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Summary Report on CI and HMI Inspections

Perth and Kinross Council · 29 August 2022
Back to Executive Sub-Committee of the Learning and Families Committee — 29 August 2022 and its agenda

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PERTH AND KINROSS COUNCIL 
EXECUTIVE SUB-COMMITTEE OF LEARNING & FAMILIES COMMITTEE 
29 AUGUST 2022 
SUMMARY REPORT ON CARE INSPECTORATE AND 
EDUCATION SCOTLAND INSPECTIONS 
Report by Executive Director (Education and Children’s Services)
(Report No 22/195) 
1. PURPOSE
1.1 This report provides an overview of the performance of Education and
Children’s Services inspected and reported over the past two years by the
Care Inspectorate and Education Scotland, since the previous report of
this type in 2020, and sets out the Service’s approach to implementing
improvement actions arising out of inspection.  A report was not prepared
in 2021 due to the COVID-19 pandemic which led to a pause in inspection
activity.
2.          RECOMMENDATION
2.1 It is recommended that the Executive Sub-Committee of the Learning &
Families Committee:
• Considers and comments as appropriate on the contents of the
report. 
3.  STRUCTURE OF REPORT 
3.1 This report is structured over the following sections: 
• Section 4:  Background
• Section 5: Services providing Day Care for Children
• Section 6: Support and Residential Care Services
• Section 7: ELC Settings and Schools – Education Scotland 
Inspections
• Section 8:  Conclusions
• Appendices 
4.  BACKGROUND 
4.1 Care Inspectorate 
4.1.1 Regulated care services in Scotland are inspected by the Care Inspectorate
using a range of quality frameworks, each with key questions and quality
indicators.  Services are measured against the National Health and Social
Care Standards.

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Where inspected, each key question and contributing quality indicator is
graded on a 6-point scale in which 1 = unsatisfactory, 2 = weak, 
3 = adequate, 4 = good, 5 = very good and 6 = excellent. 
4.1.2 The Care Inspectorate conducts unannounced inspections for all regulated
services as the main inspection method unless there are practical reasons
that this is not appropriate.  There are longer intervals between inspections
for better performing services and a greater focus on risk-based inspections
for poorly performing and high-risk services such as those which provide 
24-hour residential care. 
4.1.3 Following an inspection, the Care Inspectorate may set out a series of:  
Recommendations: statements that set out actions the care service provider
should take to improve or develop the quality of the service.  
Requirements: statements which set out what is required of the care service
provider to comply with relevant legislation. 
4.1.4 Care service providers must submit an action plan to the Care Inspectorate
addressing any requirements and recommendations identified.  Progress
against the action plan is monitored by the Care Inspectorate through
annual return and self-assessment forms submitted by the care service
provider and through subsequent inspection. 
4.2 Education Scotland 
4.2.1 Education Scotland inspects and reports on the quality of education in Early
Learning and Childcare (ELC) settings, primary schools, secondary schools,
special schools, community learning and development services, colleges,
and residential educational provision. 
ELC Settings/Schools 
4.2.2 For ELC inspections, the How good is our early learning and childcare
(HGIOELC) framework is used.  For school inspections, a selection of the
How good is our school (HGIOS4) Quality Indicators (QI) are evaluated on a
six-point scale. 
4.2.3 A further QI is negotiated with the school which will enable school staff and
inspectors to focus on a particularly challenging issue or new initiative, with
the aim of bringing about improvement through professional dialogue.  This
QI will not be evaluated on the six-point scale.  In addition, inspections will
incorporate themes from other QIs, and these themes will be reviewed
regularly to ensure they remain relevant. 
4.2.4 A short letter is provided to report the inspection, highlighting strengths and
aspects for development, and includes a table indicating the QI evaluations
against the six-point scale.  The inspection evidence gathered during the
inspection is published online as a document called the Summarised
Inspection Findings (SIF).

