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Review of Additional Support Needs

North Lanarkshire Council · 22 November 2022
Back to Education, Children and Families Committee — 22 November 2022 and its agenda

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North Lanarkshire Council
Report
Education, Children and Families Committee 
Does this report require to be approved? ☒ Yes   ☐ No
Ref GMcL  Date 22/11/22 
PO35.1 Review of Additional Support Needs 
From  Gerard McLaughlin, Head of Education (North)  
E-mail mclaughling@northlan.gov.uk Telephone 01236 812221 
Executive Summary 
This report provides an update on the progress which continues to be made in
implementing the twelve recommendations arising from the Additional Support Needs
(ASN) review, agreed by the Education and Families Committee in September 2019. As
noted in previous reports to Committee and Corporate Management Team (CMT), the
wide-ranging ASN Review, led by a Member Officer Working Group for Additional Support
Needs (ASN) Provision, established twelve key recommendations and an implementation
plan to improve systems and policy for this area under three key headings:
• Improving Practice in Managing Additional Support Needs
• Empowering Staff to Meet Needs Effectively
• Management of Resources in Future 
This report provides updates on the ongoing programme of transformational change in
reconfiguring intensive ASN systems and services.  Transformation of ASN provision is a
key programme of work within the Plan for North Lanarkshire (March 2020). It emphasises
the importance of ensuring that all children achieve their full potential and are catered for
within high quality facilities. 
Recommendations
It is recommended that the Education, Children and Families Committee:
(1) Endorse the contents of the report 
(2) Endorse the progress in relation to implementing the outcomes of the Review of ASN
provision in North Lanarkshire and approve the extended period to achieve all 12
recommendations. 
The Plan for North Lanarkshire
Priority  Support all children and young people to realise their full potential
Ambition statement (9) Invest in early interventions, positive transitions, and preventative
approaches to improve outcomes for children and young people

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1. Background 
1.1 In 2019, a review of ASN provision in North Lanarkshire was conducted. Findings
reported to the Education and Families Committee in September 2019 took account of
relevant legislation relating to meeting the support needs of pupils, including the
Standards in Schools (2000) Act, the Additional Support for Learning (Scotland) Act
2004 (as amended 2009) and the Children and Young People’s Act (2014). 
1.2 The 2019 review established twelve key recommendations which reflect and are
underpinned by key national drivers. These include the national Empowering Schools
agenda, the Developing Scotland’s Young Workforce strategy (December 2014), and
the National Improvement Framework. The 2019 ASN Review highlighted the need to
strengthen the presumption of mainstream and to create a more fluid interplay between
mainstream and ASN provisions. These recommendations were formulated into an
ASN Implementation Plan which committed the service to a range of specific
improvements over the three-year period from 2019 – 2022. 
1.3 During 2020 updates on progress for all twelve priorities within the implementation plan
provided to Committee included the development of a new Learning Assistant
allocations model, a new Pupil Support Service and the establishment of Integrated
Cluster Well Being teams and bases. Education and Families Committee approved the
Reconfiguring Intensive ASN Systems and Services Report and through this report
approved a proposal to engage in five statutory consultations to create a We Aspire
College, and to relocate primary aged pupils from Mavisbank School to the
Drumpark/Greenhill campus and to relocate pupils from Clydeview School to the
Firpark/Cathedral Primary School campus. In June 2021, all five statutory consultations
were approved by Education and Families Committee.   
1.4 During 2021 updates on progress for all twelve recommendations within the
implementation plan provided to Committee included the adoption of a formal project
management governance structure through the Inclusion Board to lead and monitor the
delivery of the overarching ASN strategy. As a result, the Inclusion Board now formally
oversees the planning and delivery of ASN and incorporates a wider range of council
services in its make-up.  Education and Families Committee gave approval to conduct
a statutory consultation on the proposal to relocate Bothwellpark High School, create a
P4-P7 Language and Communication Support Centre (LCSC) as part of St Aidan’s PS
and develop a zero to five ELC service within the Edward Lawson Centre as a second
phase of reconfiguring intensive ASN systems and services. 
1.5 In February 2022 Education and Families Committee reflected upon the formal
feedback report from Education Scotland, reviewed the Statutory Consultation
Outcome Report and approved the relocation and repurposing of the Edward Lawson
Centre, Wishaw. 
1.6 In September 2022 Education and Families Committee reflected on the continuous
improvement in relation to improving practice in managing additional support needs
and the progress in terms of realising the recommendations in relation to empowering
staff to meet needs effectively and the management of resources in the future. 
1.7 In line with previous reports, the actions outlined in this update report reflect progress
in relation to decisions taken in North Lanarkshire Council’s budget setting process for
2020 – 2023.

