the responsibilities of the authority, establishments,
services, and individual staff extend to:
• training;
• prevention;
• reporting a concern;
• inter-agency co-operation; and
• support.
2.8 Staff may be involved in monitoring a child and young person’s wellbeing and behaviour
and have a responsibility to gather and record relevant information.
2.9 All establishments and services within Education as part of Children’s Services must
ensure, as a minimum, that they can provide evidence in the following areas listed below:
• Standard circular 57 has been brought to the attention of all staff at the annual update,
including having a signed attendance list.
• All establishments have a safeguarding policy which summarises key information and is
issued to all staff members.
• Nominated child protection leaders are known to all staff in the school and have been
trained to the appropriate level.
• Summaries of the procedures are prominently displayed as set out in Appendices 1 and
2 of the Standard Circular
• All staff have received level 1 child protection training.
___________________________________________________________________
3.0 Recommendations
3.1 For noting.
___________________________________________________________________

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Standard Circular 57
Education and Children’s Services - Board Approved – November 2023
Children’s Services
Cotton Street
Paisley
PA1 1LE
Safeguarding and Protecting Children and Young People
1.0 The Context for Child Protection
1.1. The purpose of Standard Circular 57, in line with the National Guidance for Child Protection
in Scotland (2021), is to direct all Education staff working within Children’s Services to work
in partnership with other agencies and alongside families, children and young people.
Under the Children (Scotland) Act 1995, 'looked after children' are defined as those in the
care of their local authority – sometimes referred to as a 'corporate parent'.
There are many reasons children may become looked after, including:
• they face abuse or neglect at home.
• they have disabilities that require special care.
• they are unaccompanied minors seeking asylum, or who have been illegally trafficked
into the UK.
• they have been involved in the youth justice system.
.
We aim to ensure that all looked after children receive the support they need, whether they
are:
• in residential care
• looked after by kinship carers
• looked after by foster carers
• looked after at home
• adopted, from either Scotland or abroad.
• leaving care
As this document has a legal bearing, we will use the term “looked after” as defined by law
to describe our care experienced children and young people.
1.2.  Child protection is the process involved in consideration, assessment and planning of
required action, together with the actions themselves, where there are concerns that a child
may be at risk of harm. This includes both familial and non-familial harm, also known as
contextual safeguarding, and gives consideration to the relevance of wider relationships and
the location of harm. 
1.3. The National Guidance for Child Protection in Scotland (2021) states that:
“Abuse and neglect are forms of maltreatment. Abuse or neglect may involve inflicting harm
or failing to act to prevent harm. Children may be maltreated at home; within a family or peer
network; in care placements; institutions or community settings; and in the online and digital
environment. Those responsible may be previously unknown or familiar, or in positions of

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trust. They may be family members. Children may be harmed pre-birth, for instance by
domestic abuse of a mother or through parental alcohol and drug use.” 
1.4. It is everyone’s responsibility to: 
• protect children and young people from harm and abuse.
• ensure that all children and young people have a safe, caring and stimulating learning
environment.
• promote the wellbeing of all children and young people.
• respond appropriately when a concern is identified. 
1.5. All staff working in education establishments, including early learning and childcare (ELCC)
settings, have a key role in the support and protection of children and young people. Day-to-
day professional experience and relationships with children are fundamental protective
factors. All staff must be aware of, and must follow, Renfrewshire’s local inter-agency child
protection procedures. 
1.6 Every school and ELCC centre should have a child protection co-ordinator taking lead
responsibility for child protection in the school or establishment. This may be the Head or
Manager in the establishment. If not, the child protection coordinator will work in liaison with
the head of establishment, to whom he/she will report. The child protection lead should also
engage with appropriate training and development to be able to respond effectively to child
protection concerns, to support staff and to share learning. 
1.7 Health & Wellbeing Across Learning: Responsibilities of All within Curriculum for Excellence,
alongside the GIRFEC wellbeing indicators, summarises how practitioners, pupils, parents,
and communities must work together in protecting and promoting children’s rights, wellbeing
and safety. This includes helping children develop in their ability to keep themselves and
others safe; and helping them learn how to get help and support if they need it. 
1.8 When concerns about risk of harm arise, staff working withing education services and
establishments are well placed to notice and respond to: 
• additional needs or factors that may impact on a child’s ability to voice concern.
• physical and emotional changes in a child that could indicate abuse or neglect.
• family, school, cultural and community contexts that indicate concerns about a child or
children.
• escalating support needs of a child and their family.
• risks and stresses for some children in transitional stages as they move into a new school
or on to adult life and services. 
1.9 Children often see education staff as trusted sources of help and support in confidence.
However, when there are concerns about harm, or potential harm, to a child or young person
emerging from their presentation or from what they have said or done, then the nominated
child protection officer will be consulted without delay. All steps and actions will be recorded. 
1.10 While all staff in ELCC services and schools have responsibilities in relation to child
protection, the lead professional within the GIRFEC approach has a focal role in the
recognition of concerns and the co-ordination of help and response from the service, as
appropriate. Children’s Services (Education) services will share information and contribute
to investigation and assessment, according to inter-agency child protection protocols, and
as far as may be proportionate, in the way that is relevant and lawful. A child may be referred
to the Principal Reporter if there is cause to believe they may need a Compulsory
Supervision Order (CSO).

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1.11 Children Services (Education) staff are an essential part of inter-agency planning and
support with children and their parents, whether this is within child protection processes or
as part of the co-ordinated planning within a GIRFEC approach. 
1.12 Specific forms of concern require appropriate levels of awareness, knowledge, and skills
within an establishment. These include recognition of neglect, mental health problems,
parental alcohol and drug use, under-age sexual activity, child sexual abuse and
exploitation, honour-based abuse, forced marriage, female genital mutilation and bullying.
Education establishments and early learning and childcare settings have a responsibility, in
co-operation with the Child Protection Committee, to ensure that there are appropriate and
regularly reviewed procedures and guidance in place. 
1.13 The Children (Scotland) Act 1995 gives local authorities a duty to protect and promote the
wellbeing of children and young people in need in their area. This includes giving families
appropriate support to help ensure their children are getting the best start in life. 
1.14 Children’s Services (Education) have a legal duty to contribute to the safeguarding,
protection and welfare of all children and young people. To fulfil this duty, the service works
in close partnership with parents, carers, and partner agencies. These are primarily Social
Work and Health services, the Police and the Scottish Children’s Reporter’s Administration
(SCRA). 
1.15 In fulfilling their role and responsibilities in child protection, education staff must be aware of
the legal context of child protection. It can involve prosecution in the criminal courts in pursuit
of the public interest. Children and young people at risk are the concern of the child
protection system. This may involve SCRA and the Children’s Hearing system acting to
protect children and young people in the absence of criminal prosecutions or convictions. 
1.16 Child protection involves: 
• immediate action, if necessary, to prevent significant harm to a child.
• inter-agency investigation about the occurrence or probability of abuse or neglect, or of
a criminal offence against a child. 
• investigation extending to other children affected by the same apparent risks as the child
who is the subject of a referral.
• assessment and action to address the interaction of behaviour, relationships and
conditions that may, in combination, cause or accelerate risks.
• focus within assessment, planning and action upon listening to each child’s voice and
recognising their experience, needs and feelings.
• collaboration between agencies and persistent efforts to work in partnership with parents
in planning and action to prevent harm or reduce risk of harm. 
1.17 All local authorities are responsible for maintaining a central register, known as the Child
Protection Register, of all children and young people, including unborn children, who are
the subject of an inter-agency Child Protection Plan. It has no legal status but provides an
administrative system for alerting practitioners that there is sufficient professional concern
about a child or young person to warrant an inter-agency Child Protection Plan. Children can
only be placed on the Child Protection Register at a Child Protection Planning Meeting
(CPPM). Education Staff will be asked to attend CPPMs and provide a verbal and written
report. 
1.18 If children are on the child protection register there will be core groups, the first one will be
within 15 days of the initial CPPM and thereafter up to every 8 weeks. Children’s Services
(Education) staff will be invited to attend the core groups which review the child protection
plan.