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4.3 Joint Inspections 
4.3.1 The Care Inspectorate and Education Scotland undertake joint inspections
of nursery classes and ELC settings, reported publicly, in one report
produced jointly by both scrutiny bodies.    
In each report, there will still be separate evaluations of both the QI
considered by Education Scotland and the Care Standards considered by
the Care Inspectorate.  No joint inspections have been published since the
previous version of this report. 
4.4 Analysis of Inspection Outcomes 
4.4.1 There are a number of factors which make the analysis of the inspection
gradings complex over this reporting period.  These factors include: 
• Improvements and changes to the inspection models and quality
frameworks such that it is not possible to make direct comparisons
across each year;
• The number of inspections carried out within the local authority area
varies from year to year; and
• The selection of quality indicators and themes can vary from inspection
to inspection. 
5.  SERVICES PROVIDING DAY CARE FOR CHILDREN 
5.1 This section presents an overview of the performance of services providing
day care for children inspected over the past two years (2020/21 - 2021/22)
where Perth and Kinross Council is the registered provider, and for services
registered as funded partners1 .  This includes childminders with funded
childcare places.  The Care Inspectorate Inspection Reports are reported to
the Executive Sub-Committee of Lifelong Learning Committee by exception
where any grading has been awarded an evaluation of unsatisfactory, weak,
or excellent.  In the past two years, no services have been reported for
receiving excellent gradings.  Two services were graded as unsatisfactory
or weak. 
5.2 All twelve inspections of services providing day care for children in       
2020/21 – 2021/22 were unannounced.   
5.3 To date, in 2020/21 – 2021/22, 81% of grades awarded were good or better,
similar to the previous year and above national and comparator
benchmarks.  The proportion of excellent and very good grades awarded in
2020/21 – 2021/22 is 46%, an increase from 37% in 2019/20.  Appendix A
provides further details and interpretation of the overall figures.  The current
inspection position of all settings indicates a positive picture relative to
national and comparator benchmarks, across all Quality Themes. 
5.4 Appendix B shows performance from 1 April 2013 to 24 February 2022 by
Quality Theme for all inspected services providing day care.  Overall, every
theme shows consistently high performance.  The Quality of Staffing and 
1At the time of writing, information available for services inspected and published between 
1 April 2020 and 24 February 2022.

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Leadership and Management shows improvement in the latest year’s
inspection. 
5.5 It is common for only certain QI to be assessed during an inspection.  When
looking at individual indicators, care must be used in interpretation as some
may be evaluated less frequently than others and therefore subject to
greater change from year to year. 
5.6 Education and Children’s Services continues to monitor, support, and
challenge all centres through a planned programme of improvement visits. 
6. SUPPORT AND RESIDENTIAL CARE SERVICES 
6.1 Woodlea Cottage 
6.1.1 The Care Inspectorate undertook an unannounced inspection of Woodlea
Cottage in March 2020.  Woodlea Cottage is a care home service providing
respite and short breaks for up to five children aged from 7 to 18 with
severe, complex, and enduring needs arising from learning and physical
disabilities.  Children using the service can do so for up to 28 consecutive
days.  Staff also provide an outreach service to children and their families,
although this is not part of the registered care service. 
6.1.2 The Care Inspectorate identified a number of strengths and the inspection
found, using its new Quality Framework, the key questions “How well do we
support children and young people's wellbeing” and the “How well is our
care and support planned” to be Very Good.  The key questions of “How
good is our leadership”, “How good is our staffing” and “How good is our
setting” were not inspected. 
6.1.3 The findings of this inspection and an update on progress made towards
implementing the areas for improvement were reported to the Executive 
Sub-Committee of Lifelong Learning Committee on 2 November 2020
(Report No. 20/207 refers).  Woodlea Cottage was first inspected in
November 2010.  The grading history for the latest inspections are shown in
Appendix C, indicating a change to new quality indicators.  This service has
received consistently high gradings over this period and is operating at an
outstanding level of quality for children and families with complex care and
support needs. 
7. ELC SETTINGS AND SCHOOLS – EDUCATION SCOTLAND
INSPECTIONS 
7.1 This section presents an overview of the performance of Perth and Kinross
Council’s ELC settings, including partner providers, and schools inspected
by Education Scotland and reported to the Executive Sub Committee of
Lifelong Learning Committee up to 21 March 2022. 
7.2 Education Scotland paused inspection activity from March 2020 in response
to the COVID-19 pandemic.  They undertook follow-through recovery visits
from September to December 2021.  For the period 2020/21 – 2021/22, one
primary school and one secondary school had very positive follow-through
inspections.  No further inspections are to take place by Education Scotland