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2. Report 
2.1   Overview of ASN Review Implementation Plan 
2.1.1 An overview of the implementation plan which governs the progress being made in
relation to each of the twelve recommendations of the ASN Review is provided in
Appendix 01. 
2.1.2 The overview shows that eleven out of the twelve recommendations have been
achieved and one continues to be progressed.  The timescale established for the
implementation of the plan was between 2019 – 2022, however some practices and
arrangements have not fully been achieved.  Some of the issues that have affected
implementation are either directly or indirectly related to Covid and current economic
and supply conditions.   
2.1.3 Committee are asked to endorse an extension to the original timescale to enable the
twelve recommendations from the ASN to be fully implemented.  The Service’s
intention is to have achieved all twelve recommendations by June 2023. 
2.1.4 Where systems and processes have been deemed to be fully implemented, there
continues to be work done to refine systems and secure important improvements in
processes. Therefore, there have been innovations beyond the initial scope of the
ASN Review Implementation Plan. 
2.1.5    Where these have occurred, they have been actioned as consequence of our own self-     
evaluation, including feedback from stakeholders, as part of the natural cycle of review 
and planning. These improvements have featured in updates to committee over time, 
some of which are being progressed under the banner of Health and Wellbeing, or the 
integrative practice being driven forward through Social Work services. 
2.2  Improving Practice in Managing Additional Support Needs 
Needs Based Pathway Planning 
2.2.1 Following a review and evaluation of the 2021/2022 cycle of Needs-based Pathway
Review (NBPR), some enhancements have been implemented for the 2022/2023
cycle.  In particular, the sections of the form which seek the views of the parents/carers
and the child/young person have been enhanced to ensure that these are captured in
a full and accurate way.  Furthermore, additional information will now be requested in
relation to care-experienced children / young people’s involvement with our Virtual
School as part of our commitments in relation to The Promise. 
2.2.2 As part of the review and evaluation processes several potential operational and
administrative enhancements were identified.  These included the more efficient and
effective us of IT systems.  Once implemented, these enhancements should allow the
earlier sharing of outcomes with schools, enabling longer enhanced transitions to take
place. 
2.2.3 An online training event was held for all relevant colleagues and partners on 22nd
September 2022.  As well as detail around the NBPR process, this event explained the
legislative and policy context of NBPR.  There was a focus on how the NBPR process
articulates with Empowering our Clusters and the principles of Universal, Additional,
and Intensive support. The training was captured and is now available as an NL Learn

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course for future reference and for those who were unable to attend the online
event.  All supporting documentation is also accessible via NL Learn.  A bespoke
session was also offered to ELC partner providers. 
2.2.4 Plans are being developed to gather parents’/carers’ feedback following the 2022/ 2023
NBPR cycle. 
2.2.5 Given the embedding of the NBPR process and the launch of the Empowering Our
Clusters Model, Core Group is now focused predominately on securing appropriate
specialist resource, for children and young people who require them, who move to
North Lanarkshire from other local authorities outside of the NBPR cycle. 
Physical Intervention and De-escalation 
2.2.6 Committee will recall the Corporate Management Team approved the recommendation
to permanently cease the implementation of PPB, and a working group was to be
established within this field to consider an alternative approach.   
2.2.7 On 21st June, Included, Engaged and Involved Part 3 was published by the Scottish
Government who have now opened a public consultation for this publication, which
closes on 25th October. A group of ASN Headteachers and Continuous Improvement
Officers (CIOs) met and provided feedback to the consultation. Several key points were
discussed, which will be reviewed by the newly formed Physical Intervention and De-
escalation working group.  This working group, chaired by a CIO, will also exploring a
range of approaches and training providers within this field. Recommendations will be
presented in the Spring 2023 and will likely be based around an offer of universal,
additional, and intensive support.  Further updates will be provided to future
Committees. 
Transition 
2.2.8 A workstream was established in March 2022 to discuss and review existing transition
policy and procedures across NLC, for education staff from early years to school
leavers. The brief of the group was to consider existing practice and lessons learned
and ensure equity in transition practice for children and young people at all points of
transition. The group consisted of 17 stakeholders involved in transitions with
representation from all areas of the organisation. 
2.2.9 The transition workstream re-convened on 15 September 2022 and is currently working
on a draft policy and accompanying documents including – transition document,
timelines flow chart and transitions area within the Empowering Clusters page tiger. 
Stakeholder Sounding Board 
2.2.10 Committee are asked to note that key recommendation 12 related to creating an
effective stakeholder sounding board of pupils and parents/carers. This was to be
convened biannually to allow officers and practitioners to test ideas and receive,
feedback on potential developments, particularly in relation to the development of policy
and practice.  Albeit this has been achieved COVID has restricted some of the activities
around this. The service requires to review and further improve collaborative practice
with key stakeholders.

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2.3       Empowering Staff to Meet Needs Effectively 
2.3.1 Committee are asked to note recommendation 8 has now been achieved, 
Recommendation 8:
Partnership working will be strengthened in a revised cluster-based model, which will
enable greater empowerment of staff to meet the needs of young people and enable
a greater connection between needs and the partnership response to them. A more
holistic approach to supporting families will underpin this. 
2.3.2 Albeit where systems and processes have been implemented, there continues to be
work done to refine systems and secure important improvements in processes.  Please
refer to the Empowering our Cluster section below for an overview. 
Empowering our Clusters 
2.3.3 The introduction of new guidance is in place to strengthen the Empowering Clusters
model to build strong networks of practice that put children and families at the centre
and deliver on the promise.   
2.3.4 Committee should note the new guidance is referred to as a pagetiger, which is a digital
resource, is available on any device and brings together all the different guidance
documents you can access for more information. It’s essentially a one stop shop for
everything empowering clusters. 
2.3.5 The guidance was developed to: 
▪ Clarify expectations in relation to managing GIRFEC pathways, planning for
children’s wellbeing, and improving educational, social, and economic outcomes
▪ Support understanding of responsibilities to improve outcomes and collaborate
with colleagues deployed locally to work with them. It includes specific
responsibilities for those who most vulnerable
▪ Make clear the permissions that managers have to innovate, deploy resource
(both individually and jointly) and access services
▪ Lastly, it clarifies accountabilities managers have for improvement and the tools
they can deploy to manage these. It shows ways work will be evaluated through
internal quality assurance/improvement processes. 
2.3.6 The content of the guidance includes sections, which provide up to date information
about clusters and the system in which they should operate:
• What is a cluster?
• Our model for success
• The importance of integrative practice
• Empowering Clusters
• Use of cluster resources
• Cluster Learning Networks
• Health & Wellbeing Guidance
• Further Information and Feedback 
2.3.7 Phase 1 launch of the guidance was delivered at the end of August 2022 (6 sessions
over 3 days) 304 colleagues form across education and families attended. A further
event was held for all partners on 7 October 2022.  Feedback from these events was
extremely positive.