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1.19 Children’s Services (Education) has a key role to systematically monitor the effectiveness of
practice, policy, and adherence to Standard Circular 57 in every school, establishment, and
service. The review process of Renfrewshire education establishments assures compliance
with Standard Circular 57 by ensuring that care and welfare standards are adhered to. 
1.20 Through the inspection process, Education Scotland and the Care Inspectorate have a
responsibility to assure the quality of care and education of all children and young people. His
Majesty’s Inspectorate of Education (HMIe) provided the quality framework for monitoring and
evaluation of child protection, ‘How well do we protect children and meet their needs? (2009)’.
This framework also identifies good practice and areas for development which inform
improvement plans and the training programme provided by Children’s Services. 
The Education Scotland publications ‘How Good is Our School? 4’ and ‘How Good is our
Early Learning Child Care?’ quality indicator 2.1 Safeguarding and Child Protection has a
focus on three key themes: 
• arrangements for safeguarding including child protection.
• arrangements to ensure wellbeing. 
• national guidance and legislation. 
1.21 Children’s Services and Renfrewshire Child Protection Committee (RCPC) monitor and
evaluate the provision made to support and protect children and young people. This is done
through ongoing self-evaluation including case file audits. 
1.22 All establishments and services within Education as part of Children’s Services must    ensure,
as a minimum, that they can provide evidence in the following areas listed here. 
• Standard Circular 57 has been brought to the attention of all staff at the annual update,
including having a signed attendance list.
• All establishments have a safeguarding policy which summarises key information and is
issued to all staff members.
• Nominated child protection leaders are known to all staff in the school and have been
trained to the appropriate level. 
• Summaries of the procedures are prominently displayed as set out in Appendices 1 & 2.
• All staff have received level 1 child protection training. 
1.23 Heads of Service and their Education Managers have a specific responsibility to ensure that
all Heads and Managers and nominated leaders of child protection are trained in the contents
of Standard Circular 57 and related current developments. 
1.24 It is essential that all employees comply with this circular where directed. 
Information sharing 
1.25 Information sharing is an essential part of child protection.  To achieve the best outcomes
for a child, staff must understand when and how it is appropriate to share information. 
1.26 The GIRFEC approach and policy outlines the staged intervention framework within which
staff must always operate to ensure the wellbeing of children and young people. At each
stage of the framework, practitioners are instructed to ask themselves the 5 GIRFEC
questions. 
• What is getting in the way of this child/young person’s wellbeing?
• Do I have all the information I need to help this child/young person?

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• What can I do now to help this child/young person?
• What can my agency do to help this child/young person?
• What additional help, if any, may be needed from others?
1.27 To answer all these questions comprehensively, there will be a need to share information
with other practitioners working between, and/or across, a wide range of other services
and/or agencies. 
1.28 In all cases, the first and most important factor to consider is safety. Any sharing of
information should be relevant, necessary, legitimate, appropriate and proportionate and go
no further than the minimum necessary to achieve the public interest objective of protecting
a child or young person’s wellbeing.
1.29 Managing Information on Children and Young People (ELS, 2010) provides guidance and
information for all establishments and staff working in Children’s Services (Education) on all
aspects of managing files and sharing information contained in records and files. This
includes the managing and safekeeping of files, accessing and sharing information
contained in the files, maintaining chronologies and the use of technology. 
1.30 Implementing this guidance will ensure establishments and Children’s Services (Education)
staff are compliant with the quality indicator 5.2 ‘Information sharing and recording’ in the
self-evaluation document ‘How well do we protect children and meet their needs?’. 
1.31 It is vital that communication is clear (face to face/ telephone and written). RCPC developed
guidance on written communication. When engaging with another agency the agreed action
or change must be clearly described, noted, dated and the relevant members of staff named.
Where written communication is required, the professional making the request must state
clearly what they are asking the other agency/professional to do and why. In response, the
professional receiving the request must state clearly what action will be taken and the
timeframe for this. The professional responsible for undertaking any action must provide
feedback to the professional making the request in relation to the outcome. 
1.32 All establishments with access to SEEMIS must use the pastoral notes function within
SEEMIS to record ongoing pastoral involvement with children and young people. This
ensures that one contemporaneous record is kept of ongoing issues in relation to a child or
young person which can be accessed by relevant staff involved with the child or young
person. 
Confidentiality
1.33 All children and young people are entitled to have matters treated in confidence. Where
there is no risk to wellbeing establishments must respect that request. However, when the
assessment shows that the child or young person’s wellbeing is at risk there can be no
guarantee of confidentiality and ‘secrets cannot be kept’. 
1.34 Best practice is that consent should be obtained at the earliest opportunity. Parents, carers,
children and young people will be given an explanation about the concerns and information
about the duties and responsibilities of agencies towards children or young people at risk of
harm. 
1.35 It is accepted that where there is a risk to a child or young person’s wellbeing, which may
lead to harm, then it is acceptable to share confidential information in the best interest of the
child or young person and/or in the public interest.

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1.36 The circumstances making the sharing of confidential information lawful are: 
• where the individual to whom the information relates has consented; 
• where disclosure is in the public interest/function; or 
• where there is a legal duty to do so. e.g., there is statutory authority to share information
with the Reporter to allow a decision to be made as to whether a compulsory supervision
order (CSO) might be necessary. 
2.0 Role and Responsibilities of Children’s Services 
2.1 The Scottish Government believes that the welfare and safety of children and young people
in Scotland are paramount. They have a right to be cared for and protected from harm, and
to grow up in a safe environment in which their rights and needs are met. 
2.2 Section 2A of the National Guidance for Child Protection (2021) sets out the collective and
single agency responsibilities in relation to child protection and, in Section 2B, highlights
expectations and responsibilities for staff working in a multi-agency context. 
2.3 The role of Children’s Services staff working in educational contexts is to be alert to the need
to act in the best interests of children and young people and in co-operation with other key
agencies to keep our children and young people safe and well. 
2.4 In delivering the council policy, the responsibilities of the authority, establishments, services
and individual staff extend to: 
• training;
• prevention;
• reporting a concern;
• inter-agency co-operation; and 
• support. 
Staff may be involved in monitoring a child and young person’s wellbeing and behaviour and
have a responsibility to gather and record relevant information. 
2.5 Education staff play a significant role in the protection of children from abuse through the
vigilance of staff, and by implementing robust procedures. Children’s Services empowers
children through its education process, to give them confidence and the capabilities to
achieve their potential and to stay safe. 
2.6 Curriculum for Excellence places great emphasis on children and young people’s health and
wellbeing, from staying safe to managing risks such as alcohol and drugs. 
Through the development of health promotion in schools, there is a strong emphasis on
meeting the health needs of children and young people. Good health has significant positive
effects on personal, social and educational achievement. The ethos of health promotion in
schools encourages decision-making skills and a sense of responsibility. 
2.7  The Education (Additional Support for Learning) (Scotland) Act 2004 introduced the concept
of additional support needs. This refers to any child or young person who, for whatever
reason, requires additional support with their learning. Additional support needs can arise
from any factor which causes a barrier to learning in any context.

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2.8 The Education (Additional Support for Learning) (Scotland) Act 2009 strengthens some
duties introduced in the 2004 Act and clarifies others. Under this Act, all children and young
people who are looked after by a local authority are assumed to have additional support
needs.
2.9 Revised Standard Circular 8, Included, Engaged, and Involved – A positive approach to
preventing and managing school exclusions - provides guidance on the circumstances
whereby a child or young person can be excluded from the school environment. Where a
child or young person is vulnerable or care experienced, then guidance must by sought from
headquarters staff before an exclusion takes place, to ensure that the wellbeing of the child
or young person is not compromised by the exclusion. All schools should adopt a positive
and inclusive ethos and should seek to minimise the need to exclude.  All schools have the
responsibility to identify and support those at risk of exclusion. 
Staff Responsibilities
2.10 GIRFEC highlights the importance of maximising the skilled workforce within universal
services to address concerns at the earliest possible time.
2.11 It is the responsibility of all staff to report a concern directly to the Head of Establishment or
service manager and then complete an appendix 3 Record of Concern Alert for Staff. This
responsibility extends to all staff working within an establishment including janitorial staff,
catering staff, support staff and visiting specialists.
2.12 All staff must be confident and competent to:
• contribute to a positive ethos which seeks to minimise the risk of harm.
• ensure the wellbeing of all children and young people.
• focus on prevention and early intervention strategies.
• respond professionally and effectively to any concern, in particular where there is
imminent risk to a child or young person.
• share relevant information within Children’s Services itself.
• co-operate on an inter-agency basis to share information which contributes to a child or
young person’s wellbeing and make certain that they are familiar with the Renfrewshire
Council policy, Standard Circular 57, ‘Safeguarding and Protecting Children and Young
People’.
• know and understand their own role and responsibilities.
2.13 All establishments should operate within a framework of best practice that takes account of:
• the importance of inclusion, equality, fairness, and openness.
• the principle that the child or young person’s welfare is paramount.
• the active involvement of the child or young person and parents and carers when
arrangements or decisions related to care and support are being considered.
• the views of pupils and parents when the rights of children and young people are to be
protected.
• effective pastoral care systems which are responsive to early signs of need.
• the central role of the staged intervention framework when there is a concern about a
child or young person.
• the importance of multi-agency assessment to establish the level and range of need
within a family, and whether there are any immediate risks to the children or young
people.
• a systematic referral system from staff direct to Head of Establishment or Manager,
supported by consistent record keeping and monitoring.