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throughout the rest of this academic session, although recovery visits will
take place where schools and nurseries request them.  A combined
summary of achievement (2016/17 to date) is shown in Appendix D. 
7.3 Performance against comparator local authorities and Scotland as a whole
is shown in Appendix E.  Perth and Kinross Council consistently
outperforms both the comparator group of local authorities and the Scotland
average across both the primary school and ELC sectors, particularly when
looking only at indicators graded as Very Good or better.  There are
insufficient secondary school inspections to allow for comparison. 
7.4 Areas for improvement identified during an inspection are addressed
through a School Action Plan.  Progress against the plan is monitored and a
report prepared for parents/carers (and is also shared with the Area Lead
Officer) within one year of the report being published. 
7.5 Inspection reports are scrutinised by members of the Executive Sub-
Committee of the Learning & Families Committee. 
Thematic Inspections 
7.6 In November 2021, Education Scotland carried out three thematic reviews
nationally.  These were on the themes of outdoor learning, approaches to
supporting young people’s wellbeing and local approaches to recovery. 
A number of PKC schools participated in this process.  The Successful
Approaches to Learning Outdoors findings were published in February 2022
featuring a PKC case study from FossoPlay Outdoor Nursery. 
Planning for Improvement 
7.7 Over the last two years, while external scrutiny by Education Scotland has
been paused, improvement work has continued across all schools and
settings. 
7.8 All schools fully returned to in-school learning in August 2020. Schools were
supported to create recovery plans in line with the Scottish Government’s
recommendations and these were discussed during termly meetings with
Quality Improvement Officers.  School improvement work for session
2020/21 continued with a focus on the core areas of literacy, numeracy and
health and wellbeing.  Termly quality improvement meetings were held with
all school management teams.  Schools adapted and adjusted plans in line
with changes to Scottish Government guidance and moved to remote
learning from January 2021 until the phased return between February and
April 2021.  Guidance was produced to support all schools to create remote
learning plans which included live interaction between pupils and school
staff.  Planning was also undertaken to ensure that, where required, remote
learning could be delivered after pupils returned to school buildings. 
7.9 The in-person programme of school improvement visits ceased over the
period of 2020/21 due to COVID-19 restrictions.  However, quality
improvement discussions between Quality Improvement Officers and school
management teams regarding curriculum, attainment, improvement
priorities continued on a termly basis through virtual interaction with

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schools.  Surveys of pupils, parents and staff were undertaken.  Schools
maintained contact with parents remotely and provided regular information
updates and met with parents to report on individual pupil progress.  
Many schools continued to undertake school improvement development
work and staff training sessions remotely. 
7.10 All schools and ELC settings completed Standards and Quality Reports for
session 2020/21, which were published for parents in June 2021. Reports
included information about achievement, learner’s experiences and
leadership opportunities.  Remote learning, progress in digital literacy and
the impact of Pupil Equity Funding were outlined and schools evaluated
their progress against national quality improvement indicators from within
HGIOS4. 
7. CONCLUSIONS 
7.1 The analysis of the gradings and reports by the Care Inspectorate and
Education Scotland provide positive confirmation that the standards and
quality in our services remain high and set a clear agenda for continuous
improvement. 
7.2 Whilst the COVID-19 pandemic has had an impact on the way that quality in
schools and ELC setting is assured by external bodies and the education
authority, performance as indicated by SQA results and Curriculum for
Excellence Achievement of Levels indicates that standards have been
maintained or improved. 
Author
Name  Designation Contact Details
Paul Davison  Corporate Research and
Information Manager
ECSCommittee@pkc.gov.uk 
01738 475000 
Approved 
Name Designation Date
Sheena Devlin  Executive Director
(Education and
Children’s Services)
22 March 2022

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ANNEX 
1. IMPLICATIONS, ASSESSMENTS, CONSULTATION AND
COMMUNICATION 
Strategic Implications Yes / None
Community Plan / Single Outcome Agreement  Yes
Corporate Plan  Yes
Resource Implications  
Financial  None
Workforce None
Asset Management (land, property, IST) None
Assessments  
Equality Impact Assessment None
Strategic Environmental Assessment None
Sustainability (community, economic, environmental) None
Legal and Governance  None
Risk None
Consultation 
Internal  Yes
External  None
Communication 
Communications Plan  None 
1. Strategic Implications  
Community Plan / Single Outcome Agreement 
1.1 This section sets out how the proposals relate to the delivery of the Perth and
Kinross Community Plan/Single Outcome Agreement in terms of the following
priorities: 
(i) Giving every child the best start in life;
(ii) Developing educated, responsible and informed citizens;
(iii) Promoting a prosperous, inclusive and sustainable economy;
(iv) Supporting people to lead independent, healthy and active lives; and
(v) Creating a safe and sustainable place for future generations. 
This report relates to Objective No. (i) and (ii). 
Corporate Plan 
1.2 This section sets out how the proposals relate to the achievement of the
Council’s Corporate Plan Objectives: 
(i) Giving every child the best start in life;
(ii) Developing educated, responsible and informed citizens;
(iii) Promoting a prosperous, inclusive and sustainable economy;
(iv) Supporting people to lead independent, healthy and active lives; and
(v) Creating a safe and sustainable place for future generations. 
This report relates to Objective No. (i) and (ii).