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2.3.8 The resources being provided to clusters this session represent a significant
investment, and Committee should note there is robust and systematic approaches to
the evaluation of this and ultimately the impact and difference they make.  Schools
operate their own self-evaluation methodologies, and the same principals will be
applied at a cluster level, led by the Cluster Improvement and Integrated Leads and
Cluster Chairs Chair 
Workforce 
Professional Learning and Development 
2.3.9 Work continues at a pace to improve on existing professional learning and development
opportunities, which are currently available to all staff. The model offers access to
universal, additional and intensive programmes. In addition, in-house expertise is being
utilised and sessions are being identified, recorded and then added to LearnNL as
courses. This will ensure a wider range of training resources is available.  Key metrics
will be extrapolated from the LearnNL system to provide critical data around user
uptake, 
2.3.10 Furthermore, additional opportunities are currently being explored with external
partners to determine the suitability of potential formal qualifications including
professional development awards (PDAs) that could be provided to pupil support staff
colleagues. Discussions around the role of individual Professional Review and
Development meetings to for pupil support staff to identify training needs are also being
considered.   Further updates will be provided to future Committees. 
Modern Apprentices (MAs) 
2.3.11 As  part  of  the  workforce development, 13 SVQ3 MAs  commenced  employment  in
August. All have been placed in ASN schools or LCSCs to enhance the experience of
working  with  a  wider  range  of  children  and  opportunities to develop their skill set. 
MAs  are   placed  in   pairs   to  provide  an  informal  buddy  system.   New  College
Lanarkshire are the link provider for their qualification. Other training opportunities are
being offered through the year.  Please refer to  diagram 1 below  for  an  overview of
the training programme. 
Diagram 1 
GIRFEC
Background to
Additional
Support Needs
Partnership
Working
Child
Protection
Modern
Apprentice
Training
College
Provision
MA
Qualification
Moving and
Handling
Training
Reflection and
Dialogue
ASN Hub
experiences

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Learning Support Assisatnt (NLC02) Modern Apprentice Learning Assistant
(NLC04)
Enhanced Support
Assistant (NLC07)
Broadening Access to Employment: Learning Support Assistant (LSA) 
2.3.12 Two candidates have been successfully recruited to work within Drumpark School as
LSAs. This is part of the strategic approach to introduce seven permanent NLC02
Learning Support Assistant roles to widen access to employment in the inclusion and
ASN sector.  These posts enable a route to employment for candidates with additional
support needs who have not been able to access a career development.  This approach
is assisted by the Supported Employment Project Team and will continue to be
monitored and evaluated for effectiveness and lessons learned.  Please refer to
diagram 2 for an overview of the career pathway for pupil support staff.   
Diagram 2   
Moving and Handling 
2.3.13 A new procurement process has been developed and launched to ensure the timely
purchase of equipment within the procurement framework. This has involved extensive
collaboration and consultation with the procurement team and the input of Occupational
Therapist and Physiotherapist colleagues. We now have a total of 23 trainers across
the service.  This is a positive outcome in terms of trainers being accessible to upskill
staff, and support schools across the year with risk assessment activities for moving
and handling programmes for our most vulnerable children and young people. 
2.4    Management of Resources in Future 
Capital Works 
2.4.1 There has been major transformational work done following on from the ASN Review
to establish effective ways to ensure that in the short term all young people benefit from
high quality facilities and that those who are being educated in less suitable or lower
condition arrangements can benefit from the resources that North Lanarkshire has
available. 
2.4.2 Committee are asked to note the progress of the capital infrastructure programme. 
Table 1 provides an overview of the progress of the projects.   
Table 1         
Infrastructure
Projects
Progress  Estmated
Completion
Date
Occupancy
Date
Drumpark
Primary School.
Complete August 2022 August 2022
Daisy Park
Centre/
Clydeview
School
Complete August 2022 September 2022

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Fallside School
to Coltness High
School
Design stage 3 – at
Tender stage
March 2022 September
2022
Townhead
Community
Centre
Design stage 3 –
moving to contract
award.
July 2022 TBC
Portland School
(to Skills
Academy)
Minor Adaptations July 2022 March 2023
Glenburn
Cumbernauld
Theatre/Hospital
ity Kitchen
Complete June 2022 August 2022
Seven Day
Centre/Commun
ity Alternatives
Complete  March 2022 April 2022
Bothwellpark  Architect assigned &
Design stage
commenced
TBC TBC 
2.4.3 The service anticipated the completion of all the above capital projects beginning of the
academic year 2022/2023.  Due to the national shortage of resources and tendering
issues, occupancy dates have been delayed as reflected in the table above 
Cluster Wellbeing Hubs (CWHs) 
2.4.4 Committee will recall the plan in place to ensure that there are appropriate facilities to
support the presumption of mainstream in each cluster. This is in the form of Integrated
CWH, which will be staffed by partnership teams. This will allow young people to benefit
from a range of in-reach and out-reach provisions.  Table 2 provides a summary of the
progress and Appendix 02 provides details of the locations. 
Table 2
Locality Functional Proposed Total
North 5 4 9
Central 11 2 13
South 9 4 13