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• the leadership and pro-active role of Head of Establishment or Manager in ensuring well
organised case management of those children and young people who require a higher
level of response from Children’s Services, Social Work and Health.
• the pro-active role of the child protection coordinator and continuing professional
development (CPD) coordinator along with the child protection training team to ensure
that appropriate and up to date CPD opportunities are undertaken by all staff within
establishments and services. 
2.14 Effective management of information is very important. Staff working in Children’s Services
(Education) contexts will ensure meticulous record keeping of all child wellbeing and
protection concerns using Pastoral Notes on SEEMIS. Recording must also include a robust
electronic chronology of events and contacts which help professionals to understand key
events in a child’s life. This electronic chronology must be reviewed and analysed regularly
for effective planning to improve the outcomes for a child. All information related to protecting
the child or young person should be filed in a confidential case file and stored securely. 
2.15 Head of Establishment and Managers will ensure that all relevant parties, including parents
and carers are involved and kept fully informed of all associated developments, which relate
to the child or young person.  The Head of Establishment and Managers communicates with
other establishments and services within Education Children’s Services. 
2.16 All submissions of appendix 4 are logged at headquarters to enable an overview to be taken
of concerns across all establishments. 
Partnership Working 
2.17 Services in Renfrewshire work together to support children, young people and their families.
They work in partnership to focus on providing services to meet needs. Services that include
Social Work, Police, Health Services and the Scottish Children’s Reporter’s Administration
(SCRA) work together with Children’s Services (Education) to share information, plan and
take collaborative action that is in the best interests of children and young people. 
2.18 It is the Head of Establishment and Manager’s responsibility to ensure that any   organisation
or service engaged directly by the establishment and external to Children’s Services
(Education) is fully briefed on Standard Circular 57 and has clear child protection procedures
and training. This includes safe recruitment practices to ensure the safety and wellbeing of
the children and young people with whom they are working. 
2.19 Children’s Services (Education) staff will ensure that all authority engaged providers,
including partnership nurseries, further education colleges, voluntary organisations and
private providers will be given Standard Circular 57. The key principles and points of practice
of Standard Circular 57 bring a consistent approach to a shared responsibility when working
with children and young people. 
2.20 The ultimate responsibility for any child or young person on the establishment roll or
specialist provision roll lies with the Head of Establishment and Manager. Where a concern
is raised regarding Standard Circular 57, he or she must be certain that there is clear and
effective communication between the service or establishment and partner providers. 
2.21 Working in partnership with parents and carers is best practice and is essential. It is
important to share relevant information proportionately and appropriately. It is also crucial
that staff listen to, and respect, the views of the child or young person and clearly explain
the need to share relevant information.

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2.22 Where concerns relate to ongoing concerns about wellbeing such as physical neglect, the
Head of Establishment and Manager will already be collaborating with parents and carers
and will be working within GIRFEC. Parents will be informed and asked for consent to share
information when the multi-agency child’s planning process begins. It is not essential to have
consent to share information if there is a wellbeing concern about a child which may
constitute a risk of harm. 
Continuing Professional Development (CPD), Professional Learning and Training
2.23 It is the responsibility of all staff to ensure that they are familiar with Standard Circular 57
and associated continuing professional development (CPD), professional learning and
training materials and activities.
2.24 Within Children’s Services (Education), there is a catalogue of established training
opportunities to ensure there is sufficient training available to all relevant staff.
2.25 Every establishment has a child protection coordinator and at least two other leaders of child
protection. Staff have an important role in working with child protection trainers and CPD
coordinators to provide easy access to appropriate documents, information and literature
for all staff, including students, temporary and supply staff.
2.26 The electronic in-service CPD catalogue will contain all relevant single agency and multi-
agency training opportunities. This should be readily available to all staff.
2.27 The Child Protection: Part 1 course is mandatory for all Children’s Services (Education)
staff. Child protection trainers will work with heads of establishments and managers to
provide Part 1 course training in child protection for all appropriate permanent and
temporary staff. Temporary staff should be supported through individual training
opportunities and up-to-date printed information. An introductory course is available in
PowerPoint format with accompanying notes.  This is designed for staff waiting to take part
in a Part 1 course, as well as temporary staff. Training opportunities will all be planned and
monitored through the CPD catalogue.
2.28 Newly qualified teachers, new staff and long-term cover staff, either teaching or staff other
than teachers, should be given specific support in child protection issues.
2.29 There will be dedicated training sessions each year on child protection procedures and r
elated matters for all heads, managers, child protection co-ordinators and trainers.
2.30 The local authority will provide an annual update presentation to all Head of Establishment
and Managers, and this must be delivered to all staff. All heads, deputes, principal teachers
of pupil support must attend the leadership of child protection course every three years as
well as any other identified leaders of child protection.
3.0 Identifying and Responding to Concerns about Children and Young People
3.1 The vision of Renfrewshire Child Protection Committee is “That all children are safe and
protected from harm”. 
3.2 Through the multi-agency, common approach of GIRFEC, all children and young people
should have their development needs met within an environment which promotes the rights
of children and young people to:
• get the help they need when they need it.
• be listened to and respected.

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• be able to discuss issues in private when they want to.
• be confident in the adults who work with them.
3.3 When there is a concern, a member of staff must alert the head or manager immediately.
Any of the following may have taken place: 
• a specific incident;
• a disclosure made by a child or young person, parent or carer;
• information from a third party;
• adult behaviour or circumstances that may place the child or young person at risk of
harm; or
• child or young person’s behaviour or circumstances that may place the child or young
person at risk of harm.
It is essential that all staff are knowledgeable about definitions and signs of child abuse.
Awareness of these is included in the mandatory Child Protection: Part 1 training, as well as
in the annual update for all staff. 
3.4 Members of staff who raise a concern must follow the procedures detailed and listed in
appendix 1. All members of staff must have access to appendices 1, 2 and 3 and the
establishment guidelines for child protection and safeguarding.
3.5 A concern may be expressed about anything that affects, or has the possibility of affecting,
the wellbeing, happiness or potential of the child or young person. It may relate to a single
event or observation, a series of events, or an attribute of the child or young person or
someone associated with them.
After alerting the Head of Establishment and Manager, the member of staff will be required
to complete appendix 3 Record of Concern Alert for Staff. Information recorded must be
factual, accurate, clear, and concise.  
3.6  It is the responsibility of the Head of Establishment and Manager to assess the immediate
risk to the child or young person and in making the decision to refer a child or young person
to social work, follow the procedures exactly. These are listed in appendix 2.
3.7 In all cases, the Head of Establishment and Manager must contact the duty social worker
directly with a concern, and then send a completed electronic referral form (appendix 4) by
e-mail to social work. If a referral is made out with normal office hours, the form must be
completed as soon as possible and sent to the social work by secure email, if possible.
Appendix 4 should also be sent to the Education Manager (ASN and Inclusion) who has
strategic responsibility for Child Protection and also sent to the appropriate school nursing
or health service.
3.8 Copies of the referral form must be held in the child’s confidential case file as well as an
account of all telephone calls, interviews, and discussions, building an electronic chronology
(appendix 6) and noting developments and outcomes.
3.9 After a referral, Social Work will carry out initial enquiries. If after this they think it might be
a child protection issue, they will request an inter-agency referral discussion (IRD) with
Police and Health to which Education are invited and must contribute to. An IRD is the joint
decision-making process which allows information to be gathered and shared to inform
decision making as to whether a child is in need of protection. (see appendix 9 IRD flow
chart).