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1.3 The report also links to the Education & Children’s Services Vision, Values
and Priorities in respect of the following key Priority areas: 
• Best Start 
• Learning and Achievement 
2. Resource Implications 
Financial 
2.1 N/A 
Workforce 
2.2 N/A 
Asset Management (land, property, IT) 
2.3 N/A 
3. Assessments 
Equality Impact Assessment 
3.1 Under the Equality Act 2010, the Council is required to eliminate
discrimination, advance equality of opportunity, and foster good relations
between equality groups.  Carrying out Equality Impact Assessments for
plans and policies allows the Council to demonstrate that it is meeting these
duties. 
The proposals have been considered under the Corporate Equalities Impact
Assessment process (EqIA) with the following outcome: 
(i) Assessed as not relevant for the purposes of EqIA. 
Strategic Environmental Assessment 
3.2 The Environmental Assessment (Scotland) Act 2005 places a duty on the
Council to identify and assess the environmental consequences of its
proposals.   
However, no action is required as the Act does not apply to the matters
presented in this report.  This is because the Committee are requested to
note the contents of the report only and the Committee are not being
requested to approve, adopt or agree to an action or to set the framework for
future decisions. 
Sustainability 
3.3 Under the provisions of the Local Government in Scotland Act 2003, the
Council has to discharge its duties in a way which contributes to the
achievement of sustainable development.  Under the Climate Change
(Scotland) Act 2009 the Council also has a duty relating to climate change
and, in exercising its functions must act:

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• In the way best calculated to delivery of the Act’s emissions reduction
targets.
• In the way best calculated to deliver any statutory adaption programmes.
• In a way that it considers most sustainable. 
The proposals have been considered but are not applicable for this report. 
Legal and Governance 
3.4 N/A 
3.5 N/A 
Risk 
3.6 N/A 
4. Consultation 
Internal 
4.1 Relevant Heads of Service and Service Managers within Education and
Children’s Services have been consulted in the preparation of this report. 
External 
4.2 N/A 
5. Communication 
5.1 In the case of an initial Education Scotland inspection of a school, a public
meeting is held after the publication of the inspection report with invitations
going to parents, the local elected members, and members of the Lifelong
Learning Committee.  These meetings give parents, carers, and other
members of the community the opportunity to discuss the findings of the
inspection and to be consulted on the areas for improvement to be taken
forward.   
Where further inspection activity is carried out, Education Scotland will report
publicly to parents and stakeholders.  Other continuing engagement activities
undertaken by Perth and Kinross Council will also be reported to parents and
stakeholders.  This includes the publication of reports to parents on Extended
Learning and Achievement Visits and follow-up reports on the school’s
website and on each school’s page on www.pkc.gov.uk. 
2. BACKGROUND PAPERS 
The following background papers, as defined by Section 50D of the Local
Government (Scotland) Act 1973 (and not containing confidential or exempt
information) were relied on to a material extent in preparing the above report: 
• Education Scotland Inspection reports, published by Education Scotland.
• Care Inspectorate Inspection reports, published by the Care Inspectorate.

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• Standards and Quality in Schools, Learning Communities and Pre-School
Centres/Day Care of Children, Executive Sub-Committee of Lifelong
Learning Committee, 2 November 2020 (Report No. 20/205 refers &
Report No. 20/206 refers) and 1 November 2021 (Report No. 21/200
refers) and 21 March 2022 (Report No. 22/58 refers).
• Care Inspectorate Inspections of Support and Residential Care Services
for Children and Young People, Executive Sub-Committee of Lifelong
Learning Committee, 2 November 2020 (Report No. 20/207 refers). 
3. APPENDICES
3.1 Appendix A: Summary of performance, services providing day care of  
children inspected by the Care Inspectorate 
Appendix B: Grading History, services providing day care of children
inspected and published by the Care Inspectorate, 2013/14 onwards 
Appendix C: Grading History Woodlea Cottage 
Appendix D: Cumulative Overview of Education Scotland Inspections in
2016/17 - 2021/22 by Performance Indicator 
Appendix E: Cumulative ELC Settings and Primary School Inspection
Performance relative to Comparator Authorities, by Education Scotland
Quality Indicator, Academic Years 2016/17 – 2021/22