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2.4.5 Committee should note these developments also help with the Closer to Home agenda,
which intends to repatriate children and young people in out of authority.  The improved
campus offerings will make North Lanarkshire Close to Home planning a more
attractive option. 
2.4.6 To date the ASN reconfigurations target of 24 CWHs has been achieved.  The CWHs
are functional and flexible spaces that serve 4 main purposes as detailed below: 
1) Partnership – A space for colleagues across the cluster to work in partnership,
such as identifying strategic themes or for third sector initiatives to be embedded.
Partnership and integrated working are at the heart of empowering clusters. 
2) Teaching Space - For direct teaching input with children and young people across
the cluster on literacy, numeracy or health and wellbeing. This could be in small
groups or 1-2-1. Supports may include specific interventions, transition support, life
skills or social, emotional, and behavioural support.   
3) Family Support Area – An area for targeted family support to be provided,
including CL&D cluster supports and peer supports. 
4) Conference Area – A space for conferencing to take place, offering a neutral and
welcoming location for planning meetings and discussions with parents and carers
and professionals. The space can also be used for CLPL opportunities and
meetings across the cluster. 
2.4.7 Ten additional areas have been identified to provide a total of 34 CWHs. This is to
enhance the offering for children and young people and capital spend has been
approved. The project scopes and works to fully complete the ten remaining CWHs is
in progress and updates will be provided to future Committees. 
Workforce 
2.4.8 Consultations continue with the single status Trade Unions in relation to agreeing the
Learning Assistant job description.  Whilst the process of consultation is taking
significantly longer than originally anticipated (due to the intricacies of the change
programme) we have issued a Frequently asked Question (FAQ) document to all pupil
support staff, which has been completed in conjunction with HR.  The Service plans to
engage further with Trade Unions around the implementation of the learning assistant
remit including timeline, contractual positions, and associated considerations. The
service is aware that on-going engagement with Trade Unions and pupil support staff

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will have delayed the implementation of the Learning assistant, however the cluster
formula model is being implemented around the current cohort of pupil support staff. 
2.4.9 A review of the Enhanced Support Assistant (ESA) job-description/specification is
currently being undertaken.  This is to update the language in-line with current practice
and change the specified qualification from essential to desirable.  This has been
welcomed by pupil support staff as it further supports career progression as it enables
individuals to apply for the position of ESA and work towards the qualification in the
role.  Consultations with the Trade Unions will take place to agree the updated job-
description/specification, thereafter the service will recruit 23 permanent ESAs as part
of the model to support the empowering clusters agenda.           
Empowering Cluster Formula (ECF) 
2.4.10 Committee will recall recommendation 10 of the ASN review related to the management
of resources using a formula-driven approach. This stated that: 
2.4.11 Last academic session, several consultations took place with ASN and mainstream
school Head Teachers (HTs) with regards to pupil/staff ratios for Enhanced Support
Assistants (ESA, NLC7) and for Additional Support Needs Assistants (ASNAs, NLC4 –
role to be amended to Learning Assistants at NLC4).  The ASN component of the model
was fully implemented in August 2021. These posts are permanent to the individual
schools. 
2.4.12 From August 2022 staff/pupil ratios of 1:6 was applied for LCSC schools with a bespoke
workforce support being allocated to specifically to meet the needs of the cohort of
learners on a permanent basis. The service is working closely with colleagues from HR
to recruit for any vacancies. 
2.4.13 The ECF-driven model was revised and now has a stronger focus on pupil roll, taking
cognisance of Scottish Attainment Challenge (SAC) and the Pupil Equity Fund (PEF)
strategies already in place, both of which are focused on high deprivation. Applying
pupil rolls to the formula indicates the required staff resources per cluster. This delivers
a more accurate and transparent formula-driven approach to the distribution of staff
across clusters. 
2.4.14 Committee will recall that whilst the revised ECF is recognised as a more equitable
formula-driven approach, as part of the process to reduce historical and significant
overspend it is detrimental to several clusters. A ‘no determent’ model, which results in
an increase in hours in 9 clusters and no net decrease in any cluster was previously
reported to Committee.  The “no detriment” model, is whereby those clusters who would
lose hours under the formula model (plus % variance), would return to their current
allocation, therefore not placed at detriment to their existing hours. For those clusters
who would gain under the formula model a transition to the proposed model hours
would be implemented in a graduated basis thereby resulting in an overall
enhancement from their existing hours. In this way, there hours gained/lost are offset
to ensure compliance with costs and maximise benefit throughout the service. 
2.4.15 The service has formed a working group, which includes officers from the inclusion
team, Empowering Cluster Chairs, Cluster Improvement and Integration Leads, Heads
of Establishment and HR officers to support the work, which requires to be progressed
to support the graduated phasing across this academic year from the ‘no detriment’
model to the ECF driven model.  Further updates will be provided to future Committees.