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3.10 Education will be asked to be part of the IRD and will be notified of the date and time. IRDs
will be held by teleconference. The following information will be provided by Education staff
verbally and in writing: 
• name/date of birth;
• attendance;
• presentation;
• attainment: working levels/progress;
• involvement in staged intervention;
• any additional support needs/support in place; and 
• concerns/any notable incidents. 
3.11 On receiving a referral, Social Work are required to respond in writing to the referrer
reporting the outcome of the referral within 5 working days.  On receiving this, to provide the
Education Manager with the relevant information to monitor the action taken to protect the
child, the Head of Establishment and Manager must complete and forward a Notification of
Outcome of Referral to Social Work Services form (appendix 7) to the Education Manager
(ASN and Inclusion) who has strategic responsibility for safeguarding and child protection,
as soon as the acknowledgement is received. 
3.12 When a child or young person is the victim of an assault and has been physically harmed,
emergency services should be contacted immediately. 
3.13 If the child or young person is not already subject to a Compulsory Supervision Order (CSO)
consideration should be given as to whether a Compulsory Supervision Order might be
necessary and if so a referral should be made to the Reporter (SCRA). If it is known that the
child or young person is already subject to a Compulsory Supervision Order, a copy of the
referral form (appendix 4) must be sent to SCRA for information. This should be
accompanied by the Standard Letter of Notification to Reporter (appendix 8). This will allow
SCRA to maintain a full record of all concerns relating to children or young people subject
to supervision requirements and to take investigative action when required. 
3.14 When staff first report a concern, it is important they are supported and reassured that they
were right to share their concern. If a child or young person shares a concern about
themselves or another child or young person, it is very important that they are supported
and reassured in the same way. The Head of Establishment or Manager will then take the
appropriate actions. 
Risk Assessment 
3,15 Understanding risk is very important in child protection. As part of the GIRFEC practice
model for risk assessment and management, practitioners must consider how to respond to
situations where risk may be a feature of the concerns; they must take into account safety
factors and consider the impact of risk on other aspects of child development. 
3.16 In Children’s Services (Education), the role of staff is to gather all the available information
and carry out appropriate risk assessments to determine the initial concern and put in place
the relevant supportive action. This is part of the GIRFEC model in terms of the staged
intervention approach which would determine whether a concern is serious enough to
warrant taking immediate action. At all times, Children’s Services (Education) staff should
use the five GIRFEC questions, along with their professional judgement, to help them
determine the appropriate course of action.

Page 14

3.17 It is not the responsibility of Education Children’s Services staff to investigate a concern;
however, it may be appropriate to clarify understanding of a situation by asking for further
information without asking leading questions. It is important that when you make a referral
that you have as much information relating to the referral as possible. It is important to be
very clear about your concerns.
4.0 Child Protection in Specific Circumstances
4.1 The National Guidance for Child Protection in Scotland (2021), Part 4 covers specific areas
of concern; and also factors that may intersect with these concerns and so may require
specific attention and support. The GIRFEC approach encourages consideration of the
child’s experience and perspective, within and beyond the family. The Promise encourages
a focus on support for those relationships that are key to emotional safety and resilience.
“When children talk about wanting to be safe, they talk about having relationships that are
real, loving and consistent.”
4.2 Radicalisation: The Prevent Agenda
The aim of the Prevent strategy is to reduce the threat to the UK from terrorism by stopping
people becoming terrorists or supporting terrorism. Radicalisation defines the process by
which people come to support terrorism and extremism and, in some cases, to then
participate in terrorist activity.
The Counter Terrorism and Security Act 2015 (section 26) places a duty on local authorities
in Scotland to have due regard to the need to prevent people from being drawn into
terrorism. It also places an obligation on local authorities to ensure that a panel of persons
is in place for its area to assess the extent to which identified individuals are vulnerable to
being drawn into terrorism and, where appropriate, arrange for support to be provided.
Revised HM Government Guidance (2021) is available for Scotland (Prevent Multi-Agency
Panel Duty Guidance: Protecting people vulnerable to being drawn into terrorism
(publishing.service.gov.uk)). When assessing referrals to such panels, local authorities and
their partners should consider how best to align such assessments with child protection
legislation and guidance.
Radicalisation can occur quickly, or over a long period. Sometimes there are clear warning
signs; in other cases, the changes are less obvious. Children and young people who are at
risk of radicalisation may have low self-esteem or be victims of bullying or discrimination.
This can make them more vulnerable and susceptible to extreme views and online
influences which may offer a sense of belonging and identity. Signs of this might include:
• isolating themselves from family and friends.
• talking as if from a scripted speech.
• unwillingness or inability to discuss their views.
• a sudden disrespectful attitude towards others.
• increased levels of anger.
• increased secretiveness, especially around internet use.
4.3 Domestic abuse
Domestic abuse is any form of physical, verbal, sexual, psychological, or financial abuse
which might amount to criminal conduct, and which takes place within the context of a
relationship. The relationship may be between partners (married, cohabiting, in a civil
partnership or otherwise), or ex-partners. The abuse may be committed in the home or
elsewhere, including online. Domestic abuse includes degrading, threatening and
humiliating behaviour predominantly by men and predominantly towards women although

Page 15

could occur in a single sex relationship. It is typically a gendered crime and is underpinned
by attitudes and inequalities between men and women that continue to be prevalent in
society. It may be committed in the home or elsewhere; and may include online activity.
There is significant evidence of links between domestic abuse and emotional, physical and
sexual abuse of children, and young people themselves can experience domestic abuse as
‘coercive control’ of the whole family environment. Children or young people living with
domestic abuse are at risk of significant harm, because of witnessing the abuse and being
abused themselves. Domestic abuse can undermine stability and damage a child or young
person’s physical and emotional health.
Renfrewshire use the Safe and Together model when responding to domestic abuse. This
is based on partnering with domestic abuse survivors and intervening with domestic abuse
perpetrators in order to ensure the safety and wellbeing of children. 
https://safeandtogetherinstitute.com/the-sti-model/model-overview/
4.4 Parental alcohol and drug use
Children affected by parental alcohol and drug use may experience neglect, feelings of fear,
blame, abandonment, anger and shame. Children who may not be recognised as Young
Carers may have to care for children, or for adults. Secrecy and denial are recurrent features
within families affected by alcohol and drug use. Divisions occur within families where there
is pressure to contain knowledge of substance use. Children’s potential to experience and
develop trusting, secure relationships are compromised. Many parents feel marginalised
outside the home, and inside the home they do not know how to acknowledge or discuss
their substance issues with their children. Stigma accompanying parental alcohol and drug
use affects children, locks in secrecy and remains a barrier to connection with universal
services, treatment and support.
4.5 Disabled children
Disabled children are children first and foremost. Each child has unique potential. Their
needs must be considered in the context of a holistic assessment of the child and the
intersecting strengths and risks in their world. Children with communication impairments,
behavioural disorders, learning disabilities and sensory impairments may be additionally
vulnerable to abuse and neglect. Staff working with disabled children should be aware of
their communication needs and training and advice should be sought where necessary.
4.6 When services find it hard to engage
The terms ‘resistance’ and ‘disguised compliance’ usually meaning disguised non-
compliance or non-effective compliance and are terms sometimes used when services find
it hard to engage with families. Such terms imply that the location of responsibility for this
block lies with children and families. ‘Non-engagement’ covers a spectrum of failures that
are all a product of interaction. The tone of engagement and painful previous experience of
services may both play a part. This component of protection and support is sometimes
absent.  Non-engagement on the part of service users may take the form of aggression,
manipulation, concealment, superficiality, blaming and ‘splitting’ professionals, inaction or
selective action. Children who experience frequent changes of address within such a pattern
may be at increased risk.
Effective child protection is a constant search for ‘meeting points’. This is likely to depend
on appreciation of the feelings and context of avoidant or oppositional communications.
These might include fear, distrust, exhaustion, shock, isolation, intoxication, anxiety,
depression, stigma, denial, blame, shame, deflection, trauma, attachment history, incapacity
or confusion. Some will have had traumatic experience of having been coerced and