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Out of Authority (OOA) 
2.4.16 The Inclusion Team working alongside the Education Psychology Service and Social
Work teams have undertaken a robust review of all existing placements to project key
transition dates in the educational careers of all the children and young people in
placements outside of North Lanarkshire and the end of education dates. Transition
dates reviewed are as follows:   
• Nursery to P1 
• P7 to S1 
• S4 to NLC  
• S6 (end of educational placement) 
2.4.17 While acknowledging the difficulties of repatriation during Primary or Secondary stages,
unless it is requested by parent, this process provides a new structure in terms of critical
review stages for pupils, with a view of finding pathways back to NLC at each stage. 
2.4.18 Committee are asked to note the potential reduction of pupil placements and the
associated spend over a five-year period based on end of educational placements.
Please refer to Appendix 03. 
2.4.19 It is important to reinforce the potential reduction may be impacted on by the following: 
• No future OOA placements
• No contract inflationary increase to costs
• Reduction is based on full year costs.  For some pupils there would be a
part year cost incurred, calculated when leaving date is confirmed
• Transport costs are not included
• Any reduction would be required to support improvements and resources
within North Lanarkshire to prevent future OOA placements. 
• Figures do not include pupils in mainstream school in another local
authority where there is a charge for additional support for their placement. 
2.4.20 To date this year, there has been a net reduction in the number of pupils placed out of
authority, this is due to pupils reaching the official school leaving age or end of their
educational placement. The breakdown is as follows: 
Leavers Admissions
Independent Day Placements 1 
Residential Placements 3 1
Inter-Authority Placements 7 3   
2.4.21 This reduction in placement has had a minimal impact on cost reduction due to an
existing overspend within the Out of Authority budget. 
2.4.22 Plans continue to repatriate pupils by building and investing in existing resources. To
support this Closer to Home strategy, six new NLC7 27.5-hour permanent posts were
approved by the Workforce Steering Group, these posts have now been successfully
recruited. This spend to save resource is necessary to not only potentially reduce the
current number of placements out of authority but to retain existing pupils within their
current North Lanarkshire who would have otherwise been placed out of authority.

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2.4.23 Inter-authority placements continue to be required for specialist Visual and Hearing
Impairment provision that is not currently available in North Lanarkshire.  Work is
progressing to look at the possibility of providing these services within North
Lanarkshire. Further progress on this will be provided to the Inclusion Board and future
Committees.   
Stakeholder Sounding Board 
2.4.24 In line with recommendation twelve, a stakeholder sounding board of parents/carers
from ASN Parent Councils was established. The Executive Director and senior officers
met with the sounding board on four occasions: 5 November 2020, 8 December 2020,
22 December 2020, and 14 January 2021. Feedback from parents and carers was
extremely positive, with notable comments stating that parents and carers were
appreciative of transparent and open discussions. 
2.4.25 The service continues to support this approach biannually, to allow officers,
practitioners parents/carers to test ideas and receive, feedback on potential
developments. An Equality Impact Assessment will be revisited to highlight key
stakeholders who will be impacted by developments and further sounding board
meetings will take place from January 2023 onwards to enable stakeholders to be
involved in key discussions. 
Holiday Hub Provision for Children and Young People with ASNs     
2.4.26 During July 2022 North Lanarkshire Council offered ‘hub’ sessions for children and
young people with significant additional support needs across three geographical sites.
A paper was recently presented to the Senior Leadership Team (SLT) to highlight the
successes, a process to identify ‘lessons’ learned and an outline of potential
considerations for any future operating model.  Please refer to Appendix 3.  SLT
endorsed the following recommendations 
1) Establish a working-group to oversee the re-design of the ASN Hub
provision.
2) The approach that was recommended for October 2022 for family activity
tickets/passes.
3) A timeline (Spring break 2023) to implement the revised operating model.
2.4.27 Please note further updates will be presented to Committee in February 2023. 
2.5     Next Steps and Other Issues 
2.5.1 As the overview on Appendix 01 makes clear, the services position in achieving all the
recommendations established in the ASN review by June 2023. This means that all
actions planned to be progressed will have been achieved at this point. However, it is
anticipated that there will continue to be requirements to refine and upgrade key
systems and processes and to monitor improvements in outputs and outcomes as we
progress. This is especially true given the increasing quantity of children and young
people requiring access to our ASN provisions both from within North Lanarkshire and
in relation to pupils we wish to repatriate from out of authority.

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2.5.2 There is a separate report to this committee on Health and Wellbeing which references
the establishment of the Health and Wellbeing Quality Framework. This framework will
bring shape to future planning for children with additional needs, bringing a greater
degree of coherence to the overall picture of where we are and what we need to do to
improve. 
2.5.3 It is anticipated that in future programmes of work, ASN will continue to feature as a
priority, but increasingly as part of the over-arching approach being taken within the
North Lanarkshire partnership to wellbeing.   
3. Measures of success 
3.1 Success will be measured across 5 broad areas; 
• Improved quality of service and provision to effectively meet the needs of pupils and
parents.
• Increased numbers of children and young people remaining within their local
community.
• Improved staff satisfaction rates due to improved training and fairer allocation of
staffing resource.
• Improvement in the current ASN budget overspend.
• Effective implementation of the Learning Assistant allocations model.       
4. Supporting documentation 
4.1       Appendix 01: Overview of Progress Implementation Plan 
4.2       Appendix 02:  Wellbeing Bases – Locations
4.3       Appendix 03:  Out of Authority Placements – Reduction Potential
4.4       Appendix 04:  ASN Holiday Programme 
Gerard McLaughlin
Head of Education (North)

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5. Impacts ( http://connect/report-template-guidance ) 
5.1 Public Sector Equality Duty and Fairer Scotland Duty
Does the report contain information that has an impact as a result of the Public
Sector Equality Duty and/or Fairer Scotland Duty?
Yes ☒ No ☐
If Yes, please provide a brief summary of the impact? 
Progressing the ASN recommendations are in line with Fairer Scotland duty
guidelines. The actions from the recommendations are about addressing
disadvantage and barriers to success and ensuring that structures, systems and
processes align effectively to improve outcomes for children and young people
facing such barriers. 
If Yes, has an assessment been carried out and published on the council’s website?
https://www.northlanarkshire.gov.uk/your-community/equalities/equality-and-fairer-
scotland-duty-impact-assessments
An Equality Impact Assessment has been completed and will be reviewed
dependent on developments.
Yes ☒ No ☐
5.2 Financial impact
Does the report contain any financial impacts?
Yes ☒ No ☐ 
As at the close of Period 6 there are some notable variances.  Out of authority and
Residential placements are currently projecting a combined overspend of £643k. This
is expected to reduce further with final confirmation of leaving dates for individual
placements and is already an improvement on last year’s final outturn which was an
£815k overspend. The income target from other local authorities continues to be a
burden in terms of under recovery of income as other local authorities, similarly to
North Lanarkshire seek to maintain ASN placements within their own respective
authorities.  The current under recovery is £366k but, is likely to worsen.  The biggest
variance is in respect of ASN transport due to the significant external inflationary
pressures within that area, with current projections estimating a £2.3m overspend. 
If Yes, have all relevant financial impacts have been discussed and agreed with
Financial Solutions?
Yes ☐ No ☐
If Yes, please provide a brief summary of the impact? 
5.3 HR policy impact 
Does the report contain any HR policy or procedure impacts?
Yes ☒ No ☐ 
Key workforce changes will be undertaken in line with Council policies and
procedures including the Council’s Workforce Change Policy and supporting
Framework Guidance and the relevant local and national agreements for Teachers.
Consultation with Trade Unions has been key to the implementation of this large-
scale workforce change programme to date and will continue, in line with best
practice, throughout this programme of change. 
If Yes, have all relevant HR impacts have been discussed and agreed with People
and Organisational Development?
Yes ☐ No ☐
If Yes, please provide a brief summary of the impact?

Page 15

5.4 Legal impact
Does the report contain any legal impacts (such as general legal matters, statutory
considerations (including employment law considerations), or new legislation)?
Yes ☐ No ☒
If Yes, have all relevant legal impacts have been discussed and agreed with Legal
and Democratic Solutions?
Yes ☐ No ☐
If Yes, please provide a brief summary of the impact? 
5.5 Data protection impact 
Does the report / project / practice contain or involve the processing of personal
data?  
Yes ☐ No ☒
If Yes, is the processing of this personal data likely to result in a high risk to the data
subject?
Yes ☐ No ☐
If Yes, has a Data Protection Impact Assessment (DPIA) been carried out and e-
mailed to dataprotection@northlan.gov.uk 
Yes ☐ No ☐
5.6 Technology / Digital impact
Does the report contain information that has an impact on either technology, digital
transformation, service redesign / business change processes, data management, or
connectivity / broadband / Wi-Fi?
Yes ☐ No ☒
If Yes, please provide a brief summary of the impact? 
Where the impact identifies a requirement for technology, has an assessment been
carried out (or scheduled) by the Enterprise Architecture Governance Group
(EAGG)? 
Yes ☐ No ☐
5.7 Environmental / Carbon impact
Does the report / project / practice contain information that has an impact on any
environmental or carbon matters?
Yes ☐ No ☒ 
If Yes, please provide a brief summary of the impact? 
5.8 Communications impact
Does the report contain any information that has an impact on the council’s
communications activities?
Yes ☐ No ☒ 
If Yes, please provide a brief summary of the impact? 
5.9 Risk impact
Is there a risk impact?
Yes ☐ No ☒ 
The risk impact of this policy will be managed through the Council’s Project
management system.   
If Yes, please provide a brief summary of the key risks and potential impacts,
highlighting where the risk(s) are assessed and recorded (e.g. Corporate or Service
or Project Risk Registers), and how they are managed?

Page 16

ASN Review Implementation Priority (2019 – 2022) RAG Narrative By Exception
Improving Practice in Managing Additional Support Needs
1. Key policies should be updated to reflect current legislation and national guidance, as well as to
enable more effective practice and to provide a context for training and development activities.
Achieved 
2. A coordinated Communications Plan for ASN will reflect the importance of building the status of
the sector and recruiting high-quality staff to meet the needs of pupils. 
Achieved 
3. ASN Head Teachers, teachers and support staff should be systematically included in the
programme of Head Teacher engagement, school improvement and cluster planning.
Achieved 
4. The practice in how children’s additional support needs are assessed, planned for and met should
be strengthened, with a revised and simplified GIRFEC Pathway established for use by all
practitioners.
Achieved 
Empowering Staff to Meet Needs Effectively
5. The Health and Wellbeing Map of Integrated Policy and Practice will be implemented across
North Lanarkshire Education and Families and used as a basis of engagement with wider
partners. 
Achieved 
6. A self-evaluation toolkit will be implemented from January 2020 to ensure that staff at all levels
engage in reflection regarding priorities relating to meeting the additional support needs of
pupils. This will extend to ensuring the wellbeing of young people is attended to, as well as to
provide an appropriate curriculum.
Achieved 
7. A programme of training and development will be established and delivered throughout the
course of January 2020 – August 2021 and beyond with formal evaluation and linked
redevelopment.
Achieved 
8. Partnership working will be strengthened in a revised cluster-based model, which will enable
greater empowerment of staff to meet the needs of young people and enable a greater
connection between needs and the partnership response to them. A more holistic approach to
supporting families will underpin this.
Achieved The service has delivered on developing a revised cluster -based model. Albeit, where systems
and processes have been implemented, there continues to be work done to refine systems and
secure important improvements in processes.  Please refer to the Empowering our Cluster
section below for an overview. 
Management of Resources 
Appendix 01: Overview of Progress in Implementing ASN Review Recommendations 
Appendix 2: Overview of Progress in Implementing ASN Review Recommendations