Page 16

controlled. Others may already have had a child removed. Some families will deliberately
evade practitioner support aimed at protecting a child. In some cases, parents can behave
in a negative and hostile way. In these cases, agencies should work together to ensure that
they are clear about how to approach the family, and records should include details of
contact, or lack of contact. 
4.7 Children and young people experiencing mental health problems 
Children can experience a range of mental health problems, from depression and anxiety
through to psychosis. While most will recover, many are left with unresolved difficulties or
undiagnosed illnesses that can follow them into adult life. Parents and carers may be
bewildered or frightened by their child’s behaviour or concerned that they are the cause of
such behaviour. Child protection may be a component of the service response to children
and young people experiencing mental health problems. 
A small number of children with mental health problems may pose risks to themselves and
others. For some, their vulnerability, suggestibility, and risk levels may be heightened
because of their mental ill health. For others, a need to control, coupled with lack of insight
into or regard for the feelings and needs of others, may lead to them preying on the
vulnerabilities of other children. Co-ordinated inter-agency work, and close collaboration
with parents or carers is essential to mitigate risks for these children and for others. 
4.8 Children and young people who have displayed harmful sexual behaviour 
Harmful sexual behaviour (HSB) is defined as “sexual behaviour(s) expressed by children
and young people under the age of 18 years that are developmentally inappropriate, may
be harmful towards self or others and/or may be abusive towards another child or young
person or adult” (Hackett, 2014). 
Children’s sexual behaviour may be described on a continuum ranging from normal to
uncommon behaviours, including serious sexual violence. 
Assessment of harmful behaviour is indicated if the behaviour meets any, or all, of the
following criteria. 
• It occurs at a frequency greater than would be developmentally expected.
• It interferes with the child’s development. 
• It occurs in a context of coercion, intimidation or force.
• It is associated with emotional distress.
• It occurs between children of divergent ages or abilities.
• It repeatedly recurs in secrecy after intervention by caregivers (Chaffin et al., 2002). 
In all cases where a child or young person presents problem sexual behaviour,
consideration should be given to whether action should be taken under child protection
procedures, either to protect the victim or because there is concern about why the
child/young person is behaving in this way. 
4.9 Female genital mutilation (FGM) 
FGM has been illegal in Scotland since 1985. The Prohibition of Female Genital Mutilation
(Scotland) Act 2005 made it a criminal offence to have FGM carried out either in Scotland
or outside the United Kingdom. The Female Genital Mutilation (Protection and Guidance)
(Scotland) Act 2020 makes provision for FGM Protection orders and for Statutory Guidance
of FGM. These provisions will strengthen the existing legislation for the protection of women
and girls from FGM.

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FGM or the risk of FGM may first come to the attention of education staff.  A child/ young
person can be considered at risk if they come from an FGM-practising community or if a
close female relative is a survivor of FGM regardless of whether the community of origin
traditionally practises FGM. A strong indicator could be the planning of an extended family
holiday.     
FGM is a form of child abuse and if you suspect it, you should contact social work. 
4.10 Forced marriage and honour based abuse 
A forced marriage is a marriage conducted without the full and free consent of both parties,
and where duress is a factor. Duress can include physical, psychological, financial, sexual
and emotional abuse. A forced marriage is different from an ‘arranged marriage’. An
arranged marriage is one in which the families of both spouses are primarily responsible for
choosing a marriage partner for their child or relative, but the final decision as to whether to
accept the arrangement lies with the potential spouses: both spouses give their full and free
consent. The tradition of arranged marriage has operated successfully within many
communities for generations. 
Forced marriage is both a child protection and adult protection matter. Child protection
processes will be considered up to the age of 18. Forced marriage may be a risk alongside
other forms of so called ‘honour-based’ abuse (HBA). 
HBA includes practices used to control behaviour within families, communities, or other
social groups, to protect perceived cultural and religious beliefs and/or ‘honour’. Such abuse
can occur, for example, when perpetrators perceive that a relative has shamed or may
potentially shame the family and/or community by breaking their honour code. This abuse
can take many forms, including threatening behaviour, emotional blackmail, assault, rape,
abduction, forced marriage, confinement and ‘honour killing’. 
Those who might identify as LGBT and disabled children may be at increased risk of forced
marriage. For LGBT people this is seen as a way of ensuring that their LGBT identity is not
made public. Forced marriages are also seen as a way of ensuring that someone who needs
care has a spouse who can provide this care. Furthermore, immigration can be an
aggravating factor towards forced marriage: by arranging a marriage of a UK citizen with
someone from overseas, the overseas spouse is guaranteed an easier entry into the UK.
An estimated 80% of forced marriage victims are girls and women. HBA support work is
mainly conducted by women’s organisations. However, boys, especially those who might
identify as gay, bi-sexual or transgender, are also affected by forced marriage, domestic
abuse, coercive control and other forms of HBA. Practitioners should be aware that forced
marriage is not restricted to any particular ethnic or religious community. 
4.11 Fabricated or induced illness 
Fabricated or induced illness refers to a process in which a parent or caregiver induces
illness or a sick role in a child by exaggeration, deliberate non-treatment, fabrication or
falsification of signs of illness. The process can include maladministration of medication or
other substances causing symptoms of illness, and interference with equipment,
observation charts or other documents relevant to the child’s health. The caregiver may, or
may not, genuinely believe the child to be ill. 
Fabricated or induced illness is not a common form of child abuse, but staff should be able
to understand its significance. In such cases, parents may fabricate signs and symptoms of
illness including fabricating the child’s past medical history or induction of illness by a variety

Page 18

of means. The majority of cases of fabricated or induced illness in children are confirmed in
a hospital setting. 
4.12 Sudden unexpected death in infants and children 
For a very small number of children, their death may not be because of natural causes. In
cases of sudden death, the circumstances and cause of death must be explored sensitively
and to the highest standards. Every parent has a right to understand fully the circumstances
which led to the sudden unexpected death of their child. 
4.13 Equal Protection 
The Children (Equal Protection from Assault) (Scotland) Act 2019 (‘the 2019 Act’) fully came
into force on 7 November 2020, removing the common law defence of ‘reasonable
chastisement’. If a parent or carer physically punishes their child, he or she can be
prosecuted for assault. There is a growing body of international evidence showing that
physical punishment of children can lead to long-term negative outcomes. If Children’s
Services staff become aware of an incident of physical chastisement, social work should be
contacted. 
4.14  Child sexual exploitation (CSE) 
Child sexual exploitation (CSE) is a form of child sexual abuse in which a person or persons
of any age take advantage of a power imbalance to force or entice a child into engaging in
sexual activity, in return for something received by the child and/or those perpetrating or
facilitating the abuse. As with other forms of child sexual abuse, the presence of perceived
consent does not excuse or mitigate the abusive nature of the act. ‘Child’ in this context
means child or young person up to age 18. Boys as well as girls may be victims. Although
CSE is not a specific criminal offence in itself, there is a range of criminal and civil options
that can be used to disrupt and prosecute this form of abuse. 
In a high number of cases, victims of CSE will have particular vulnerabilities. These can
include: 
• a history of abuse or neglect.
• being looked after/accommodated.
• disengagement from education.
• going missing from home or care.
• drug and alcohol misuse.
• social isolation. 
Staff should be alert to possible indicators of CSE which may include: 
• relationships with controlling adults.
• unexplained amounts of money/clothing or other items.
• isolation from peers/social networks.
• unexplained absences from school.
• entering/leaving vehicles driven by unknown adults.
• peers involved in sexual exploitation.
• concerning use of the internet/mobile phones. 
Child sexual exploitation is abuse and should be treated as a child protection concern. If you
suspect a young person is at risk of CSE, you should make a referral to social work. If an
IRD takes place, they can consider a referral to the Vulnerable Young Persons group.