Page 17

9. Cluster based ASN hubs will be created under the control of Head Teachers with staffing and
financial resources aligned to them as part of a managed process that sits alongside future
budget setting. This will ensure that there is appropriate resource deployed to meet needs.
Achieved The service has delivered on 24 Integrated Cluster Wellbeing Hubs.  This is 3 more than
originally set out in the ASN reconfiguration plan.   Furthermore, an additional 10 wellbeing
hubs are being established to enhance the support for children and families across clusters. 
Capital spend has been agreed.  The remaining works will be delivered early 2023.
10. There will be a transparent, formula-driven allocations process, which provides a cache of
resource to be deployed locally. Implementation of the new GIRFEC wellbeing pathway will
ensure that the allocation of resources and placements are directed towards the most vulnerable
children and young people.
Achieved The model has now been implemented in the ASN, LCSC and mainstream schools.  For the
interim year further resources have been devolved to support a no detriment model (in
mainstream) and a graduated phasing (reduction/increase where appropriate) of allocation is
being progressed across the academic session. 
11. A clear plan for the future of the ASN estate, which creates Cluster ASN Hubs and specialist
provision around the envisaged campus model of the future will be established as part of the
Community Investment Fund and developed as part of the ongoing work to prioritise community
hub investment proposals.
Revised
Date
June 20
As part of the process of upgrading the ASN estate 5 schools were part of the original ASN
rationalisation/re-location plan, 3 of which are complete.   Two projects are delayed due to
sourcing materials.  In addition, Bothwellpark move to ELC is at the planning and design
stage.
12. A stakeholder sounding board of pupils and parents/carers be convened biannually to allow
officers and practitioners to test ideas and receive; feedback on potential developments.
Achieved

Page 18

Appendix 02 
Wellbeing Bases 
North 
Central
Cluster Complete Identified For Potential Development
Chryston
High School  
Chryston HS
Cumbernauld
Academy
Greenfaulds HS
Abronhill PS
Cumbernauld Academy 
Greenfaulds
High School  
Baird Memorial PS 
Eastfield PS
Kilsyth
Academy
Kilsyth Academy  
Our Lady’s
High School
St Mary’s PS  
St. Maurice’s
High School
St Maurice’s HS  
Cluster Complete Identified For Development
Airdrie
Academy
Airdrie Academy 
Chapelside PS  
Bellshill
Academy
Bellshill Academy  
Caldervale
High School
Caldervale HS Plains PS
Cardinal
Newman
High School
Cardinal Newman HS 
John Paul II PS  
Coatbridge
High School
Townhead PS  
St. Ambrose
High School  
No capacity within cluster. Utilise nearest cluster
base
St. Andrew’s
High School
St Andrew’s Community
Wing
St Monica’s PS

Page 19

South 
St.
Margaret’s
High School
St Margaret’s HS   St Serf’s PS
Taylor High
School and
Brannock
High School 
Brannock HS (Shared
between the two clusters) 
Cluster Complete Identified For Development
Braidhurst
High School
Braidhurst HS  
Clyde Valley
High School
Clydevalley HS
Berryhill PS 
Newmains PS
Muirhouse PS
Coltness
High School 
Wellbeing Hub previously Coltness HS and repurposed
through ASN Rationalisation
Calderhead
High School
Alexander Peden PS 
Kirk O Shotts PS 
Stane PS
Dalziel High
School  
Knowetop PS
Our Lady’s
High School  
OLHS 
St. Aidan’s
High School
St Aidan’s HS
St Patricks PS 
St Thomas PS

Page 20

Appendix 03
Out of Authority Placements – Reduction Potential 
2022-23 2023-24 2024-25 2025-26  2026+ 
Costs of Out of Authority
Placements    6,776,846  5,722,060  5,224,649  4,279,645  3,731,520 
Out of Authority Placements 82 68 59 46  34             
82
68
59
46
34
0
10
20
30
40
50
60
70
80
90
2022-23 2023-24 2024-25 2025-26 2026+
No. of Placements
Year
No. of Out of Authority Placements
6,776,846
5,722,060
5,224,649
4,279,645
3,731,520 
-
1,000,000
2,000,000
3,000,000
4,000,000
5,000,000
6,000,000
7,000,000
8,000,000
2022-23 2023-24 2024-25 2025-26 2026+
Cost £m
Year
Costs of Out of Authority Placements

Page 21

Appendix 04 
North Lanarkshire Council
Report
Senior Leadership Team Meeting 
Does this report require to be approved? ☒ Yes   ☐ No
Ref:
GMCL/AH  Date 28/09/22 
Update to holiday ‘hub’ provision for children and young people
with Additional Support Needs 
From: Alan Henry 
E-mail:
henryAl@northlan.gov.uk   
,
1. Background
1.1 Since Spring 2020, various models of ‘hub’ provision were in place to support
children and young people who have significant additional support needs.  These
models were, to different degrees, impacted upon and in response to the Covid-
19 pandemic.
Executive Summary
During July 2022 North Lanarkshire Council offered ‘hub’ sessions for children and young
people with significant additional support needs across three geographical sites. This
paper highlights the successes of this provision and seeks to identify ‘lessons’ learned. 
Furthermore, this paper will seek to outline potential considerations for any future
operating model. 
Recommendations
SLT is asked to 
1. Endorse the proposal to establish a working-group to oversee the re-design of the
ASN (Additional Support Needs) Hub provision 
2. Approve the approach that is recommended for October 2022 
3. Agree the proposed time-line for service re-design and implementation. 
The Plan for North Lanarkshire
Priority  Support all children and young people to realise their full potential
Ambition statement
(10) Engage with children, young people, parents, carers, and
families to help all children and young people reach their full
potential

Page 22

1.2 Summer 2022 provided the first opportunity to implement a holiday provision
which was free from the impact of Covid-19.
1.3 In terms of pupil numbers, the summer hubs were well attended: 
No of applications for Summer 2022 
Venue No off applications
Drumpark School 83
Firpark Primary School  130
Redburn School 108   
Grand Total 321 
Summer 2022 weekly attendance            
Venue Locality  Week 1 Week 2 Week 3 Week 4
(5 Days) (5 Days)  (5 Days) (5 Days)
Drumpark School Central 66 81 71 83
Firpark Primary School  South 140 167 158 167
Redburn School North 112 126 125 140
Total pupils   318 374 354 390
Daily Average Per Site   21 25 24 26 
1.4 The staff involved, and the parents / carers who made use of the service, were
invited to give feedback via surveys (Appendix 1 and Appendix 2)
1.5 The Continuous Improvement Officers within the Inclusion Team have been
asked to review this feedback, consider current procedure and practice and
reflect upon potential future operating models.
1.6 Additionally, one Continuous Improvement Officer was involved in investigating a
parental complaint relating to staff conduct within one of the hubs. 
2. Report 
2.1 Having reflected upon the available information, the following four themes have
been identified in relation to the ‘Hub’ provision.
• Preparedness
• Communication
• Implementation, including transport
• Leadership and Oversight 
2.2 Preparedness – Consideration should be given to increasing the planning and
preparation time allowed before the commencement of each hub provision.  This
would ensure that there is sufficient time to identify appropriate staff / partners,
gather and share information from key members of the team around the child,
plan effective programmes and implement appropriate training, e.g. Moving and
Handling, etc.

Page 23

2.3 Communication – Linked to the point, above, there is a need to ensure that
appropriate timescales are followed in relation to ‘Hub’ provision.  This would
ensure that families have an appropriate amount of time to apply for provision
and, subsequently, receive timeous information about the offer which has been
allocated.  Consistent steps should be taken to ensure that vulnerable families
receive proactive engagement about the provision that is available.
2.4 Implementation, including transport – Staff feedback, and direct observation
from senior officers, indicates that significant development work is required to
ensure that all children and young people, who require the ASN hub provision,
have access to an age-appropriate, differentiated, programme which meets their
needs.  Staff should have consistent and appropriate access to individual
planning pertaining to the children and young people they are working with.  Staff
require time, and potentially support from the team around the child, to engage
with and understand such planning.   
While the provision of transport was largely successful, given the current market
forces, and associated recent transport difficulties, it will be important to ensure
that any future transport provision is carefully planned.
2.5 Leadership and Oversight - Given the issues identified above, it will be
appropriate to review the leadership and oversight of the hub provision. 
Continuous Improvement Officers from the Inclusion Team could convene a
working group incorporating school staff, officers and partners to develop, in
detail, the future operating model.  It is likely that any such future operating
model will continue to require significant operational input, supported by
administrative staff, to manage all aspects of the provision.  For Active School
staff to continue to take a lead role in the provision on the different sites, they will
require significant support and development, both strategically and operationally,
to effectively fulfil this role, moving forward. 
2.6 Significant work is now required to establish a financially sustainable, and
equitable, model of future provision.   
2.7 Immediate thought should be given to the October 2022 holiday.  Given the
number and range of points to be considered, it will not be possible to implement
a new operating model in time for the October 2022 holiday.  As such, there are
two possible options for October 2022: 
Option 1 Option 2
Allocation of tickets, passes, etc to
families
‘Hub’ provision, based on existing
operating model – some initial training
could be implemented for staff
Benefits:
• Families have flexibility to
engage in a range of activities,
over this five-day holiday.
• In-line with previous operating
model for October break;
historically, no hub provision
has been made in the October
holiday
Benefits:
• Children / young people are
offered a face-to-face service
Risks:
• Potential equality issue if face-
to-face provision is available
to mainstream peers –
including lunch provision.
Risks:
• A precedent is set of provision
at this time of year, which may
not be sustainable in the future

Page 24

• Negative press coverage. • Previous issues / concerns are
repeated, potentially resulting
in critical incidents /
complaints.
• Sufficient transport may not be
available to offer a service
• Sufficient, appropriately
qualified / trained staff may not
be available to provide a
service; recently-appointed
modern apprentices are not
available at this time due to
essential training.
• Negative press coverage /
reputational damage 
Considering the relative risks and benefits, it is recommended that Option 1 is
adopted for October 2022. 
2.8 Engagement has now taken-place with the ASN Parent Council Chairs who were
involved in the previous consultation regarding ASN Hubs.  These Parent Council
Chairs have indicated that they would be happy with ‘Option 1’ for October 2022.
2.9 The Parent Council Chairs understand that they will be cornerstone consultees
as the process moves forward and their views will be key to shaping the future
provision.  Given the emerging financial landscape, it will be important to ensure
that cost of living considerations are carefully considered as part of any future
proposals. 
3. Measures of success – and timeline 
3.1  A working group, chaired by Continuous Improvement Officers, will be established
before October 2022.
3.2 A safe, sustainable, revised operating model will be planned by January 2023.
3.3  The revised implementation model, including all associated training and development,
will be implemented in time for Spring Break 2023.   
4. Supporting documentation 
Name: Alan Henry
Title: Senior Education and Families Manager