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4.15. Trafficking 
The legal definition of the offence of human trafficking in Scotland is set out in the Human
Trafficking and Exploitation (Scotland) Act 2015 (‘the 2015 Act’). A person commits an
offence of human trafficking if a ‘relevant action’ is taken with a view to another person being
exploited (section 1). The offence of human trafficking is aggravated by being committed
against a child (as defined in the 2015 Act as a person under the age of 18 years old)
(section 6). 
Relevant action. Section 1(2) of the 2015 Act defines ‘relevant action’ as any of the following:
recruiting another person; transporting or transferring another person; harbouring or
receiving another person; exchanging or transferring control over another person; or
arranging or facilitating any of those actions. It is irrelevant whether the person consents to
any part of the action. Travel between two places is not a requirement for an offence of
human trafficking to have taken place. 
The 2015 Act (section 3) describes what constitutes ‘exploitation’ for the purposes of the
offence of human trafficking. The following are examples of exploitation: 
• prostitution and sexual exploitation; 
• criminal exploitation;
• slavery, servitude and forced or compulsory labour;
• securing services and benefits; 
• financial exploitation/benefit fraud; or
• removal of organs;
• debt bondage; and 
• begging. 
Child trafficking and exploitation are abuse, and an immediate child protection response is
required. An inter-agency referral discussion (IRD) should be undertaken when there is
reason to believe a child may have been trafficked or exploited. The IRD should also
consider a referral to the Vulnerable Young Persons Group. 
4.16. Child Criminal Exploitation (CCE) 
Child Criminal Exploitation (CCE) is a cause of significant harm and should trigger child
protection processes and consideration of relevant preventative action. CCE is not defined
in law, but practitioners should be alert to the possibility that some children who are victims
of trafficking may be exploited by gangs and organised criminal networks. CCE can be
associated with ‘county lines’, which refers to criminal exploitation by gangs which export
illegal drugs into one or more areas (within the UK). Gangs may use dedicated mobile phone
lines or other form of ‘deal line’. Such gangs are known to exploit children and vulnerable
adults to move, and store, drugs and money and often use coercion, intimidation, violence
(including sexual violence) and weapons.  CCE can also occur in the absence of these
features. 
Child criminal exploitation takes a variety of different forms and affects both male and female
children. It can include children being forced to work in cannabis factories, being coerced
into moving drugs or money across the country, forced to shoplift or pickpocket, or forced to
threaten other young people. Any child being forced or coerced to commit crime must be
seen as a victim of exploitation. 
Child criminal exploitation is often unrecognised, and this can mean children are more likely
to be prosecuted for offending behaviour, rather than being recognised as victims of
exploitation. Children may fear arrest and prosecution. They may be drawn in to CCE

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through other children.
Where it is suspected that a child may potentially be criminally exploited the IRD should
consider a referral to the Vulnerable Young Persons group.
4.17. Historical reports of abuse
The term ‘historical abuse’ refers to reports of neglect, emotional, physical, and sexual
abuse which took place when the victim was under 16 but which are disclosed after a
considerable time lapse. Such abuse is sometimes reported in a therapeutic setting such as
counselling and any such disclosure must take into account whether there are any children
potentially still at risk from the alleged perpetrator. People reporting historical abuse may
state that the perpetrator is deceased, suggesting that there are no current child protection
concerns. However, they may still want to be advised that they can share information with
Police Scotland to make a report to allow them to consider information further.
4.18. Children who are looked after away from home
Child protection concerns also extend to any care environment provided for children and
young people.  A looked after child may be placed with foster carers, kinship carers or in a
residential setting. Many children who have had to leave the care of their parents will often
display challenging behaviour and exhibit complex emotions. Any looked after child
expressing a concern must be listened to and taken seriously. 
4.19. Online and mobile phone safety
New technologies, digital media and the internet are an integral part of the lives of children
and young people. With this increased use comes increased risk to children and young
people of:
• online bullying.
• exposure to unacceptable material.
• identity theft and abuse of personal information.
• criminal exploitation.
• sexual exploitation.
Children, young people, parents and staff need to understand the risks that the internet and
mobile technology present so that they can make safe and informed choices. Training and
awareness raising is important to enable children and young people to keep safe online
while benefitting from what the internet has to offer. Risks include:
• violent behaviour.
• criminal activity.
Such concerns should be reported as child protection issues and multi-agency responses
put in place.
4.20. Under-age sexual activity
There are situations that do not require child protection processes, in which a young person
may need immediate support in relation to their sexual risks, development and relationships.
These may be addressed either on a single-agency or multi-agency basis, depending on
needs and circumstances.
Child protection concerns arise when the impact of under-age sexual activity could cause

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significant harm. A young child (under 13 years of age) cannot consent to any form of sexual
activity (within Part 4 of the Sexual Offences (Scotland) Act 2009). The 2009 Act maintains
the age of consent at 16 whether a person is straight, lesbian, gay, bisexual and/or
transgender. When there is reason to believe an offence against a child has been committed
as defined in the 2009 Act, an IRD will be convened.  
An IRD must also be convened with older children (over 13 years) who may have been
pressured into sexual activities involving force or exploitation, may have had indecent
images taken, suggesting abuse or exploitation, or may otherwise be at risk of significant
harm relating to sexual activity. 
While consent to sexual activity under age 13 is not possible, support for children’s learning
should reinforce the message that ‘consent’ refers to a mutual process; that verbally
obtained consent is necessary but not sufficient; and that it is always necessary to be
sensitive to another person’s feelings and fears, which may be communicated in an on-
going process, not only in words but also in body language and non-verbal responses.
Consent can be withdrawn at any time and consent is required every time sexual activity
takes place, even if a person has previously consented. 
4.21. Children missing from education 
School staff should be aware of the role of the Children Missing from Education Co-ordinator
and work in line with the Children Missing from Education Service Guidance (2018), which
contains resources and Children Missing from Education contacts. The Children Missing
from Education (Scotland) Service provides guidance and advice on good practice
concerning cases of children missing from education and checks the national electronic
School2School transfer system (S2S) to see if the child has enrolled at another publicly
funded school in Scotland. The CME Service facilitates agreements related to Part 4:
Specific support needs and concerns (page 184), National Guidance for Child Protection in
Scotland (September 2021) between local authorities, national agencies and partners in
England, Wales, Northern Ireland and Ireland to allow exchanges of information, and will
support local authorities in using these agreements. 
The response to children who are missing from education with their families is outlined in
Revised Standard Circular 5, Included, Engaged, and Involved: Attendance in Educational
Establishments. 
5.    Key Reference Documents 
5.1 To supplement the procedures and guidance set out in revised Standard Circular 57, there
are a number of documents which should be publicised and made easily available for all
staff within establishments and services. 
5.2 The procedures set out in Standard Circular 57 should always be followed exactly. These
documents provide further advice on child development, children’s wellbeing and protection
and related information. These are to support ongoing practice improvement within
establishments and services. 
5.3 This policy has been drawn up based on overarching legislation and guidance that seeks to
protect children, namely but not exclusively:

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National Guidance for Child Protection in Scotland, Scottish Government, 2021
Child Protection Guidance 2021(theapsgroup.scot)
Inter-agency Child Protection Procedures – Fife (2016)
Getting it Right for Every Child Policy
GIRFEC
General Data Protection Regulation/Data Protection Act 2018
https://ico.org.uk/for-organisations/guide-to-data-protection/guide-to-the-general-data-protection-
regulation-gdpr/Children's Hearing (Scotland) Act 2011
Children and Young People (Scotland) Act 2014
Children and Young People (Scotland) Act 2014
Children (Scotland) Act 1995
https://www.gov.scot/publications/scotlands-children-children-scotland-act-1995-regulations-
guidance-volume-1-support-protection-children-families/documents/
Children Scotland Act (2020)
https://www.legislation.gov.uk/asp/2020/16/body/enacted
Education (Additional Support for Learning) (Scotland) Act 2004
https://education.gov.scot/improvement/research/education-additional-support-for-learning-
scotland-act-2004/
National Framework for Child Protection Learning and Development in Scotland (2012)
http://www.gov.scot/Topics/People/Young-People/protecting/child-protection/national-framework-
cp-learning-2012
The Protection of Vulnerable Groups (Scotland) Act 2007 
http://www.gov.scot/Publications/2011/08/04111811/1
Nations Convention on the Rights of the Child
http://www.unicef.org.uk/UNICEFs-Work/Our-mission/UN-Convention/

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21
Appendix 1
Grounds for Concern – Action Guidance for All Staff
As a member of staff, temporary or permanent, if you have a concern about a child or
young person you must report it to the head or manager of your establishment or
service immediately.
All staff must report any of the following:
• a specific incident;
• a disclosure made by a child or parent or carer;
• information from a third party;
• adult behaviour or circumstances that may place the child at risk of harm; and
• child behaviour or circumstances that may place the child at risk of harm.
ALL STAFF SHOULD FOLLOW THE PROCEDURE BELOW
Step 1:
• Alert the head of establishment or manager to your concerns immediately.
• Confirm your report in writing by completing Appendix 3 Record of Concern Alert
for Staff as soon as possible that same day.
• Give your report to the head of establishment or manager immediately it is
completed.
Step 2:
• Follow the guidance of the head of establishment or manager in supporting the
child and cooperating with subsequent actions by social work and/or police.

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22 
The head or manager gathers all available information. The head or manager assesses the risk to the 
to the child or young person, using this information and professional judgement; this may include a
preliminary discussion with social work about a concern.
If making NO referral to
social work department 
record concern in pastoral
notes and in chronology in
confidential file
consider using the
TAC/MACP framework
plan actions to support the
child in collaboration with
parents and carers
arrange review date and
name of reviewer 
Appendix 2
Grounds for Concern: Action Guidance for the Head or Manager of an
Education Establishment or Service 
A head or manager identifies grounds for concern, or a formal concern is reported to a head or manager.                              
Head or manager asks for the required and completed Appendix 3.
If making a referral to the social work department 
• phone duty senior social worker to discuss submission of
referral Notification of Concerns About a Child to Social
Work Services (appendix 4)
• complete and send referral (appendix 4) to social
work department with a copy to education manager
(ASN and Inclusion)
• send copy of referral (appendix 4) to school nurse
(school establishments), health visitor (early years 
establishments), clinical services manager (others)
• if the child is known to be subject to a supervision
requirement, send copy of referral (appendix 4) to SCRA,
along with a completed Standard Letter for Notification to
Reporter (appendix 8)
• complete and send Notification of Outcome of Referral
(appendix 7) to education manager (ASN and Inclusion)
• record action taken in the electronic chronology
in the confidential case file
Within 5 working days 
• receive acknowledgement of referral from social work (appendix 4)
• complete and send copy of Notification of Outcome of Referral to SW to education
manager (ASN and Inclusion) (appendix 7)

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23
Appendix 3 
Record of Concern
Alert: Please use black ink (or type) and CAPITAL letters.
When you have a concern about a child or young person you must report it immediately to the head or
manager. Once you have reported the concern to the head or manager you are required to complete this
form on the same day.
Day and date
Head or manager to whom it
was reported
Name of child/young person
Establishment/service
Source of Concern (please circle):
Personal Observation Yes No
Reported by child Yes No
Reported by another source Yes No
Please give details of source
Phone call Yes No
Please give details of call
Please give details. If a disclosure has been made, record on the back of this form using the
child’s own words. SIGN AND DATE DIRECTLY UNDER STATEMENT
Print name
Date and Time
Job Title

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24
Appendix 4
Referral Form
Guidance Notes
This referral form (notification of concerns about a child to social work services) has
been agreed and must be used in all cases where an establishment or service has a
concern about the welfare or immediate risk to a child. The head of establishment or
manager is responsible for ensuring that the documentation is accurate and complete.
Following the immediate phone call to the senior duty social worker, the referral form
should be submitted, irrespective of the outcome of that discussion, within 3 working
days.
Social work services will take the decision on how best to proceed given all the known
circumstances and determine whether it is an immediate child protection response or a
review of current care and welfare arrangements. Children Services (Education) staff 
will be involved as appropriate.
In completing the form, the head of establishment or manager should only
address the sections which are known to them.
Where social work services proceed with child protection measures as a consequence
of the referral, the education manager (ASN and Inclusion) can be contacted for
further information as required. The head of establishment or manager is responsible
for ensuring that Children’s Services (Education) is kept fully updated on
developments.
The completed form should be sent to social work and a copy to the school nurse
(school establishments) health visitor (early years establishments) clinical services
manager (for others).

Page 27

Notification of Concerns About a Child/Young Person to
Social Work
SC57 CHILD PROTECTION CONTACT LIST- INSERT ESTABLISHMENT NAME
Agency Name Designation Address Telephone no Secure email
Social Work – duty
team
Paisley Locality
Abbey House
8 Seedhill Road
Paisley
PA1 1JT
0300 300 1199
(FIRST
RESPONSE
TEAM- ALL
LOCALITIES)
swbschildcare@renfrewshire.gov.uk (ALL
LOCALITIES)
Johnstone Town
Hall, 25 Church
Street
Johnstone
PA5 8FA
Renfrew Locality,
Renfrew Health &
Social Work
Centre. 10 Ferry
Road, Renfrew.
PA4 8RU
Health- school health
service
gg-uhb.SchoolNursingJohnstone@nhs.net
Education Emma Henry Education
Manager
(ASN and
Inclusion)
Renfrewshire
Council HQ
emma.henry@renfrewshire.gov.uk
Renfrewshire
House
Cotton St
Paisley
PA1 1LE
Scottish Children’s Nicola Authority Reporter Renfrewshire 0300 200 1400 renfrewshiremailbox@scra.gov.uk
Reporter Harkness/Lesley Team
Administration King/Julie Paterson 10 Glen Lane
Paisley
PA3 2HU
REFERRAL
FORM

Page 28

1.(a) Referral Details 
Name of Referrer
(Head/Manager)
Agency Designation Postal Address (including 
postcode)
Email Address Phone
Number
Fax Number       
1.(b) Designated Contact Person (If different from 1(a)) 
Name of Referrer
(Head/Manager)
Agency Designation Postal Address (including
postcode)
Email Address Phone Number Fax Number

Page 29

Notification of Concerns About a Child/Young person to Social Work
2. Referral to Social Work
Date of Referral Time of Referral Name of worker spoken to Designation Is the parent/carer aware
of this referral?
Is the young person
aware of this referral?
Area/Hospital Social Work Team Responsible Local
Authority
Phone Number Is this a re-referral from
your service?
If yes, please enter
date(s) of previous
referral(s)

Page 30

Notification of Concerns About a Child/Young Person to Social Work 
3. Subject of Referral 
Child’s Name Other name
known by
Date of
Birth
Age Gender Home Address(es) (inc postcode) Ethnicity Religion
1        
2        
3        
Child Affected by Disability 
Preferred Language Interpreter Required (specify)  Description Communication Assistance
Required (specify)
1    
2    
3

Page 31

Notification of Concerns About a Child/Young Person to Social Work
4. Family Details
Mother’s
Name
Date of
Birth
Other name
known by
Current Address (if
different from child)
Father’s Name Date of
Birth
Other name
known by
Current Address (if
different from child)
Family Address (including postcode) Phone Number Is child currently
resident at this
address?
If no, state address (including postcode)
Principal Carer’s Details (if different from mother/father)
Name Date of Birth Relationship to child Address (including postcode) Type of Residence
(if not at home)

Page 32

Notification of Concerns About a Child/Young Person to Social Work
Other Adults in Household
Name Date of Birth Relationship to Child
Any Other Significant Adult(s) (if known, please include contact details)
Name Date of Birth Address Phone Number Relationship to
Child

Page 33

Notification of Concerns About a Child/Young Person to Social Work
Siblings not subject to referral
Child’s Name Other Name Known By Date of Birth Age Gender If in relation to unborn baby of mother is
pregnant – estimated date of birth
5. Summary of Concerns

Page 34

Notification of Concerns About a Child/Young Person to
Social Work
For All Other Referrals Please Complete the Following
VULNERABLILTY FACTORS
Services finding it hard to engage
Child affected by Parent/Carer Learning Difficulty or Learning
Disability
Child affected by Parent/Carer Mental Ill-Health
Child experiencing Mental Health Problems
Domestic Abuse
Parental Alcohol Use
Parental Drug Use
Child displaying Harmful Sexual Behaviour
Online Safety
IMPACTS ON / ABUSE OF THE CHILD
Physical Abuse
Emotional Abuse
Sexual Abuse
Criminal Exploitation
Child Trafficking
Neglect
Female Genital Mutilation
Honour-based abuse and Forced Marriage
Child Sexual Exploitation
Internet-enabled Sexual Offending
Underage Sex
Other Concern(s)

Page 35

Notification of Concerns About a Child/Young Person to
Social Work
What information do you need to make a referral? 
Concerns about harm to a child from abuse, neglect, exploitation, or violence should be reported
without delay to Social Work or to the Police in situations where risk is immediate.  
When making a referral please give as much information as you have and give consideration to
the checklist below. These are the questions that the receiver of the referral will ask:
Key Considerations Checklist - Referrals
✓ Date, time and method of referral?
✓ Referrer’s name, contact details and involvement with the family?
✓ The child’s full name, age, date of birth and address? The child’s current whereabouts
and who they are with? Based on information is the child is in imminent  danger?
✓ The name, age and address of the child’s parents / carers?
✓ Details of any adults who have care of the child - their names, DOB, address etc?
✓ Description of the incident prompting the referral including details of the alleged
perpetrator, and where, when and what may have happened?
✓ Details of other children who may also be at risk?
✓ Details of any other person known to have information on the alleged or suspected
abuse?
✓ Any other agencies currently involved with the family e.g., Health visitor, Teacher,
School Nurse or any other Health professional involved with the family (including the
parents/carers)?
✓ Any previous concerns about this child or other children in the household?
✓ Whether the children have any disabilities or special needs?
✓ Any cultural or religious factors which need to be taken into account?
✓ Whether the parents/carers are aware of the concerns and if so their response?
Reason for Referral/Request for (please record reason for concern and how this impacts on
child. If applicable, please indicate alleged abuse. Indicate what action if any you have taken
prior to the referral)
Agreed Actions (Actions agreed and by whom during phone referral)

Page 36

Notification of Concerns About a Child/Young Person to Social Work 
8.Agency Involvement 
Health
GP’s Name Address Phone
Number
Email
Address     
Health Visitor/School
Nurse
Name of Health
Visitor/School
Nurse
Address Phone
Number
Email
Address     
Education 
(Early Years /School/Service)
Name of
Establishment
and Contact
Person
Address Phone
Number
Email
Address     
Any Other Agencies (if
known)
Name of Agency
and Contact
Person
Address Phone
Number
Email
Address     
Signature of Referrer: Print Name:
Signature of Line Manager (if applicable): Print Name:
Date :

Page 37

Notification of Concerns About a Child/Young Person to Social Work
Acknowledgement of Child Welfare/Protection Referral to Social Work
Social Work use only (Return to Referrer within 5 working days)
Insert Social Work Address
Family Name
SWID No.
Date of Referral:
Request Treated as:
Outcome of Referral/request for:
Any other comments:
Signature/Name: Date

Page 38

Appendix 5
Standard Chronology
A chronology is a list of significant events in a child’s life. A standard chronology is critical in agreeing the timeline of significant
events that have led to a risk assessment that determines referral is needed.
Overleaf is the example of the template on which standard chronologies should be recorded. Actual recording should be completed
on the separate standard chronology spreadsheet. This enables, when necessary, multi-agency chronologies to be created.
A multi-agency chronology must comply with information sharing guidance and protocols in the way that it is developed, held, shared
and reviewed. It must be accurate, relevant and proportionate to purpose and:
• is a synthesis which draws on single-agency chronologies.
• reflects relevant experiences and impact of events for child and family.
• will include turning points, indications of progress and/or relapse.
• will inform analysis but is not in itself an assessment.
• may evolve in a flexible way to integrate further necessary detail.
• may highlight further assessment, exploration or support that may be needed.
• is a tool which should be used in supervision.
A chronology, whether single or multi-agency:
• is not a comprehensive case record and cannot substitute for such records.
• is not a list of exclusively adverse circumstances.
The format of a chronology should record purpose, authorship and date of completion. It should include the nature and sequence of
events; outcomes or impact on child and family; sources of information; and responses to events as necessary for the purpose of
this product (Practice Guide to Chronologies, Care Inspectorate, 2017).

Page 39

Interagency Chronology of Significant Events  
Information contained within this chronology has been collated from the individual chronologies of each agency involved with the child and family. 
Child's Name DOB Reference   
Earliest event first 
Date of Event Event Action Taken/Outcome Agency                                            
Appendix 6

Page 40

Appendix 7
Notification of Outcome of Referral to Social Work to Education Manager
(ASN and Inclusion)
Establishment/Centre/Other
Day and date
Details of Child or Young Person
Surname
First name
Date of Birth
Address
Postcode
Day and date of Referral to Social Work
Day and date of Confirmation of Outcome
Current Establishment/Service Action
Plan of Action (in brief)
Include timescale and personnel involved
Signature
Day and date
Job Title 
Please retain this form in the child or young person’s confidential case file

Page 41

Appendix 8
Standard Letter for Notification to Reporter
For the attention of the Reporter to the Children’s Panel
Please find attached information regarding a child protection concern relating to
(… insert child’s name …), a child who we understand is currently subject to a
supervision requirement.
Yours sincerely
Head of Establishment/Service

Page 42

Appendix 9
Child Protection Flowchart – Initial Referral Discussion (IRD)
Partners across services 
working with children and families.
Public
Does the situation require an 
immediate response to protect
the child?    Police, Social Work and Health
Information-gathering and Health,
Police or Social Work request an
IRD.  Relevant professionals
with a significant involvement in
a child’s life must be informed
and/or involved and education
invited to IRD.
Police use  Social Work
their powers  seek Child 
to remove  Protection Order measures
the child    
Consideration is also given as to whether a referral is required to SCRA.
Concern Raised
Initial Information
Gathering
IRD (Initial-agency
Referral Discussion)
Child Protection
measures are not
required 
Child Protection
Investigation 
A joint
Investigative
Interview is
required
Child
requires a
medical

Page 43

Appendix 10
Child Protection Checklist
Establishment name: Date: Completed by:
This can be used by establishment’s Senior Leadership Team to audit Child Protection processes and procedures and by Education Managers as
part of quality assurance of Safeguarding and Child Protection. This can be used with all staff working with children and young people including
all ancillary staff.
1. Foyer sign showing Child Protection Coordinator (CPC) and other school staff with designated responsibility for child protection (CP); is visible,
especially to visitors.
2. CP policy in place and on website.
3. CPC details on back of visitor badges. Snapshot shows awareness of CPC and other school staff with designated responsibility for child protection
(ask 3 random staff/young people).
4. CPC awareness: ask a few young people about knowledge of who the Child Protection Coordinator is as well as ways school keeps young people
safe/what happens in the event of a child protection alert.
5. CPC knowledge of individual children. Plans are being maintained and used to identify support/interventions. Sample 3-5 Stage 3 plans.
6. Sample plans from children and young people who are Care Experienced/Child Protection Register.
7. Sample 3-5 single agency chronologies.
8. Copies of CP Procedures and National Guidance for CP (Scotland,2021) are accessible to staff.
9. Training log is complete and up to date.
10. Staff handout CP Guidance has been updated annually.
11. Review log for administration of medication and speak to the person who administers this, this may include looking at Stage 2 health plans.
12. Review log for First Aid and speak to the First Aider.
13. CPC has knowledge of attendance information, interventions, and support.
14. Review Bullying & Equalities log.
15. Review Compliments/Complaints log and themes.
16. Review all other logs as appropriate e.g.fire/door safety

Page 44

Area  Yes  No  Yes No  Yes No 
Foyer sign showing
CPC visible
Available at front of
school.  
Available in other places
around the school.  
General awareness of
who the CPC  is.   
CP policy and guidance
in place 
Has review date.   On the website.   Part of staff induction.   
CPC awareness CPC details on visitor
badges.  
Young people awareness of
who CPC are. 
Young people aware of
C&W process and follow
up. 
Individual needs  Knowledge of CP
registered children /
young people.  
CP registered pupils have a
plan in place. 
Knowledge of care
experienced children /
young people.  
All Care
Experienced/historical CE
learners should have a plan
in place and should be
considered for a CSP and
have one if appropriate.  
Plans and CSPs are
high quality and up to
date. 
Procedures and
Guidance
Copies in Head teacher/
CPC Office.  
Copies accessible
elsewhere.     
CP Training log Complete and up to date.
Annual update register
available.  
Has other training included.   Annual Updates
(includes refresher on
Prevent).   
Staff Handout CP
Guidance
Staff Handout CP
Guidance utilised for new
starts and log kept.  
All staff have prompt sheets
for dealing with a disclosure.
(on CP Guidance)     
CP Folders  On SharePoint.    Organised correctly.   Chronology available.   
Electronic
chronologies and
overview.
On SharePoint.   Organised correctly.   Advice given.   
PPRs Stored separately from
CP folders.  
Organised correctly i.e., in
date order.  
Do not contain
confidential information.   
Log of administration
of medicine
Log available in central
point where administered.  
Double signature. (2nd staff
member as witness).  
Medical cabinet locked-
emergency medication
easily accessed i.e.,
access to Epipens.   
First Aid  Log available.    Consistent information
recorded. 
Parents / carers
informed appropriately.

Page 45

Attendance Knowledge of attendance
rates / non-attenders.
SEEMiS used to scrutinise
attendance data. 
Appropriate support
given to children / young
people.
Bullying log Bullying log seen. All aspects completed. School is acting on
trends/patterns.
Compliments log Compliments log seen. All aspects completed. School promoting good
practice.
Complaints log Complaints log seen. All aspects completed. School acting on issues.
All other logs as
appropriate
Seen. Completed. School acting on issues.
Outstanding actions for establishment / service regarding area from the  above audit.
Area Comments By whom By when
Good practice to share with others
Setting name
Signed by
Position:(Headteacher or CPC)